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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1801 AGENUS INC 79 254 0.00%
1802 OPTIMUMBANK HOLDINGS INC 200 252 0.00%
1803 IKONICS CORP 10 252 0.00%
1804 ETFS WHITE METALS BASKET TR 6 251 0.00%
1805 Echo Therapeutics Inc 111 251 0.00%
1806 GLORI ENERGY INC WARRANTS EXPIRES 200 248 0.00%
1807 BLACKROCK ENHANCED GOVT 17 243 0.00%
1808 COVER-ALL TECHNOLOGIES INC 200 242 0.00%
1809 DIGITAL PWR CORP 200 238 0.00%
1810 MECOX LANE LIMITED SPON ADR REP 35 60 237 0.00%
1811 PLANAR SYS INC 95 233 0.00%
1812 PARK OHIO HLDGS CORP COM 4 232 0.00%
1813 VISION-SCIENCES INC DEL 200 230 0.00%
1814 ARC DOCUMENT SOLUTIONS INC COM 39 229 0.00%
1815 WET SEAL INC 249 227 0.00%
1816 NUVEEN CALIF MUNICPAL VALU FD2 COM 14 225 0.00%
1817 ORAGENICS INC COM NEW 115 224 0.00%
1818 CLOUGH GLOBAL EQUITY FD 14 217 0.00%
1819 Kior Inc 599 216 0.00%
1820 NETSOL 55 213 0.00%
1821 VRINGO INC 200 210 0.00%
1822 FORTEGRA FINL CORP 27 206 0.00%
1823 TOWNEBANK PORTSMOUTH VA COM 13 204 0.00%
1824 SEMILEDS CORP 200 204 0.00%
1825 SILVER EAGLE ACQUISITION COR 300 195 0.00%
1826 WISDOMTREE TRUST DREYFUS BRAZILIAN REAL FUND 10 194 0.00%
1827 LOOKSMART LTD 106 191 0.00%
1828 EASTMAN KODAK CO 21 191 0.00%
1829 Fairway Group Holdings Corp. 28 186 0.00%
1830 ASTEC INDUSTRIES INC 150 179 0.00%
1831 FLEXIBLE SOLUTIONS INTL INC 200 168 0.00%
1832 VALUE LINE INC 10 168 0.00%
1833 OCEAN BIO CHEM INC 56 163 0.00%
1834 QUALSTAR CORP 122 161 0.00%
1835 RICEBRAN TECHNOLOGIES 121 159 0.00%
1836 PROPHASE LABS INC 93 157 0.00%
1837 Warren Resources Inc 25 155 0.00%
1838 EVRYWARE GLOBAL INC 119 155 0.00%
1839 NUTRI SYS INC NEW 9 154 0.00%
1840 SPAR GROUP INC 100 151 0.00%
1841 S&W SEED CO 200 150 0.00%
1842 CORMEDIX INC 300 150 0.00%
1843 ORBIT INTL CORP 50 148 0.00%
1844 ELECTROMED INC 100 142 0.00%
1845 PREMIER EXHIBITIONS INC 175 142 0.00%
1846 VILLAGE BK & TR FINANCIAL CO 103 142 0.00%
1847 Wells-Gardner Elec Cor 100 138 0.00%
1848 RETRACTABLE TECHNOLOGIES INC 55 138 0.00%
1849 LEVY ACQUISITION CORP 300 138 0.00%
1850 GUGGENHEIM FRONTIER MARKETS ETF 8 137 0.00%
Page 37 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 UNITED TECHNOLOGIES CORP 942 109 0.21%
52 OPUS BK IRVINE CALIF COM 3,600 105 0.20%
53 UNION PAC CORP 1,018 102 0.20%
54 US BANCORP DEL 2,340 101 0.20%
55 3M CO 704 101 0.20%
56 VANGUARD WORLD FD 965 101 0.20%
57 ABBVIE INC 1,778 100 0.19%
58 CVS HEALTH CORP 1,324 100 0.19%
59 MICRON TECHNOLOGY INC 3,040 100 0.19%
60 STRATTEC SEC CORP 1,527 98 0.19%
61 WASTE MGMT INC DEL 2,170 97 0.19%
62 GOLDMAN SACHS GROUP INC 572 96 0.19%
63 ALTRIA GROUP INC 2,230 94 0.18%
64 UNITEDHEALTH GROUP INC 1,108 91 0.18%
65 UNITED NATURAL FOODSINC 1,403 91 0.18%
66 OCCIDENTAL PETE CORP DEL 890 91 0.18%
67 BRISTOL MYERS SQUIBB CO 1,840 89 0.17%
68 SPDR INDEX SHS FDS 1,665 88 0.17%
69 FEI COMPANY 934 85 0.16%
70 MASTERCARD INCORPORATED 1,142 84 0.16%
71 BIOGEN INC 264 83 0.16%
72 HONEYWELL INTL INC 878 82 0.16%
73 UNITED PARCEL SERVICE INC 796 82 0.16%
74 PROSHARES TR 900 81 0.16%
75 CATERPILLAR INC 714 78 0.15%
76 ISHARES 10-20 YEAR TREASURY BOND ETF 602 78 0.15%
77 FORD MTR CO DEL 4,414 76 0.15%
78 Solar Capital Ltd. 3,508 75 0.15%
79 FIRST CTZNS BANCSHARES INC N 300 74 0.14%
80 SPDR S&P 600 SMALL CAP VALUE ETF 668 74 0.14%
81 NETSCOUT SYS INC 1,642 73 0.14%
82 MONSANTO CO NEW 588 73 0.14%
83 MADDEN STEVEN LTD COM 2,134 73 0.14%
84 EOG RES INC 616 72 0.14%
85 GW PHARMACEUTICALS PLC 674 72 0.14%
86 Walgreens 978 72 0.14%
87 Medtronic Inc 1,120 71 0.14%
88 Hewlett Packard Co 2,122 71 0.14%
89 PRICELINE GRP INC 58 70 0.14%
90 DOW CHEM CO 1,362 70 0.14%
91 METLIFE INC 1,258 70 0.14%
92 TIME WARNER INC 1,000 70 0.14%
93 LILLY ELI & CO 1,104 69 0.13%
94 DU PONT E I DE NEMOURS & CO 1,038 68 0.13%
95 POWER SOLUTIONS INTL INC 946 68 0.13%
96 TEXAS INSTRS INC 1,414 68 0.13%
97 HALLIBURTON CO 952 68 0.13%
98 ISRAMCO INC 527 67 0.13%
99 COLGATE PALMOLIVE CO 978 67 0.13%
100 ISHARES INC 2,357 66 0.13%
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