Dark
Light
System
Institutional Investment Manager
NATIONAL PLANNING CORP
NATIONAL PLANNING CORP (CIK: 0001492262) incorporated in Delaware, located at 100 North Sepulveda Blvd., El Segundo, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 729 holdings with a total value of $1,219,830,000.
#
Name
Shares
Value ($)
%
Options
Notes
651 Inland Real Estate Corp 16,803 179,000 0.01%
652 FULTON FINL CORP PA 14,211 176,000 0.01%
653 MFS MUN INCOME TR 25,000 174,000 0.01%
654 HEWLETT PACKARD ENTERPRISE C 13,029 172,000 0.01%
655 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 22,000 169,000 0.01%
656 MUELLER WTR PRODUCTS INCORPORATED COM SER A 20,252 168,000 0.01%
657 TWO HBRS INVT CORP 22,054 166,000 0.01%
658 BLACKROCK RES COMMODITIES 25,354 165,000 0.01%
659 SAREPTA THERAPEUTICS INC 13,403 164,000 0.01%
660 ALLIANZGI CONV & INCOME FD 33,258 162,000 0.01%
661 LRAD CORP 99,716 161,000 0.01%
662 HP INC 16,195 160,000 0.01%
663 ARIAD PHARMACEUTICALS ORD (NMS) 31,500 160,000 0.01%
664 MARATHON OIL CORP 18,916 160,000 0.01%
665 UNITED DEV FDG IV COM 22,410 159,000 0.01%
666 DREYFUS HIGH YIELD STRATEGIE 53,650 153,000 0.01%
667 POWERSHARES ETF TRUST 16,055 151,000 0.01%
668 NUVEEN CORE EQUITY ALPHA FD 11,995 151,000 0.01%
669 PEOPLES UNITED FINANCIAL INC 10,515 150,000 0.01%
670 EATON VANCE TX MNG BY WRT OP 10,500 147,000 0.01%
671 POWERSHARES DB CMDTY IDX TRA 11,386 143,000 0.01%
672 WESTERN ASSET EMERGING MKTS 10,513 141,000 0.01%
673 GOPRO INC 13,573 135,000 0.01%
674 THL CR INC 14,250 131,000 0.01%
675 MFS MULTIMARKET INCOME TR 23,544 129,000 0.01%
676 FREEPORT-MCMORAN INC 22,520 128,000 0.01%
677 COHEN & STEERS QUALITY RLTY 11,507 127,000 0.01%
678 NUVEEN FLTNG RTE INCM OPP FD 13,876 126,000 0.01%
679 BANCO SANTANDER SA 30,230 125,000 0.01%
680 WELLS FARGO MULTI SECTOR INC 11,163 124,000 0.01%
681 NUVEEN MUN VALUE FD INC 11,748 121,000 0.01%
682 TREVENA INC 15,952 120,000 0.01%
683 BANCORP NEW JERSEY INC NEW 11,000 117,000 0.01%
684 TRIANGLE PETE CORP 290,475 116,000 0.01%
685 POWERSHS DB MULTI SECT COMM 15,443 115,000 0.01%
686 Laredo Petroleum Inc 17,152 110,000 0.01%
687 OXFORD LANE CAP CORP 12,426 106,000 0.01%
688 GABELLI EQUITY TR INC 21,425 104,000 0.01%
689 NUVEEN CR STRATEGIES INCOME FD COM SHS 13,654 102,000 0.01%
690 ZIOPHARM ONCOLOGY INC 19,369 99,000 0.01%
691 WELLS FARGO INCOME OPPORTUNI 13,795 97,000 0.01%
692 ENERGY RECOVERY INC 16,446 96,000 0.01%
693 INVESTORS REAL 15,042 95,000 0.01%
694 ELECTRO RENT CORP 10,820 95,000 0.01%
695 NEW AMER HIGH INCOME FD INC 12,605 92,000 0.01%
696 BLACKROCK ENHANCED EQT DIV T 12,926 91,000 0.01%
697 ENERPLUS CORP 28,164 90,000 0.01%
698 SPROTT PHYSICAL PLAT PALLAD 14,083 84,000 0.01%
699 PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 12,398 83,000 0.01%
700 RADNET INC COM 15,866 82,000 0.01%
Page 14 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-003227, filed 2016.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.