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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
101 NIKE INC 832 64,522 0.13%
102 GENERAC HLDGS INC 1,318 64,239 0.13%
103 PROSPERITY BANCSHARES INC 1,008 63,101 0.13%
104 E M C CORP MASS COM 2,368 62,373 0.13%
105 PROSHARES TR 693 61,656 0.13%
106 SYSCO CORP 1,626 60,894 0.12%
107 NEXTERA ENERGY INC 588 60,258 0.12%
108 Exterran Holdings Inc 1,335 60,062 0.12%
109 MENS WEARHOUSE INC 1,066 59,483 0.12%
110 FIRST TR STOXX EUROPEAN SELE 3,929 59,406 0.12%
111 GENESEE & WYOMING INC 5.000% 1 440 59,374 0.12%
112 DUKE ENERGY CORP NEW 790 58,610 0.12%
113 SIMON PPTY GROUP INC NEW 352 58,531 0.12%
114 MADDEN STEVEN LTD COM 1,697 58,207 0.12%
115 ACCENTURE PLC IRELAND 714 57,720 0.12%
116 MIMEDX GROUP INC COM 8,132 57,656 0.12%
117 ACUITY BRANDS INC 415 57,374 0.12%
118 COSTCO WHSL CORP NEW 492 56,659 0.12%
119 SPDR INDEX SHS FDS 682 56,405 0.11%
120 LOWES COS INC 1,170 56,148 0.11%
121 PERNIX THERAPEUTICS HLDGS IN 6,166 55,371 0.11%
122 FLEXSHARES US MARKET TILT ETF 643 54,719 0.11%
123 COVIDIEN PLC 604 54,469 0.11%
124 RYDEX ETF TRUST 726 54,152 0.11%
125 PNC FINL SVCS GROUP INC 598 53,252 0.11%
126 CAPITAL ONE FINL CORP 642 53,029 0.11%
127 GENERAL MTRS CO 1,460 52,998 0.11%
128 PHILLIPS 66 658 52,923 0.11%
129 DANAHER CORP DEL 672 52,907 0.11%
130 EMERSON ELEC CO 786 52,159 0.11%
131 PACIRA PHARMACEUTICALS INC 567 52,085 0.11%
132 PROSHARES TR 811 52,001 0.11%
133 CANTEL MEDICAL CORP 1,000 52,000 0.11%
134 MORGAN STANLEY 1,570 50,758 0.10%
135 CMS Energy Corp 857 50,520 0.10%
136 NUANCE COMM 2,685 50,397 0.10%
137 WESTMORELAND COAL CO 810 50,236 0.10%
138 CM FIN INC 3,442 50,116 0.10%
139 POWERSHARES ETF TRUST 1,807 50,000 0.10%
140 PROSHARES TR 1,568 49,878 0.10%
141 WISDOMTREE TR 2,431 49,860 0.10%
142 Market Vector Junior 1,177 49,740 0.10%
143 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 1,423 48,766 0.10%
144 WisdomTree Earnings 500 ETF 712 48,576 0.10%
145 MCKESSON CORP 258 48,042 0.10%
146 COMMONWEALTH REIT 1,820 47,902 0.10%
147 CLAYMORE EXCHANGE TRD FD TR 959 47,575 0.10%
148 LYONDELLBASELL INDUSTRIES N 484 47,263 0.10%
149 KIMBERLY CLARK CORP 424 47,157 0.10%
150 FEDEX CORP 310 46,928 0.10%
Page 3 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
251 PIEDMONT NAT GAS INC 889 33 0.06%
252 MANCHESTER UTD PLC NEW ORD CL A 1,872 33 0.06%
253 COGNIZANT TECHNOLOGY SOLUTIO 680 33 0.06%
254 AETNA INC NEW 406 33 0.06%
255 STATE STR CORP 484 33 0.06%
256 CVB FINL CORP COM 2,043 33 0.06%
257 ZIOPHARM ONCOLOGY INC 8,079 33 0.06%
258 PPL CORP 906 32 0.06%
259 DEVRY EDUCATION 767 32 0.06%
260 WHOLE FOODS MKT INC 822 32 0.06%
261 MARSH & MCLENNAN COS INC 614 32 0.06%
262 VANECK VECTORS ETF TR MTG REIT INCOME 1,271 32 0.06%
263 PACIFIC PREMIER BANCORP 2,263 32 0.06%
264 INSYS THERAPEUTICS INC NEW COM NEW 1,021 32 0.06%
265 ZIONS BANCORPORATION 1,089 32 0.06%
266 CORNING INC 1,464 32 0.06%
267 Spectra Energy Corp Com 750 32 0.06%
268 Invacare Corp 572 32 0.06%
269 MARATHON OIL CORP 780 31 0.06%
270 Fidus Investment Corp 1,506 31 0.06%
271 PREFORMED LINE PRODS CO 572 31 0.06%
272 NOBLE ENERGY INC 402 31 0.06%
273 MEREDITH CORP COM 631 31 0.06%
274 Clarcor Inc Com 500 31 0.06%
275 MITEL NETWORKS CORP 2,960 31 0.06%
276 AON PLC 338 30 0.06%
277 VALERO ENERGY CORP NEW 596 30 0.06%
278 HESS CORP 306 30 0.06%
279 CAPITAL SOUTHWEST CORP COM 840 30 0.06%
280 FLUIDIGM CORP DEL COM 1,019 30 0.06%
281 PIER 1 IMPORTS INC 1,959 30 0.06%
282 CUMMINS INC 194 30 0.06%
283 ISHARES TR 264 30 0.06%
284 KROGER CO 578 29 0.06%
285 TUESDAY MORNING CORP 1,612 29 0.06%
286 NETFLIX INC 66 29 0.06%
287 NORTHROP GRUMMAN CORP 242 29 0.06%
288 ELEMENTS MORNINGSTAR WIDE MOAT FOCUS TOTAL RETURN INDEX ETN 1,408 29 0.06%
289 CIGNA CORPORATION 306 28 0.05%
290 PUBLIC STORAGE 162 28 0.05%
291 EXONE CO 710 28 0.05%
292 NORDSON CORP 346 28 0.05%
293 SS&C TECHNOLOGIES HLDGS INC 643 28 0.05%
294 IMPAX LABORATORIES INC 925 28 0.05%
295 PROSHARES TR MSCI EMRG 347 28 0.05%
296 Winmark Corp 398 28 0.05%
297 CROWN CASTLE INTL CORP 374 28 0.05%
298 TE CONNECTIVITY LTD 460 28 0.05%
299 ETFS PHYSICAL PLATINUM SHARES 192 28 0.05%
300 STRYKER CORP 330 28 0.05%
Page 6 of 40