| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 2,937,594 | 13,954,000 | 20.50% | ||
| 2 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,630,781 | 7,746,000 | 11.38% | ||
| 3 | MORGAN STANLEY | 1,038,302 | 4,932,000 | 7.25% | ||
| 4 | LPL Financial LLC | 888,868 | 4,453,000 | 6.54% | ||
| 5 | Vident Investment Advisory, LLC | 655,221 | 3,112,000 | 4.57% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 592,037 | 2,812,000 | 4.13% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 550,503 | 2,615,000 | 3.84% | ||
| 8 | DOLIVER ADVISORS, LP | 533,773 | 2,535,000 | 3.73% | ||
| 9 | CORNERSTONE ADVISORS INC | 508,121 | 2,414,000 | 3.55% | ||
| 10 | Alpine Global Management, LLC | 502,615 | 2,387,000 | 3.51% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 431,784 | 2,051,000 | 3.01% | ||
| 12 | CITIGROUP INC | 402,441 | 1,912,000 | 2.81% | ||
| 13 | MSI Financial Services Inc | 402,148 | 1,910,000 | 2.81% | ||
| 14 | Investors Capital Advisory Services | 297,469 | 1,412,000 | 2.07% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 276,053 | 1,311,000 | 1.93% | ||
| 16 | Invesco Ltd. | 237,584 | 1,129,000 | 1.66% | ||
| 17 | D.A. DAVIDSON & CO. | 187,282 | 889,000 | 1.31% | ||
| 18 | BAIRD FINANCIAL GROUP, INC. | 178,276 | 847,000 | 1.24% | ||
| 19 | Weiss Asset Management LP | 155,551 | 739,000 | 1.09% | ||
| 20 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 132,684 | 630,000 | 0.93% | ||
| 21 | Cetera Advisor Networks LLC | 126,640 | 597,000 | 0.88% | ||
| 22 | SG Americas Securities, LLC | 115,381 | 548,000 | 0.81% | ||
| 23 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 94,771 | 451,000 | 0.66% | ||
| 24 | Cambridge Investment Research Advisors, Inc. | 81,135 | 385,000 | 0.57% | ||
| 25 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 78,323 | 372,000 | 0.55% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 77,777 | 370,000 | 0.54% | ||
| 27 | OPERA TRADING CAPITAL | 69,557 | 330,000 | 0.48% | ||
| 28 | Commonwealth Equity Services, Inc | 68,667 | 326,000 | 0.48% | ||
| 29 | Hilltop Holdings Inc. | 65,605 | 312,000 | 0.46% | ||
| 30 | B. Riley Wealth Advisors, Inc. | 59,112 | 281,000 | 0.41% | ||
| 31 | WEDBUSH SECURITIES INC | 58,458 | 278,000 | 0.41% | ||
| 32 | ROYAL BANK OF CANADA | 53,624 | 255,000 | 0.37% | ||
| 33 | WELLS FARGO & COMPANY/MN | 50,446 | 239,000 | 0.35% | ||
| 34 | FIFTH THIRD BANCORP | 50,001 | 238,000 | 0.35% | ||
| 35 | Cetera Advisors LLC | 47,100 | 224,000 | 0.33% | ||
| 36 | Perigon Wealth Management, LLC | 44,360 | 211,000 | 0.31% | ||
| 37 | NWAM LLC | 43,850 | 208,000 | 0.31% | ||
| 38 | Janney Montgomery Scott LLC | 38,076 | 181,000 | 0.27% | ||
| 39 | Virtu KCG Holdings LLC | 36,384 | 173,000 | 0.25% | ||
| 40 | Creative Planning | 34,802 | 165,000 | 0.24% | ||
| 41 | STIFEL FINANCIAL CORP | 33,850 | 161,000 | 0.24% | ||
| 42 | VSR Financial Services, Inc. | 30,803 | 146,000 | 0.21% | ||
| 43 | PNC FINANCIAL SERVICES GROUP, INC. | 30,542 | 145,000 | 0.21% | ||
| 44 | HighTower Advisors, LLC | 27,603 | 132,000 | 0.19% | ||
| 45 | Orca Investment Management, LLC | 26,490 | 126,000 | 0.19% | ||
| 46 | OPPENHEIMER & CO INC | 21,069 | 100,000 | 0.15% | ||
| 47 | Sigma Planning Corp | 18,735 | 89,000 | 0.13% | ||
| 48 | IFP ADVISORS, INC | 18,497 | 88,000 | 0.13% | ||
| 49 | Nuveen Asset Management, LLC | 18,500 | 88,000 | 0.13% | ||
| 50 | NATIONAL PLANNING CORP | 16,800 | 79,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
