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Institutional Investment Manager
NATIONAL PLANNING CORP
NATIONAL PLANNING CORP (CIK: 0001492262) incorporated in Delaware, located at 100 North Sepulveda Blvd., El Segundo, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 729 holdings with a total value of $1,219,830,000.
#
Name
Shares
Value ($)
%
Options
Notes
701 EXCO RESOURCES INC 84,800 80,000 0.01%
702 GAMCO GLOBAL GOLD NAT RES & 16,800 79,000 0.01%
703 FRONTIER COMMUNICATIONS CORP 16,786 79,000 0.01%
704 TCW STRATEGIC INCOME FD INC 14,692 76,000 0.01%
705 ANTARES PHARMA INC 64,900 70,000 0.01%
706 EATON VANCE SR INCOME TR 12,200 66,000 0.01%
707 HECLA MNG CO 29,806 65,000 0.01%
708 LIBERTY ALL STAR EQUITY FD 12,587 57,000 0.00%
709 LAKE SHORE GOLD CORP 52,046 56,000 0.00%
710 VOYA RISK MANAGED NAT RES FD 10,713 53,000 0.00%
711 CHESAPEAKE ENERGY CORP 17,121 52,000 0.00%
712 CREDIT SUISSE HIGH YIELD BD 25,639 52,000 0.00%
713 LIONBRIDGE TECHNOLOGIES ORD 11,700 51,000 0.00%
714 GLU MOBILE INC 16,269 45,000 0.00%
715 MCEWEN MINING INC COM 30,225 43,000 0.00%
716 Arena Pharmaceuticals, Inc 23,900 38,000 0.00%
717 MANNKIND CORP. 37,336 36,000 0.00%
718 NYMOX PHARMACEUTICAL CORP 16,200 33,000 0.00%
719 FIRST BANCORP P R COM NEW 13,249 32,000 0.00%
720 SEADRILL LIMITED 10,675 22,000 0.00%
721 ASANKO GOLD INC 12,402 21,000 0.00%
722 Echo Therapeutics Inc 19,583 18,000 0.00%
723 U.S. GEOTHERMAL INC 22,100 13,000 0.00%
724 Abraxas Petroleum Corp 13,171 12,000 0.00%
725 LINN ENERGY LLC UNIT LTD LIAB 15,942 8,000 0.00%
726 ELEPHANT TALK COMM CORP 31,591 7,000 0.00%
727 MINCO GOLD CORP 33,990 5,000 0.00%
728 GOLDEN STAR RES LTD CDA 15,000 4,000 0.00%
729 Warren Resources Inc 23,000 3,000 0.00%
Page 15 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-003227, filed 2016.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.