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Institutional Investment Manager
Wellington Shields & Co., LLC
Wellington Shields & Co., LLC (CIK: 0001506073) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001506073-17-000001) filed in 2017.02.02
#
Name
Shares
Value ($)
%
Options
Notes
51 NEW RESIDENTIAL INVT CORP COM NEW 43,000 676 0.35%
52 CSX CORP 18,700 672 0.35%
53 AMERICAN EXPRESS CO 8,500 630 0.33%
54 CATERPILLAR INC 6,626 614 0.32%
55 B & G FOODS INC NEW COM 13,780 604 0.32%
56 COCA COLA CO 14,563 604 0.32%
57 DUKE ENERGY CORP NEW 7,721 599 0.31%
58 CASI PHARMACEUTICALS INC COM 505,474 581 0.30%
59 CVS HEALTH CORP 7,200 568 0.30%
60 CONNECTICUT WTR SVC INC COM 10,000 558 0.29%
61 BOEING CO 3,550 553 0.29%
62 GENERAL MLS INC 8,063 498 0.26%
63 CONOCOPHILLIPS 9,750 489 0.26%
64 ALPHABET INC 601 476 0.25%
65 CLOROX CO DEL 3,900 468 0.24%
66 CITIGROUPINC 7,840 466 0.24%
67 CORNING INC 19,080 463 0.24%
68 NORFOLK SOUTHERN CORP 4,250 459 0.24%
69 EASTMAN CHEM CO 5,850 440 0.23%
70 BECTON DICKINSON & CO 2,526 418 0.22%
71 YUM BRANDS INC 6,570 416 0.22%
72 INTL PAPER CO 7,803 414 0.22%
73 NEXTERA ENERGY INC 3,400 406 0.21%
74 MACYS INC 11,000 394 0.21%
75 AFLAC INC 5,656 394 0.21%
76 DIAGEO PLC ADR 15,375 394 0.21%
77 ALPS ETF TR 31,000 391 0.20%
78 BAXTER INTL INC 8,800 390 0.20%
79 DOMINION ENERGY INC 5,067 388 0.20%
80 GLAXOSMITHKLINE PLC 9,700 374 0.20%
81 THOMASVILLE BANCSHARES INC 10,500 367 0.19%
82 GREIF INC 5,300 358 0.19%
83 DTE ENERGY CO 3,569 352 0.18%
84 ISHARES TR 3,000 340 0.18%
85 CALIFORNIA WTR SVC GROUP 10,000 339 0.18%
86 WEST PHARMACEUTICAL SVSC INC 4,000 339 0.18%
87 FACEBOOK INC 2,835 326 0.17%
88 SPDR SER TR 5,478 324 0.17%
89 ZOETIS INC 5,900 316 0.17%
90 UNITED TECHNOLOGIES CORP 2,885 316 0.17%
91 KIMBERLY CLARK CORP 2,700 308 0.16%
92 HEWLETT PACKARD ENTERPRISE C 13,000 301 0.16%
93 BROADCOM LTD 1,700 301 0.16%
94 ILLINOIS TOOL WKS INC 2,400 294 0.15%
95 LYONDELLBASELL INDUSTRIES N 3,391 291 0.15%
96 ARMADA HOFFLER PPTYS INC 20,000 291 0.15%
97 LOCKHEED MARTIN CORP 1,120 280 0.15%
98 LILLY ELI & CO 3,800 279 0.15%
99 XEROX CORP 31,216 273 0.14%
100 M & T BK CORP 1,723 270 0.14%
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