| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FINJAN HLDGS INC | 12,500 | 17,000 | 0.00% | ||
| 2 | LIBERTY ALL STAR EQUITY FD | 15,000 | 86,000 | 0.01% | ||
| 3 | BLACKROCK RES COMMODITIES | 11,000 | 100,000 | 0.01% | ||
| 4 | CONTROL4 CORP | 16,000 | 142,000 | 0.02% | Call | |
| 5 | PENDRELL CORP | 114,800 | 157,000 | 0.02% | ||
| 6 | COHEN STEERS QUALITY INCOM | 14,700 | 157,000 | 0.02% | ||
| 7 | DREYFUS HIGH YIELD STRATEGIE | 53,518 | 179,000 | 0.02% | ||
| 8 | NUVEEN MUN OPPTY FD INC | 13,218 | 180,000 | 0.02% | ||
| 9 | NATIONAL CINEMEDIA INC | 12,500 | 200,000 | 0.02% | ||
| 10 | BOEING CO | 2,500 | 206,000 | 0.02% | Call | |
| 11 | QUALYS INC | 5,100 | 206,000 | 0.02% | ||
| 12 | BOEING CO | 2,500 | 206,000 | 0.02% | Put | |
| 13 | Jive Software Inc | 40,000 | 210,000 | 0.02% | Call | |
| 14 | ECHELON CORP | 265,000 | 212,000 | 0.02% | ||
| 15 | NIKE INC | 2,143 | 231,000 | 0.03% | ||
| 16 | Cynosure Inc | 6,000 | 231,000 | 0.03% | ||
| 17 | Eaton Vance Mun Bd Fund Common | 19,070 | 232,000 | 0.03% | ||
| 18 | ICAD INC | 72,156 | 234,000 | 0.03% | ||
| 19 | DIGI INTL INC COM | 25,500 | 244,000 | 0.03% | ||
| 20 | NUVEEN PREM INCOME MUN FD | 19,900 | 261,000 | 0.03% | ||
| 21 | FIRST TR HIGH INCOME L/S FD | 17,123 | 268,000 | 0.03% | ||
| 22 | ISHARES TR | 2,655 | 280,000 | 0.03% | ||
| 23 | NETWORK 1 TECHNOLOGIES INC | 165,100 | 282,000 | 0.03% | ||
| 24 | PARATEK PHARMACEUTICALS INC | 11,512 | 297,000 | 0.03% | ||
| 25 | Former Charter Communication (Del 5/18/2016) | 1,900 | 325,000 | 0.04% | Call | |
| 26 | Orexigen Therapeutics, Inc. | 66,100 | 327,000 | 0.04% | ||
| 27 | PROSHARES TR | 13,913 | 341,000 | 0.04% | ||
| 28 | OWENS-ILLINOIS, INC. | 15,029 | 345,000 | 0.04% | ||
| 29 | SEQUENOM INC | 116,900 | 355,000 | 0.04% | Put | |
| 30 | CIENA CORP COM NEW | 15,000 | 355,000 | 0.04% | Call | |
| 31 | SEQUENOM INC | 116,900 | 355,000 | 0.04% | ||
| 32 | NUMEREX CORP PA | 42,000 | 359,000 | 0.04% | ||
| 33 | ISHARES TR | 3,167 | 366,000 | 0.04% | ||
| 34 | Lantronix Inc | 223,000 | 368,000 | 0.04% | ||
| 35 | DOUBLELINE INCOME SOLUTIONS | 18,635 | 368,000 | 0.04% | ||
| 36 | KLX INC COM | 9,332 | 412,000 | 0.04% | ||
| 37 | LIVEPERSON INC | 43,800 | 430,000 | 0.05% | ||
| 38 | BROOKFIELD GLOBL LISTED INFR | 27,551 | 456,000 | 0.05% | ||
| 39 | VANGUARD SCOTTSDALE FDS | 7,713 | 471,000 | 0.05% | ||
| 40 | ZOETIS INC | 9,900 | 477,000 | 0.05% | Call | |
| 41 | CTI BIOPHARMA CORP | 250,000 | 488,000 | 0.05% | ||
| 42 | POTASH CORP SASK INC | 16,500 | 511,000 | 0.06% | Call | |
| 43 | PROSHARES ULTRA 20 YEAR TREASURY | 7,397 | 516,000 | 0.06% | ||
| 44 | BioDelivery Sciences International Inc | 65,000 | 517,000 | 0.06% | ||
| 45 | COMPUTER SCIENCE | 7,900 | 519,000 | 0.06% | Put | |
| 46 | ISHARES 7-10 YEAR TREASURY BOND ETF | 5,024 | 528,000 | 0.06% | ||
| 47 | ARM Holdings plc | 11,100 | 547,000 | 0.06% | ||
| 48 | ADAMAS PHARMACEUTICALS INC | 21,800 | 572,000 | 0.06% | ||
| 49 | PROSHARES TR | 10,550 | 578,000 | 0.06% | ||
| 50 | ARES DYNAMIC CR ALLOCATION F | 38,629 | 592,000 | 0.06% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001481986-15-000006, filed 2015.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
