| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,766,557 | 36,202,000 | 13.24% | ||
| 2 | Karpus Management, Inc. | 6,528,122 | 34,925,000 | 12.77% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,856,315 | 31,331,000 | 11.46% | ||
| 4 | Gramercy Funds Management LLC | 3,453,571 | 18,477,000 | 6.76% | ||
| 5 | LAZARD ASSET MANAGEMENT LLC | 3,198,986 | 17,114,000 | 6.26% | ||
| 6 | WELLS FARGO & COMPANY/MN | 3,158,506 | 16,898,000 | 6.18% | ||
| 7 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,428,938 | 12,995,000 | 4.75% | ||
| 8 | Advisors Asset Management, Inc. | 2,285,976 | 12,230,000 | 4.47% | ||
| 9 | Bulldog Investors, LLP | 2,208,963 | 11,818,000 | 4.32% | ||
| 10 | 1607 Capital Partners, LLC | 1,430,833 | 7,655,000 | 2.80% | ||
| 11 | CORNERSTONE ADVISORS INC | 976,811 | 5,226,000 | 1.91% | ||
| 12 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 971,405 | 5,197,000 | 1.90% | ||
| 13 | Ancora Advisors LLC | 962,999 | 5,152,000 | 1.88% | ||
| 14 | 1832 Asset Management L.P. | 869,791 | 4,668,000 | 1.71% | ||
| 15 | Thomas J. Herzfeld Advisors, Inc. | 868,865 | 4,648,000 | 1.70% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 739,701 | 3,957,000 | 1.45% | ||
| 17 | LPL Financial LLC | 696,632 | 3,602,000 | 1.32% | ||
| 18 | MARINER INVESTMENT GROUP LLC | 535,244 | 2,864,000 | 1.05% | ||
| 19 | AQR ARBITRAGE LLC | 495,752 | 2,652,000 | 0.97% | ||
| 20 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 456,658 | 2,386,000 | 0.87% | ||
| 21 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 442,304 | 2,366,000 | 0.87% | ||
| 22 | CLOUGH CAPITAL PARTNERS L P | 427,293 | 2,286,000 | 0.84% | ||
| 23 | Curi Capital, LLC | 396,593 | 2,122,000 | 0.78% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 389,497 | 2,084,000 | 0.76% | ||
| 25 | Cetera Advisor Networks LLC | 385,876 | 2,068,000 | 0.76% | ||
| 26 | DESCHUTES PORTFOLIO STRATEGY, LLC | 353,000 | 1,889,000 | 0.69% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 295,461 | 1,581,000 | 0.58% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 255,394 | 1,366,000 | 0.50% | ||
| 29 | Shaker Financial Services, LLC | 170,053 | 910,000 | 0.33% | ||
| 30 | DOLIVER ADVISORS, LP | 170,081 | 910,000 | 0.33% | ||
| 31 | UBS Group AG | 169,472 | 907,000 | 0.33% | ||
| 32 | ROYAL BANK OF CANADA | 166,757 | 892,000 | 0.33% | ||
| 33 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 162,221 | 868,000 | 0.32% | ||
| 34 | CS MCKEE LP | 148,903 | 797,000 | 0.29% | ||
| 35 | Invesco Ltd. | 148,840 | 796,000 | 0.29% | ||
| 36 | Squarepoint Ops LLC | 139,363 | 746,000 | 0.27% | ||
| 37 | Weiss Asset Management LP | 138,084 | 739,000 | 0.27% | ||
| 38 | SHEPHERD KAPLAN KROCHUK, LLC | 106,980 | 572,000 | 0.21% | ||
| 39 | GUGGENHEIM CAPITAL LLC | 105,190 | 562,000 | 0.21% | ||
| 40 | Yakira Capital Management, Inc. | 92,538 | 495,000 | 0.18% | SH | |
| 41 | OPPENHEIMER & CO INC | 91,751 | 491,000 | 0.18% | ||
| 42 | NINE MASTS CAPITAL Ltd | 83,301 | 446,000 | 0.16% | ||
| 43 | Concert Wealth Management Inc. | 79,294 | 424,000 | 0.16% | ||
| 44 | WEDBUSH SECURITIES INC | 79,271 | 424,000 | 0.16% | ||
| 45 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 75,446 | 404,000 | 0.15% | ||
| 46 | SG Americas Securities, LLC | 70,371 | 376,000 | 0.14% | ||
| 47 | D.A. DAVIDSON & CO. | 69,700 | 372,000 | 0.14% | ||
| 48 | Regis Management CO LLC | 68,846 | 368,000 | 0.13% | ||
| 49 | Prospera Financial Services Inc | 56,190 | 301,000 | 0.11% | ||
| 50 | CITIGROUP INC | 54,742 | 292,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
