Dark
Light
System
Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1751 MERU NETWORKS INC 100 368 0.00%
1752 COLLABRX INC 197 368 0.00%
1753 RELM WIRELESS CORP 95 367 0.00%
1754 SGOCO GROUP LTD 180 367 0.00%
1755 China Housing and Land Develop 200 362 0.00%
1756 BANK OF THE ST JAMES FINL GP 40 362 0.00%
1757 ROI ACQUISITION CORP II 35 358 0.00%
1758 MEDICINOVA INC 175 355 0.00%
1759 KVH INDS INC COM 27 352 0.00%
1760 VESTIN RLTY MTG II INC 83 349 0.00%
1761 DEUTSCHE BK AG LONDON BRH 24 344 0.00%
1762 WISDOMTREE TR 13 344 0.00%
1763 HIMAX TECHNOLOGIES INC 50 343 0.00%
1764 Columbia Labs Inc. 50 343 0.00%
1765 AVG Technologies NV 17 342 0.00%
1766 ANDATEE CHINA MARINE FUEL SV 200 326 0.00%
1767 LDR HLDG CORP COM 13 325 0.00%
1768 BOWL AMER INCORPORATED CLASS A 22 324 0.00%
1769 LEHIGH GAS PARTNERS LP UT LTD PTN INT 12 322 0.00%
1770 RELIV INTL INC COM NEW 200 320 0.00%
1771 AMERICA FIRST MULTIFAMILY IN 53 319 0.00%
1772 AOXING PHARMACEUTICAL CO INC 997 319 0.00%
1773 WI-LAN INC 100 317 0.00%
1774 RETROPHIN INC 27 317 0.00%
1775 ISORAY INC COM 100 312 0.00%
1776 MER TELEMANAGEMENT SOLUTIONS 200 312 0.00%
1777 EATON VANCE NJ MUNI INCOME T 24 304 0.00%
1778 RED LION HOTELS CORP 55 301 0.00%
1779 GLOWPOINT INC 200 300 0.00%
1780 CURRENCYSHARES SWEDISH KRONA 2 297 0.00%
1781 CREXENDO INC 92 294 0.00%
1782 VESTIN REALTY MORTGAGE I INC 200 292 0.00%
1783 LENTUO INTERNATI SPON ADS 100 291 0.00%
1784 DGSE COMPANIES INC 200 290 0.00%
1785 UNITED STATES ANTIMONY CORP 200 284 0.00%
1786 LUBY'S INC 48 282 0.00%
1787 SPDR INDEX SHS FDS 6 280 0.00%
1788 SKYPEOPLE FRUIT JUICE INC 200 276 0.00%
1789 TRANSPORTADORA DE GAS SUR 100 276 0.00%
1790 SEQUANS COMMUNICATIONS S A 160 275 0.00%
1791 AMBIENT CORPORATION NEW 300 273 0.00%
1792 LIGHTPATH TECHNOLOGIES INC 200 272 0.00%
1793 NV5 HLDGS INC 100 270 0.00%
1794 TIGERLOGIC CORP 200 268 0.00%
1795 ISHARES TR 2 268 0.00%
1796 POKERTEK INC 200 264 0.00%
1797 INTERNET PATENTS CORP 84 260 0.00%
1798 ENZON PHARMACEUTICALS INC 248 258 0.00%
1799 GENVEC INC 100 257 0.00%
1800 KINGSWAY FINL SVCS INC 41 257 0.00%
Page 36 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 CANTEL MEDICAL CORP 1,000 52 0.10%
2 DYAX CORP COM CVR 2,662 26 0.05%
3 LATAM AIRLINES GROUP S A 432 21 0.04%
4 MAG SILVER CORP COM 47 1 0.00%
5 MTGE INVT CORP 876 18 0.03%
6 Mosys Inc (MOSY) 902 3 0.01%
7 Mylan Laboratories Inc 416 21 0.04%
8 Northstar Realty Eur 400 7 0.01%
9 "MORGAN STANLEY " 200 4 0.01%
10 1st Constitution Bancorp 398 4 0.01%
11 1st Source Corp 58 2 0.00%
12 3M CO 704 101 0.20%
13 51JOB INC 100 7 0.01%
14 A-MARK PRECIOUS METALS INC 200 2 0.00%
15 ABBVIE INC 1,778 100 0.19%
16 ABERDEEN CHILE FD INC 80 1 0.00%
17 ABERDEEN ISRAEL FUND INC COM 50 1 0.00%
18 ABERDEEN LATIN AMER EQTY FD 20 1 0.00%
19 ACCELERATE DIAGNOSTICS INC 221 6 0.01%
20 ACCENTURE PLC IRELAND 714 58 0.11%
21 ACCRETIVE HEALTH INC 2,270 18 0.03%
22 ACE LTD 376 39 0.08%
23 ACTAVIS PLC 296 66 0.13%
24 ACTIVISION BLIZZARD INC 300 7 0.01%
25 ACUITY BRANDS INC 415 57 0.11%
26 ADCARE HEALTH SYSTEMS INC 128 1 0.00%
27 ADOBE INC 520 38 0.07%
28 ADVISORY BRD CO 492 25 0.05%
29 AEMETIS INC 798 8 0.02%
30 AES CORP 738 11 0.02%
31 AES TRUST III 6.75 3.375 PFD 186 10 0.02%
32 AETNA INC NEW 406 33 0.06%
33 AETRIUM INC 593 3 0.01%
34 AGILENT TECHNOLOGIES INC 374 21 0.04%
35 AGILYSYS INC COM 129 2 0.00%
36 AIR INDS GROUP 304 3 0.01%
37 AKAMAI TECHNOLOGIES INC 200 12 0.02%
38 ALASKA COMMUNICATIONS SYS GR 386 1 0.00%
39 ALCENTRA CAP CORPORATION 312 5 0.01%
40 ALCOBRA LTD 100 2 0.00%
41 ALDEYRA THERAPEUTICS INC 188 1 0.00%
42 ALERE INC 79 25 0.05%
43 ALLEGHENY TECHNOLOGIES INC 120 5 0.01%
44 ALLEGIANT TRAVEL CO COM 100 12 0.02%
45 ALLEGION PUB LTD CO 100 6 0.01%
46 ALPHA AND OMEGA SEMICONDUCTOR SHS 192 2 0.00%
47 ALPHA NATURAL RESOURCES 200 1 0.00%
48 ALPS ETF TR 554 24 0.05%
49 ALTEVA 809 6 0.01%
50 ALTISOURCE ASSET MGMT CORP 29 21 0.04%
Page 1 of 40