| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 764,043 | 11,606,000 | 42.53% | ||
| 2 | WELLS FARGO & COMPANY/MN | 324,905 | 4,936,000 | 18.09% | ||
| 3 | MORGAN STANLEY | 160,790 | 2,442,000 | 8.95% | ||
| 4 | UBS AG | 138,538 | 2,105,000 | 7.71% | ||
| 5 | Cetera Advisor Networks LLC | 125,803 | 1,908,000 | 6.99% | ||
| 6 | Karpus Management, Inc. | 70,056 | 1,064,000 | 3.90% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 58,523 | 889,000 | 3.26% | ||
| 8 | Shaker Financial Services, LLC | 46,791 | 711,000 | 2.61% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 45,328 | 688,000 | 2.52% | ||
| 10 | ROYAL BANK OF CANADA | 28,395 | 431,000 | 1.58% | ||
| 11 | TFS CAPITAL LLC | 13,483 | 205,000 | 0.75% | ||
| 12 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 10,875 | 165,000 | 0.60% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 7,000 | 106,000 | 0.39% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 15,190 | 0.06% | ||
| 15 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 745 | 11,000 | 0.04% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 124 | 2,000 | 0.01% | ||
| 17 | MSI Financial Services Inc | 40 | 1,000 | 0.00% | ||
| 18 | Ground Swell Capital, LLC | 49 | 1,000 | 0.00% | ||
| 19 | CITIGROUP INC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
