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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
51 OPUS BK IRVINE CALIF COM 3,600 104,616 0.21%
52 UNION PAC CORP 1,018 101,546 0.21%
53 US BANCORP DEL 2,340 101,369 0.21%
54 VANGUARD WORLD FD 965 101,074 0.21%
55 3M CO 704 100,841 0.20%
56 ABBVIE INC 1,778 100,350 0.20%
57 MICRON TECHNOLOGY INC 3,040 100,168 0.20%
58 WASTE MGMT INC DEL 2,170 97,064 0.20%
59 CVS HEALTH CORP 1,274 96,021 0.20%
60 GOLDMAN SACHS GROUP INC 572 95,776 0.19%
61 ALTRIA GROUP INC 2,230 93,526 0.19%
62 OCCIDENTAL PETE CORP DEL 890 91,341 0.19%
63 UNITED NATURAL FOODSINC 1,403 91,335 0.19%
64 UNITEDHEALTH GROUP INC 1,096 89,598 0.18%
65 BRISTOL MYERS SQUIBB CO 1,840 89,258 0.18%
66 STRATTEC SEC CORP 1,366 88,093 0.18%
67 FEI COMPANY 934 84,742 0.17%
68 MASTERCARD INCORPORATED 1,142 83,903 0.17%
69 BIOGEN INC 264 83,242 0.17%
70 SPDR INDEX SHS FDS 1,565 82,710 0.17%
71 HONEYWELL INTL INC 878 81,610 0.17%
72 PROSHARES TR 900 81,180 0.16%
73 ATHENA HEALTH INC. 645 80,709 0.16%
74 ISHARES 10-20 YEAR TREASURY BOND ETF 602 77,790 0.16%
75 CATERPILLAR INC 714 77,590 0.16%
76 FORD MTR CO DEL 4,414 76,097 0.15%
77 SPDR S&P 600 SMALL CAP VALUE ETF 668 73,640 0.15%
78 FIRST CTZNS BANCSHARES INC N 300 73,500 0.15%
79 MONSANTO CO NEW 588 73,347 0.15%
80 NETSCOUT SYS INC 1,642 72,806 0.15%
81 Walgreens 978 72,499 0.15%
82 GW PHARMACEUTICALS PLC 674 72,313 0.15%
83 EOG RES INC 616 71,986 0.15%
84 Hewlett Packard Co 2,122 71,469 0.15%
85 UNITED PARCEL SERVICE INC 696 71,451 0.15%
86 Medtronic Inc 1,120 71,411 0.15%
87 TIME WARNER INC 1,000 70,250 0.14%
88 DOW CHEM CO 1,362 70,089 0.14%
89 METLIFE INC 1,258 69,894 0.14%
90 PRICELINE GRP INC 58 69,774 0.14%
91 LILLY ELI & CO 1,104 68,636 0.14%
92 POWER SOLUTIONS INTL INC 946 68,084 0.14%
93 DU PONT E I DE NEMOURS & CO 1,038 67,927 0.14%
94 HALLIBURTON CO 952 67,602 0.14%
95 TEXAS INSTRS INC 1,414 67,575 0.14%
96 COLGATE PALMOLIVE CO 978 66,680 0.14%
97 Solar Capital Ltd. 3,119 66,372 0.13%
98 ISHARES INC 2,357 65,925 0.13%
99 STARBUCKS CORP 846 65,463 0.13%
100 ROYAL BK SCOTLAND PLC 1,687 65,219 0.13%
Page 2 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1951 CORMEDIX INCORPORATED 360 1 0.00%
1952 ABERDEEN CHILE FD INC 80 1 0.00%
1953 TRIO TECH INTL 297 1 0.00%
1954 TRISTATE CAP HLDGS INC COM 70 1 0.00%
1955 Cordia Bancorp Inc 185 1 0.00%
1956 TROVAGENE INC 390 1 0.00%
1957 TROVAGENE INC 400 1 0.00%
1958 TSR INC 415 1 0.00%
1959 Integrated Electrical Svc 200 1 0.00%
1960 CONSOLIDATED WATER CO INC ORD 116 1 0.00%
1961 CONSOLIDATED TOMOKA LD CO 14 1 0.00%
1962 COMPANIA DE MINAS BUENAVENTU 100 1 0.00%
1963 COMPANHIA SIDERURGICA NACION 200 1 0.00%
1964 COMMUNITYONE BANCORP COM 144 1 0.00%
1965 NORDIC AMERICAN OFFSHORE LTD 60 1 0.00%
1966 AMYRIS INC COM 251 1 0.00%
1967 ULTRALIFE CORP 200 1 0.00%
1968 AMERICAN RAILCAR INDS INC 17 1 0.00%
1969 COEUR MNG INC 100 1 0.00%
1970 COAST DISTR SYS 200 1 0.00%
1971 AMERICAN MIDSTREAM PARTNERS 47 1 0.00%
1972 CLOUGH GLOBAL EQUITY FD 40 1 0.00%
1973 AMERICAN EAGLE OUTFITTERS NE 100 1 0.00%
1974 WISDOMTREE JAPAN 34 1 0.00%
1975 UNITED CMNTY BANCORP IND 100 1 0.00%
1976 ZAIS FINL CORP 40 1 0.00%
1977 WISDOMTREE TR 17 1 0.00%
1978 WisdomTree Middle East Dividend ETF 46 1 0.00%
1979 Oncolytics Biotech Inc 881 1 0.00%
1980 CLAYMORE EXCHANGE TRD FD TR 25 1 0.00%
1981 ORITANI FINL CORP DEL 84 1 0.00%
1982 Newstar Finl Inc Com 100 1 0.00%
1983 NEW YORK & CO 147 1 0.00%
1984 NEW SOURCE ENERGY PRTNERS 36 1 0.00%
1985 P & F INDS INC CL A NEW 91 1 0.00%
1986 Pacific Booker Minerals Inc 300 1 0.00%
1987 PACIFIC CONTINENTAL CORP 96 1 0.00%
1988 NEUBERGER BERMAN NY INT MUN 48 1 0.00%
Page 40 of 40