| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | CPFL ENERGIA S A | 29,300 | 377,000 | 0.02% | Call | |
| 52 | SPDR SERIES TRUST | 5,988 | 369,000 | 0.02% | ||
| 53 | PACIRA PHARMACEUTICALS INC | 10,100 | 341,000 | 0.02% | ||
| 54 | VANGUARD SCOTTSDALE FDS | 5,466 | 336,000 | 0.02% | ||
| 55 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 40,500 | 327,000 | 0.02% | ||
| 56 | Yadkin Finl Corp Com | 12,600 | 316,000 | 0.02% | Call | |
| 57 | FORWARD PHARMA A/S | 17,252 | 313,000 | 0.02% | ||
| 58 | CBOE HLDGS INC | 4,431 | 295,000 | 0.02% | ||
| 59 | PROSHARES ULTRASHORT 7-10 TREASURY | 13,939 | 278,000 | 0.02% | ||
| 60 | TORTOISE MLP FD INCORPORATED | 14,000 | 258,000 | 0.02% | ||
| 61 | Direxion Daily 20 Yr Trsy Bull 3X ETF | 2,105 | 239,000 | 0.01% | ||
| 62 | ARES DYNAMIC CR ALLOCATION F | 16,300 | 224,000 | 0.01% | ||
| 63 | LANTRONIX INC | 225,000 | 218,000 | 0.01% | ||
| 64 | PIMCO DYNAMIC CR INCOME FD | 11,000 | 210,000 | 0.01% | ||
| 65 | PRUDENTIAL SHT DURATION HG YLD | 13,183 | 208,000 | 0.01% | ||
| 66 | RANDGOLD RES LTD | 1,831 | 205,000 | 0.01% | ||
| 67 | CATALYST PHARMACEUTICALS INC | 237,200 | 168,000 | 0.01% | ||
| 68 | PIONEER FLOATING RATE TR | 14,619 | 165,000 | 0.01% | ||
| 69 | BROOKFIELD GLOBL LISTED INFR | 10,000 | 132,000 | 0.01% | ||
| 70 | QLT INC | 80,900 | 115,000 | 0.01% | ||
| 71 | MERUS LABS INTL INC NEW | 42,200 | 70,000 | 0.00% | ||
| 72 | ICAD INC | 12,020 | 63,000 | 0.00% | ||
| 73 | PRISM TECHNOLOGIES GROUP INC | 200,000 | 54,000 | 0.00% | ||
| 74 | PENDRELL CORP | 50,000 | 25,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001481986-16-000017, filed 2016.08.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
