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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
51 OPUS BK IRVINE CALIF COM 3,600 104,616 0.21%
52 UNION PAC CORP 1,018 101,546 0.21%
53 US BANCORP DEL 2,340 101,369 0.21%
54 VANGUARD WORLD FD 965 101,074 0.21%
55 3M CO 704 100,841 0.20%
56 ABBVIE INC 1,778 100,350 0.20%
57 MICRON TECHNOLOGY INC 3,040 100,168 0.20%
58 WASTE MGMT INC DEL 2,170 97,064 0.20%
59 CVS HEALTH CORP 1,274 96,021 0.20%
60 GOLDMAN SACHS GROUP INC 572 95,776 0.19%
61 ALTRIA GROUP INC 2,230 93,526 0.19%
62 OCCIDENTAL PETE CORP DEL 890 91,341 0.19%
63 UNITED NATURAL FOODSINC 1,403 91,335 0.19%
64 UNITEDHEALTH GROUP INC 1,096 89,598 0.18%
65 BRISTOL MYERS SQUIBB CO 1,840 89,258 0.18%
66 STRATTEC SEC CORP 1,366 88,093 0.18%
67 FEI COMPANY 934 84,742 0.17%
68 MASTERCARD INCORPORATED 1,142 83,903 0.17%
69 BIOGEN INC 264 83,242 0.17%
70 SPDR INDEX SHS FDS 1,565 82,710 0.17%
71 HONEYWELL INTL INC 878 81,610 0.17%
72 PROSHARES TR 900 81,180 0.16%
73 ATHENA HEALTH INC. 645 80,709 0.16%
74 ISHARES 10-20 YEAR TREASURY BOND ETF 602 77,790 0.16%
75 CATERPILLAR INC 714 77,590 0.16%
76 FORD MTR CO DEL 4,414 76,097 0.15%
77 SPDR S&P 600 SMALL CAP VALUE ETF 668 73,640 0.15%
78 FIRST CTZNS BANCSHARES INC N 300 73,500 0.15%
79 MONSANTO CO NEW 588 73,347 0.15%
80 NETSCOUT SYS INC 1,642 72,806 0.15%
81 Walgreens 978 72,499 0.15%
82 GW PHARMACEUTICALS PLC 674 72,313 0.15%
83 EOG RES INC 616 71,986 0.15%
84 Hewlett Packard Co 2,122 71,469 0.15%
85 UNITED PARCEL SERVICE INC 696 71,451 0.15%
86 Medtronic Inc 1,120 71,411 0.15%
87 TIME WARNER INC 1,000 70,250 0.14%
88 DOW CHEM CO 1,362 70,089 0.14%
89 METLIFE INC 1,258 69,894 0.14%
90 PRICELINE GRP INC 58 69,774 0.14%
91 LILLY ELI & CO 1,104 68,636 0.14%
92 POWER SOLUTIONS INTL INC 946 68,084 0.14%
93 DU PONT E I DE NEMOURS & CO 1,038 67,927 0.14%
94 HALLIBURTON CO 952 67,602 0.14%
95 TEXAS INSTRS INC 1,414 67,575 0.14%
96 COLGATE PALMOLIVE CO 978 66,680 0.14%
97 Solar Capital Ltd. 3,119 66,372 0.13%
98 ISHARES INC 2,357 65,925 0.13%
99 STARBUCKS CORP 846 65,463 0.13%
100 ROYAL BK SCOTLAND PLC 1,687 65,219 0.13%
Page 2 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
101 ALLERGAN PLC 296 66 0.13%
102 NIKE INC 832 65 0.13%
103 STARBUCKS CORP 846 65 0.13%
104 EBAY INC 1,304 65 0.13%
105 ROYAL BK SCOTLAND PLC 1,687 65 0.13%
106 GENERAC HLDGS INC 1,318 64 0.12%
107 MIMEDX GROUP INC COM 8,984 64 0.12%
108 PROSPERITY BANCSHARES INC 1,008 63 0.12%
109 E M C CORP MASS COM 2,368 62 0.12%
110 PROSHARES TR 693 62 0.12%
111 SYSCO CORP 1,626 61 0.12%
112 IONIS PHARMACEUTICAL 1,774 61 0.12%
113 Exterran Holdings Inc 1,335 60 0.12%
114 NEXTERA ENERGY INC 588 60 0.12%
115 FIRST TR STOXX EUROPEAN SELE 3,929 59 0.11%
116 SIMON PPTY GROUP INC NEW 352 59 0.11%
117 DUKE ENERGY CORP NEW 790 59 0.11%
118 MENS WEARHOUSE INC 1,066 59 0.11%
119 GENESEE & WYOMING INC 5.000% 1 440 59 0.11%
120 ACCENTURE PLC IRELAND 714 58 0.11%
121 COSTCO WHSL CORP NEW 492 57 0.11%
122 ACUITY BRANDS INC 415 57 0.11%
123 LOWES COS INC 1,170 56 0.11%
124 SPDR INDEX SHS FDS 682 56 0.11%
125 FLEXSHARES US MARKET TILT ETF 643 55 0.11%
126 PERNIX THERAPEUTICS HLDGS IN 6,166 55 0.11%
127 KONGZHONG CORP SPONSO 6,230 54 0.10%
128 COVIDIEN PLC 604 54 0.10%
129 RYDEX ETF TRUST 726 54 0.10%
130 GENERAL MTRS CO 1,460 53 0.10%
131 PHILLIPS 66 658 53 0.10%
132 DANAHER CORP DEL 672 53 0.10%
133 PNC FINL SVCS GROUP INC 598 53 0.10%
134 CAPITAL ONE FINL CORP 642 53 0.10%
135 CANTEL MEDICAL CORP 1,000 52 0.10%
136 THERMO FISHER SCIENTIFIC INC 438 52 0.10%
137 PACIRA PHARMACEUTICALS INC 567 52 0.10%
138 PROSHARES TR 811 52 0.10%
139 EMERSON ELEC CO 786 52 0.10%
140 ISHARES TR 808 52 0.10%
141 MORGAN STANLEY 1,570 51 0.10%
142 CMS Energy Corp 857 51 0.10%
143 PROSHARES TR 1,568 50 0.10%
144 NUANCE COMM 2,685 50 0.10%
145 Market Vector Junior 1,177 50 0.10%
146 WISDOMTREE TR 2,431 50 0.10%
147 POWERSHARES ETF TRUST 1,807 50 0.10%
148 CM FIN INC 3,442 50 0.10%
149 WESTMORELAND COAL CO 810 50 0.10%
150 NATIONAL WESTN LIFE INS CO 197 49 0.10%
Page 3 of 40