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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
51 OPUS BK IRVINE CALIF COM 3,600 104,616 0.21%
52 UNION PAC CORP 1,018 101,546 0.21%
53 US BANCORP DEL 2,340 101,369 0.21%
54 VANGUARD WORLD FD 965 101,074 0.21%
55 3M CO 704 100,841 0.20%
56 ABBVIE INC 1,778 100,350 0.20%
57 MICRON TECHNOLOGY INC 3,040 100,168 0.20%
58 WASTE MGMT INC DEL 2,170 97,064 0.20%
59 CVS HEALTH CORP 1,274 96,021 0.20%
60 GOLDMAN SACHS GROUP INC 572 95,776 0.19%
61 ALTRIA GROUP INC 2,230 93,526 0.19%
62 OCCIDENTAL PETE CORP DEL 890 91,341 0.19%
63 UNITED NATURAL FOODSINC 1,403 91,335 0.19%
64 UNITEDHEALTH GROUP INC 1,096 89,598 0.18%
65 BRISTOL MYERS SQUIBB CO 1,840 89,258 0.18%
66 STRATTEC SEC CORP 1,366 88,093 0.18%
67 FEI COMPANY 934 84,742 0.17%
68 MASTERCARD INCORPORATED 1,142 83,903 0.17%
69 BIOGEN INC 264 83,242 0.17%
70 SPDR INDEX SHS FDS 1,565 82,710 0.17%
71 HONEYWELL INTL INC 878 81,610 0.17%
72 PROSHARES TR 900 81,180 0.16%
73 ATHENA HEALTH INC. 645 80,709 0.16%
74 ISHARES 10-20 YEAR TREASURY BOND ETF 602 77,790 0.16%
75 CATERPILLAR INC 714 77,590 0.16%
76 FORD MTR CO DEL 4,414 76,097 0.15%
77 SPDR S&P 600 SMALL CAP VALUE ETF 668 73,640 0.15%
78 FIRST CTZNS BANCSHARES INC N 300 73,500 0.15%
79 MONSANTO CO NEW 588 73,347 0.15%
80 NETSCOUT SYS INC 1,642 72,806 0.15%
81 Walgreens 978 72,499 0.15%
82 GW PHARMACEUTICALS PLC 674 72,313 0.15%
83 EOG RES INC 616 71,986 0.15%
84 Hewlett Packard Co 2,122 71,469 0.15%
85 UNITED PARCEL SERVICE INC 696 71,451 0.15%
86 Medtronic Inc 1,120 71,411 0.15%
87 TIME WARNER INC 1,000 70,250 0.14%
88 DOW CHEM CO 1,362 70,089 0.14%
89 METLIFE INC 1,258 69,894 0.14%
90 PRICELINE GRP INC 58 69,774 0.14%
91 LILLY ELI & CO 1,104 68,636 0.14%
92 POWER SOLUTIONS INTL INC 946 68,084 0.14%
93 DU PONT E I DE NEMOURS & CO 1,038 67,927 0.14%
94 HALLIBURTON CO 952 67,602 0.14%
95 TEXAS INSTRS INC 1,414 67,575 0.14%
96 COLGATE PALMOLIVE CO 978 66,680 0.14%
97 Solar Capital Ltd. 3,119 66,372 0.13%
98 ISHARES INC 2,357 65,925 0.13%
99 STARBUCKS CORP 846 65,463 0.13%
100 ROYAL BK SCOTLAND PLC 1,687 65,219 0.13%
Page 2 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
301 CROWN CASTLE INTL CORP 374 28 0.05%
302 SEMPRA ENERGY 254 27 0.05%
303 WATSCO INC 258 27 0.05%
304 SANDISK CORP 254 27 0.05%
305 ISHARES MSCI EMERGING MKTS EMEA ETF 500 27 0.05%
306 GRAND CANYON ED INC 578 27 0.05%
307 REGENERON PHARMACEUTICALS 94 27 0.05%
308 KINDER MORGAN INC DEL 750 27 0.05%
309 CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES 769 27 0.05%
310 MARATHON PETE CORP 330 26 0.05%
311 WATSCO INC CL B CONV 248 26 0.05%
312 James Hardie Industries PLC 399 26 0.05%
313 DISCOVERY COMMUNICATNS NEW 358 26 0.05%
314 MICROSEMI CORP 964 26 0.05%
315 CARDINAL HEALTH INC 384 26 0.05%
316 GUIDEWIRE SOFTWARE INC 642 26 0.05%
317 INTUIT 318 26 0.05%
318 GRUPO TELEVISA SA 755 26 0.05%
319 LITHIA MTRS INC COM 277 26 0.05%
320 FRANKLIN RESOURCES INC 452 26 0.05%
321 DYAX CORP COM CVR 2,662 26 0.05%
322 STILLWATER MNG CO 1,508 26 0.05%
323 AMERIPRISE FINL INC 214 26 0.05%
324 Chubb Corporation 274 25 0.05%
325 DOMINION RES INC VA NEW 427 25 0.05%
326 FIDELITY NATIONAL FINANCIAL IN 758 25 0.05%
327 ADVISORY BRD CO COM 492 25 0.05%
328 PACCAR INC 396 25 0.05%
329 ALERE INC 79 25 0.05%
330 VERTEX PHARMACEUTICALS INC 264 25 0.05%
331 V F CORP 394 25 0.05%
332 LORILLARD 406 25 0.05%
333 INTL PAPER CO 492 25 0.05%
334 PRICE T ROWE GROUP INC 294 25 0.05%
335 ESTERLINE TECHNOLOGIES CORP 216 25 0.05%
336 S&P GLOBAL INC 304 25 0.05%
337 CME GROUP INC 354 25 0.05%
338 IRIDIUM COMMUNICATIONS INC 76 25 0.05%
339 PG&E CORP 512 25 0.05%
340 MOSAIC CO NEW 480 24 0.05%
341 MACYS INC 412 24 0.05%
342 ALPS ETF TR 554 24 0.05%
343 SUNTRUST BKS INC 598 24 0.05%
344 PREFERRED BK LOS ANGELES CA 998 24 0.05%
345 LOUISIANA PAC CORP 1,596 24 0.05%
346 TYCO INTL LTD. 516 24 0.05%
347 EQUITY RESIDENTIAL 376 24 0.05%
348 POWERSHARES ETF TRUST 401 24 0.05%
349 INTEGRATED DEVICE TECHNOLOGY 1,551 24 0.05%
350 COCA COLA CONS INC COM 325 24 0.05%
Page 7 of 40