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Institutional Investment Manager
CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS (CIK: 0001512024) incorporated in North Carolina, located at 4208 Six Forks Road, Suite 1700, Raleigh, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001062993-15-004442) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 13 1 0.00%
2 CALAMOS CONV OPPORTUNITIES & 50 1 0.00%
3 MARKET VECTORS ETF TR 62 1 0.00%
4 GLOBAL X FDS 39 2 0.00%
5 WISDOMTREE TRUST EUROPE SMCP DV ETF 150 2 0.00%
6 ISHARES TRUST S&P 100 ETF 30 2 0.00%
7 ISHARES TR 75 3 0.00%
8 VANGUARD INDEX FDS 100 3 0.00%
9 ISHARES TR 26 3 0.00%
10 UNITED STATES OIL FUND LP 98 4 0.00%
11 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 180 4 0.00%
12 Spdr Ser Tr Nuveen Barcl 231 4 0.00%
13 WISDOMTREE TR 600 4 0.00%
14 VANGUARD INTL EQUITY INDEX F 370 5 0.00%
15 SPDR SER TR 93 5 0.00%
16 ISHARES TR 295 6 0.00%
17 ISHARES RUSSELL 1000 ETF 300 7 0.00%
18 VANGUARD INTL EQUITY INDEX F 54 7 0.00%
19 ISHARES INC 350 7 0.00%
20 TCW STRATEGIC INCOME FD INC 605 8 0.00%
21 PIMCO INCOME STRATEGY FD 1,221 8 0.00%
22 ISHARES MSCI TAIWAN ETF 1,105 9 0.00%
23 ISHARES TR 106 10 0.00%
24 ISHARES TR 500 10 0.00%
25 PROSHARES TR 244 11 0.00%
26 VANGUARD ADMIRAL FDS INC 915 11 0.00%
27 ISHARES TR 84 11 0.00%
28 SPDR S&P MIDCAP 400 ETF TR 915 12 0.00%
29 INDEXIQ ETF TR 380 12 0.00%
30 VANGUARD INDEX FDS 946 12 0.00%
31 NUVEEN NORTH CAROLINA QLTY M 500 12 0.00%
32 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 70 12 0.00%
33 NUVEEN PREFERRED SECURITIES 1,018 13 0.00%
34 POWERSHARES ETF TR II 124 14 0.00%
35 CLEARBRIDGE ENERGY MLP FD INCORPORATED 1,000 15 0.00%
36 PIMCO CORPORATE INCOME OPP 363 17 0.00%
37 SPROTT PHYSICAL PLAT PALLAD 900 18 0.00%
38 WISDOMTREE TR 1,065 18 0.00%
39 ISHARES 20 YEAR TREASURY BOND ETF 220 18 0.00%
40 VANGUARD INDEX FDS 307 18 0.00%
41 JPMORGAN CHASE & CO 1,000 18 0.00%
42 ISHARES TR 211 20 0.00%
43 ISHARES TR 1,073 22 0.00%
44 ISHARES 1,250 23 0.00%
45 VANGUARD STAR FDS 707 23 0.00%
46 VANGUARD ADMIRAL FDS INC 698 23 0.00%
47 ISHARES S&P GSCI COMMODITY I 411 23 0.00%
48 VANGUARD TAX-MANAGED FDS 1,069 24 0.00%
49 ProShares VIX Short-Term Futures 536 24 0.00%
50 WISDOMTREE TR 500 25 0.00%
Page 1 of 4
Restatement filing (0001062993-15-004608) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 2,266 245 0.04%
52 NUVEEN NORTH CAROLINA QLTY M 18,901 240 0.04%
53 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 2,609 232 0.04%
54 VANGUARD INDEX FDS 2,454 222 0.03%
55 RYDEX ETF TRUST 2,775 221 0.03%
56 Spdr Ser Tr Nuveen Barcl 9,076 220 0.03%
57 ISHARES TR 597 220 0.03%
58 VANGUARD INTL EQUITY INDEX F 4,695 192 0.03%
59 ISHARES INC 3,980 191 0.03%
60 VANGUARD ADMIRAL FDS INC 1,731 185 0.03%
61 NUVEEN SELECT QUALITY MUN FD 12,083 160 0.03%
62 VANGUARD INTL EQUITY INDEX F 2,530 156 0.02%
63 PROSHARES TR 4,800 126 0.02%
64 ROYCE VALUE TR INC 9,050 125 0.02%
65 INDEXIQ ETF TR 4,094 121 0.02%
66 NUVEEN PREFERRED SECURITIES 14,229 121 0.02%
67 SPDR SERIES TRUST 3,112 120 0.02%
68 ISHARES TR 1,142 113 0.02%
69 PIMCO CORPORATE INCOME OPP 7,291 106 0.02%
70 WISDOMTREE TR 1,712 105 0.02%
71 ISHARES RUSSELL 2000 VALUE ETF 947 97 0.02%
72 ISHARES TR 924 97 0.02%
73 ISHARES TRUST S&P 100 ETF 1,000 91 0.01%
74 POWERSHARES ETF TR II 3,624 90 0.01%
75 EATON VANCE ENHANCED EQUITY 6,225 86 0.01%
76 Barings Global Short Duration 4,000 80 0.01%
77 VANGUARD WORLD FD 710 75 0.01%
78 ALPS ETF TR 4,500 70 0.01%
79 HANCOCK JOHN PFD INCOME FD I 4,184 70 0.01%
80 ISHARES TR 1,172 70 0.01%
81 ISHARES TR 563 62 0.01%
82 SPDR SER TR 2,146 62 0.01%
83 SPDR DOW JONES INDL AVRG ETF 344 60 0.01%
84 BLACKROCK INCOME TR INC 9,403 59 0.01%
85 CALAMOS CONV OPPORTUNITIES & 4,721 58 0.01%
86 ISHARES COHEN & STEERS REIT ETF 640 57 0.01%
87 POWERSHARES ETF TRUST 2,261 56 0.01%
88 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 1,950 51 0.01%
89 EATON VANCE FLTING RATE INC 3,500 48 0.01%
90 VANGUARD STAR FDS 948 48 0.01%
91 VANGUARD SCOTTSDALE FDS 556 47 0.01%
92 NUVEEN CR STRATEGIES INCOME FD COM SHS 5,500 47 0.01%
93 VANGUARD BD INDEX FDS 552 45 0.01%
94 SELECT SECTOR SPDR TR 579 43 0.01%
95 EATON VANCE TAX MANAGED DIVE 3,822 43 0.01%
96 PIMCO INCOME STRATEGY FD 4,000 43 0.01%
97 TCW STRATEGIC INCOME FD INC 7,503 39 0.01%
98 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 5,290 39 0.01%
99 ISHARES TR 507 37 0.01%
100 ISHARES RUSSELL 2000 GROWTH ETF 233 36 0.01%
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