| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,885,000 | 10,876,000 | 14.24% | ||
| 2 | JPMORGAN CHASE & CO | 1,630,317 | 9,407,000 | 12.32% | ||
| 3 | SYMPHONY ASSET MANAGEMENT LLC | 968,586 | 5,589,000 | 7.32% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 908,271 | 5,241,000 | 6.86% | ||
| 5 | UBS Group AG | 847,481 | 4,890,000 | 6.40% | ||
| 6 | Bain Capital Credit, LP | 722,137 | 4,167,000 | 5.46% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 608,482 | 3,511,000 | 4.60% | ||
| 8 | MORGAN STANLEY | 501,952 | 2,896,000 | 3.79% | ||
| 9 | Yorktown Management & Research Co Inc | 475,000 | 2,741,000 | 3.59% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 471,552 | 2,721,000 | 3.56% | ||
| 11 | Trust Asset Management LLC | 464,925 | 2,683,000 | 3.51% | ||
| 12 | WELLS FARGO & COMPANY/MN | 462,489 | 2,668,000 | 3.49% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 322,077 | 1,858,000 | 2.43% | ||
| 14 | COHEN & STEERS, INC. | 305,192 | 1,761,000 | 2.31% | ||
| 15 | Invesco Ltd. | 292,710 | 1,689,000 | 2.21% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 272,629 | 1,573,000 | 2.06% | ||
| 17 | CREDIT SUISSE AG/ | 233,097 | 1,345,000 | 1.76% | ||
| 18 | BLACKROCK ADVISORS LLC | 170,246 | 982,000 | 1.29% | ||
| 19 | AMERIPRISE FINANCIAL INC | 163,993 | 946,000 | 1.24% | ||
| 20 | Horizon Kinetics LLC | 146,750 | 847,000 | 1.11% | ||
| 21 | LPL Financial LLC | 138,596 | 802,000 | 1.05% | ||
| 22 | AQR ARBITRAGE LLC | 135,608 | 782,000 | 1.02% | ||
| 23 | NEWGATE CAPITAL MANAGEMENT LLC | 126,332 | 729,000 | 0.95% | ||
| 24 | Capital Investment Advisors, LLC | 49,240 | 611,000 | 0.80% | ||
| 25 | MERIDIAN INVESTMENT COUNSEL INC. | 88,953 | 513,000 | 0.67% | ||
| 26 | HUNTINGTON NATIONAL BANK | 86,461 | 499,000 | 0.65% | PRN | |
| 27 | Hilltop Holdings Inc. | 71,840 | 415,000 | 0.54% | ||
| 28 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 69,932 | 404,000 | 0.53% | ||
| 29 | Advisors Asset Management, Inc. | 64,132 | 370,000 | 0.48% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 57,895 | 334,000 | 0.44% | ||
| 31 | Eos Management, L.P. | 52,465 | 303,000 | 0.40% | ||
| 32 | Squarepoint Ops LLC | 44,600 | 257,000 | 0.34% | ||
| 33 | Concert Wealth Management Inc. | 39,200 | 227,000 | 0.30% | ||
| 34 | Weiss Asset Management LP | 33,301 | 192,000 | 0.25% | ||
| 35 | WealthTrust Axiom LLC | 31,765 | 183,000 | 0.24% | ||
| 36 | RELATIVE VALUE PARTNERS GROUP, LLC | 26,849 | 155,000 | 0.20% | ||
| 37 | TFS CAPITAL LLC | 26,201 | 151,000 | 0.20% | ||
| 38 | ROYAL BANK OF CANADA | 23,270 | 134,000 | 0.18% | ||
| 39 | DOLIVER ADVISORS, LP | 18,817 | 109,000 | 0.14% | ||
| 40 | SeaBridge Investment Advisors LLC | 17,060 | 98,000 | 0.13% | ||
| 41 | SG Americas Securities, LLC | 16,449 | 95,000 | 0.12% | ||
| 42 | AMERICAN INTERNATIONAL GROUP, INC. | 14,835 | 86,000 | 0.11% | ||
| 43 | M&T BANK CORP | 14,530 | 84,000 | 0.11% | ||
| 44 | Cetera Advisors LLC | 14,500 | 84,000 | 0.11% | ||
| 45 | Rock Point Advisors, LLC | 11,900 | 69,000 | 0.09% | ||
| 46 | NATIONAL PLANNING CORP | 12,200 | 66,000 | 0.09% | ||
| 47 | Camelot Portfolios, LLC | 10,000 | 58,000 | 0.08% | ||
| 48 | Highlander Capital Management, LLC | 5,000 | 29,000 | 0.04% | ||
| 49 | CITIGROUP INC | 4,738 | 27,000 | 0.04% | ||
| 50 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 4,500 | 26,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
