| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 790,455 | 8,584,000 | 17.76% | ||
| 2 | Horizon Kinetics LLC | 676,602 | 7,348,000 | 15.20% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 439,262 | 4,771,000 | 9.87% | ||
| 4 | Invesco Ltd. | 438,301 | 4,760,000 | 9.85% | ||
| 5 | Shaker Financial Services, LLC | 416,011 | 4,518,000 | 9.35% | ||
| 6 | ROYAL BANK OF CANADA | 372,019 | 4,040,000 | 8.36% | ||
| 7 | Nuveen Asset Management, LLC | 218,500 | 2,373,000 | 4.91% | ||
| 8 | MORGAN STANLEY | 167,649 | 1,821,000 | 3.77% | ||
| 9 | Creative Planning | 119,341 | 1,296,000 | 2.68% | ||
| 10 | SUNTRUST BANKS INC | 81,525 | 885,000 | 1.83% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 66,374 | 722,000 | 1.49% | ||
| 12 | LPL Financial LLC | 65,430 | 712,000 | 1.47% | ||
| 13 | WELLS FARGO & COMPANY/MN | 65,013 | 706,000 | 1.46% | ||
| 14 | DOLIVER ADVISORS, LP | 56,969 | 619,000 | 1.28% | ||
| 15 | BB&T SECURITIES, LLC | 56,090 | 609,000 | 1.26% | ||
| 16 | BAIRD FINANCIAL GROUP, INC. | 49,273 | 535,000 | 1.11% | ||
| 17 | UBS Group AG | 47,238 | 513,000 | 1.06% | ||
| 18 | SHUFRO ROSE & CO LLC | 42,900 | 465,000 | 0.96% | ||
| 19 | FIRST FOUNDATION ADVISORS | 40,369 | 438,000 | 0.91% | ||
| 20 | Cambridge Investment Research Advisors, Inc. | 38,989 | 423,000 | 0.88% | ||
| 21 | Commonwealth Equity Services, Inc | 32,927 | 358,000 | 0.74% | ||
| 22 | MARINER INVESTMENT GROUP LLC | 28,300 | 307,000 | 0.64% | ||
| 23 | Thomas J. Herzfeld Advisors, Inc. | 22,000 | 235,000 | 0.49% | ||
| 24 | CLOUGH CAPITAL PARTNERS L P | 20,400 | 222,000 | 0.46% | ||
| 25 | GOLDMAN SACHS GROUP INC | 17,330 | 188,000 | 0.39% | ||
| 26 | Virtu KCG Holdings LLC | 14,547 | 158,000 | 0.33% | ||
| 27 | BLB&B Advisors, LLC | 12,756 | 139,000 | 0.29% | ||
| 28 | Cetera Advisors LLC | 11,293 | 123,000 | 0.25% | ||
| 29 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 10,400 | 113,000 | 0.23% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 9,852 | 107,000 | 0.22% | ||
| 31 | BENJAMIN F. EDWARDS & COMPANY, INC. | 8,752 | 95,000 | 0.20% | ||
| 32 | CAPTRUST FINANCIAL ADVISORS | 4,000 | 43,000 | 0.09% | ||
| 33 | MSI Financial Services Inc | 3,638 | 40,000 | 0.08% | ||
| 34 | US BANCORP \DE\ | 2,000 | 22,000 | 0.05% | ||
| 35 | CITIGROUP INC | 1,450 | 16,000 | 0.03% | ||
| 36 | Cowen Prime Services LLC | 1,313 | 14,000 | 0.03% | ||
| 37 | D.A. DAVIDSON & CO. | 1,000 | 10,000 | 0.02% | ||
| 38 | Ironwood Financial, llc | 650 | 7,000 | 0.01% | ||
| 39 | INTEGRATED WEALTH MANAGEMENT | 270 | 3,000 | 0.01% | ||
| 40 | FIFTH THIRD BANCORP | 300 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
