Dark
Light
System
Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1601 Civista Bancshares Inc 97 874 0.00%
1602 DELAWARE INV CO MUN INC FD I 64 868 0.00%
1603 VIGGLE INC 200 866 0.00%
1604 NEW SOURCE ENERGY PRTNERS 36 861 0.00%
1605 VIASYSTEMS GROUP INC 79 860 0.00%
1606 INNSUITES HOSPITALITY TR 377 852 0.00%
1607 EXA CORP 75 845 0.00%
1608 IAMGOLD CORP 200 824 0.00%
1609 TRISTATE CAP HLDGS INC 58 820 0.00%
1610 NUMEREX CORP PA 71 816 0.00%
1611 CAESARS ENTMT CORP 45 814 0.00%
1612 SEMLER SCIENTIFIC INC 197 814 0.00%
1613 ORION ENERGY SYSTEMS INC 200 814 0.00%
1614 THT HEAT TRANSFER TECHNOLOGY 685 808 0.00%
1615 STANLEY FURNITURE CO INC 300 804 0.00%
1616 KEY TECHNOLOGY INC COM 65 801 0.00%
1617 FARMER BROS CO 37 800 0.00%
1618 CAREER EDUCATION CORP 171 800 0.00%
1619 TOWER SEMICONDUCTOR LTD 87 790 0.00%
1620 AMERICAN RESIDENTIAL PPTYS I 42 788 0.00%
1621 TRIO TECH INTL 237 787 0.00%
1622 BOS BETTER ONLINE SOLUTIONS 200 786 0.00%
1623 DELAWARE INVTS DIV & INCOME 75 783 0.00%
1624 Cordia Bancorp Inc 185 783 0.00%
1625 NOAH HLDGS LTD 55 778 0.00%
1626 HELIOS & MATHESON ANALYTICS 200 772 0.00%
1627 ULTRALIFE BATTERIES INC COM 200 768 0.00%
1628 CAMAC ENERGY INC 1,095 767 0.00%
1629 SKYLINE CORP 185 760 0.00%
1630 ATLAS FINANCIAL HOLDINGS INC 50 758 0.00%
1631 NW Biotherapeutics 17WTS 199 756 0.00%
1632 Smartpros Ltd 334 755 0.00%
1633 GUGGENHEIM TAXABLE MUN MNGD 34 749 0.00%
1634 LAZARD WORLD DIVID 49 744 0.00%
1635 FIRST WEST VIRGINIA BANCORP 38 741 0.00%
1636 Corium International Inc 95 738 0.00%
1637 LUMENIS LTD 75 731 0.00%
1638 CULP INC 42 731 0.00%
1639 ESSEX RENTAL CORP 300 729 0.00%
1640 POTBELLY CORP 45 718 0.00%
1641 P & F INDS INC 91 713 0.00%
1642 DIGIRAD CORP 200 712 0.00%
1643 LAKES ENTERTAINMEN 150 707 0.00%
1644 LHC Group Inc 33 705 0.00%
1645 SIEBERT FINL CORP 258 702 0.00%
1646 GLOBUS MARITIME LIMITED NEW 200 698 0.00%
1647 CHINA COMMERCIAL CREDIT INC 190 697 0.00%
1648 ALASKA COMMUNICATIONS SYS GR 386 695 0.00%
1649 HACKETT GROUP INC 115 687 0.00%
1650 CHEMBIO DIAGNOSTICS INC 200 686 0.00%
Page 33 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
151 WISDOMTREE TR 712 49 0.10%
152 LOCKHEED MARTIN CORP 302 49 0.10%
153 SCHWAB STRATEGIC TR 1,423 49 0.10%
154 GUGGENHEIM/SABRIE 959 48 0.09%
155 MCKESSON CORP 258 48 0.09%
156 PHILLIPS 66 PARTNERS LP 629 48 0.09%
157 COMMONWEALTH REIT 1,820 48 0.09%
158 CORNERSTONE ONDEMAND INC 1,014 47 0.09%
159 KIMBERLY CLARK CORP 424 47 0.09%
160 LYONDELLBASELL INDUSTRIES N 484 47 0.09%
161 WISDOMTREE TR 1,551 47 0.09%
162 ISHARES 1,210 47 0.09%
163 FEDEX CORP 310 47 0.09%
164 TRAVELERS 494 46 0.09%
165 DOMINION ENERGY INC 650 46 0.09%
166 TIME WARNER INC NEW 310 46 0.09%
167 FOREST LABS INC COM 466 46 0.09%
168 FIRST TR EXCHANGE TRADED FD 1,591 46 0.09%
169 iShares MSCI Emerging Markets Min Vol ETF 760 46 0.09%
170 Prudential Financial Inc 518 46 0.09%
171 BLACKROCK INC 140 45 0.09%
172 SOUTHERN CO 994 45 0.09%
173 DirectTV Com 530 45 0.09%
174 WILLIAMS COS INC DEL 766 45 0.09%
175 RevShares Large Cap ETF 1,127 44 0.09%
176 WEX INC 415 44 0.09%
177 INSULET CORP 1,099 44 0.09%
178 PRAXAIR INC 330 44 0.09%
179 OLD LINE BANCSHARES INC 2,814 44 0.09%
180 YUM BRANDS INC 546 44 0.09%
181 OFFICE DEPOT INC 7,631 43 0.08%
182 FAIR ISAAC CORP 669 43 0.08%
183 ISHARES TR 976 43 0.08%
184 PTC INC 1,117 43 0.08%
185 INTERCONTINENTAL 230 43 0.08%
186 SPDR INDEX SHS FDS 1,594 43 0.08%
187 AMERICAN CAP SR FLOATING LTD 3,036 43 0.08%
188 FREEPORT-MCMORAN INC 1,162 42 0.08%
189 GENERAL DYNAMICS 364 42 0.08%
190 SPDR SERIES TRUST 1,119 42 0.08%
191 DEVON ENERGY CORP NEW 528 42 0.08%
192 TJX COS INC NEW 796 42 0.08%
193 RAYTHEON CO 452 42 0.08%
194 TARGET CORP 708 41 0.08%
195 EATON CORP PLC 532 41 0.08%
196 PRECISION CASTPARTS 162 41 0.08%
197 ISHARES TR 330 41 0.08%
198 TRIVASCULAR TECHNOLOGIES INC 2,649 41 0.08%
199 Kraft Heinz Company 668 40 0.08%
200 STERIS 754 40 0.08%
Page 4 of 40