| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,663,128 | 21,987,000 | 25.15% | ||
| 2 | 1607 Capital Partners, LLC | 756,286 | 9,998,000 | 11.44% | ||
| 3 | MORGAN STANLEY | 703,650 | 9,302,000 | 10.64% | ||
| 4 | Invesco Ltd. | 448,131 | 5,924,000 | 6.78% | ||
| 5 | OAK HILL ADVISORS LP | 309,964 | 4,098,000 | 4.69% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 260,407 | 3,443,000 | 3.94% | ||
| 7 | PT ASSET MANAGEMENT, LLC | 255,408 | 3,376,000 | 3.86% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 217,563 | 2,877,000 | 3.29% | ||
| 9 | Global Endowment Management, LP | 193,420 | 2,557,000 | 2.93% | ||
| 10 | UBS Group AG | 187,275 | 2,476,000 | 2.83% | ||
| 11 | Oxbow Advisors, LLC | 167,464 | 2,214,000 | 2.53% | ||
| 12 | NEW VERNON INVESTMENT MANAGEMENT LLC | 150,000 | 1,983,000 | 2.27% | ||
| 13 | Advisors Asset Management, Inc. | 147,931 | 1,956,000 | 2.24% | ||
| 14 | PNC FINANCIAL SERVICES GROUP, INC. | 118,394 | 1,564,000 | 1.79% | ||
| 15 | AQR ARBITRAGE LLC | 94,309 | 1,247,000 | 1.43% | ||
| 16 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 80,695 | 1,067,000 | 1.22% | ||
| 17 | COHEN & STEERS, INC. | 74,864 | 990,000 | 1.13% | ||
| 18 | NATIONAL PLANNING CORP | 59,431 | 805,000 | 0.92% | ||
| 19 | VAN ECK ASSOCIATES CORP | 52,371 | 692,000 | 0.79% | ||
| 20 | WELLS FARGO & COMPANY/MN | 50,707 | 670,000 | 0.77% | ||
| 21 | GOODWIN DANIEL L | 49,758 | 658,000 | 0.75% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 48,039 | 635,000 | 0.73% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 44,706 | 591,000 | 0.68% | ||
| 24 | Private Advisor Group, LLC | 41,012 | 542,000 | 0.62% | ||
| 25 | INVESTMENT CENTERS OF AMERICA INC | 34,674 | 459,000 | 0.53% | ||
| 26 | WOLVERINE ASSET MANAGEMENT LLC | 32,730 | 432,000 | 0.49% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 31,896 | 422,000 | 0.48% | ||
| 28 | Virtu KCG Holdings LLC | 31,242 | 413,000 | 0.47% | ||
| 29 | Essex Financial Services, Inc. | 30,860 | 408,000 | 0.47% | ||
| 30 | ROYAL BANK OF CANADA | 30,151 | 399,000 | 0.46% | ||
| 31 | VICUS CAPITAL | 28,710 | 380,000 | 0.43% | ||
| 32 | BENJAMIN F. EDWARDS & COMPANY, INC. | 24,020 | 318,000 | 0.36% | ||
| 33 | GOLDMAN SACHS GROUP INC | 23,888 | 316,000 | 0.36% | ||
| 34 | AMERICAN INTERNATIONAL GROUP, INC. | 16,468 | 217,707 | 0.25% | ||
| 35 | HOLLENCREST CAPITAL MANAGEMENT | 16,100 | 213,000 | 0.24% | ||
| 36 | WEDBUSH SECURITIES INC | 15,631 | 207,000 | 0.24% | ||
| 37 | CORNERSTONE ADVISORS INC | 15,440 | 204,000 | 0.23% | ||
| 38 | BB&T SECURITIES, LLC | 15,215 | 201,000 | 0.23% | ||
| 39 | Tradewinds Capital Management, LLC | 12,400 | 164,000 | 0.19% | ||
| 40 | CAPTRUST FINANCIAL ADVISORS | 12,083 | 160,000 | 0.18% | ||
| 41 | DOLIVER ADVISORS, LP | 11,208 | 148,000 | 0.17% | ||
| 42 | LPL Financial LLC | 10,154 | 135,000 | 0.15% | ||
| 43 | DELTA ASSET MANAGEMENT LLC/TN | 7,000 | 93,000 | 0.11% | ||
| 44 | CITIGROUP INC | 6,905 | 91,000 | 0.10% | ||
| 45 | PRELUDE CAPITAL MANAGEMENT, LLC | 6,750 | 89,000 | 0.10% | ||
| 46 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5,250 | 69,000 | 0.08% | ||
| 47 | SECURITY NATIONAL TRUST CO | 3,749 | 50,000 | 0.06% | ||
| 48 | US BANCORP \DE\ | 3,253 | 43,000 | 0.05% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,421 | 32,000 | 0.04% | ||
| 50 | Apriem Advisors | 2,000 | 26,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
