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Guggenheim Frontier Markets ETF
Guggenheim Frontier Markets ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 33 Institutional holders with a total value of $27,579,474.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 470,979 8,087,000 29.32%
2 BLAIR WILLIAM & CO/IL 259,630 4,458,000 16.16%
3 WELLS FARGO & COMPANY/MN 214,512 3,683,000 13.35%
4 BANK OF AMERICA CORP /DE/ 208,718 3,584,000 13.00%
5 FIFTH THIRD BANCORP 155,194 2,665,000 9.66%
6 ENVESTNET ASSET MANAGEMENT INC 80,493 1,382,000 5.01%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 45,724 785,000 2.85%
8 UBS AG 45,416 780,000 2.83%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 43,633 749,000 2.72%
10 Long Wharf Investors, Inc. 14,005 240,000 0.87%
11 Commonwealth Equity Services, Inc 12,986 223,000 0.81%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,717 201,000 0.73%
13 JANE STREET GROUP, LLC 10,546 181,000 0.66%
14 BANK OF MONTREAL /CAN/ 5,365 92,000 0.33%
15 NEXT Financial Group, Inc 5,087 87,000 0.32%
16 ROYAL BANK OF CANADA 4,073 70,000 0.25%
17 BNP PARIBAS FINANCIAL MARKETS 3,313 56,884 0.21%
18 AMERIPRISE FINANCIAL INC 3,180 55,000 0.20%
19 CITIGROUP INC 2,615 45,000 0.16%
20 CENTRAL TRUST Co 1,602 28,000 0.10%
21 WFG Advisors, LP 1,600 27,000 0.10%
22 MSI Financial Services Inc 1,400 24,000 0.09%
23 Apriem Advisors 1,000 17,000 0.06%
24 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 870 15,000 0.05%
25 FineMark National Bank & Trust 740 13,000 0.05%
26 AMERICAN INTERNATIONAL GROUP, INC. 600 10,302 0.04%
27 QS Investors, LLC 418 7,000 0.03%
28 Creative Planning 158 3,000 0.01%
29 Crosspoint Capital Strategies, LLC 167 3,000 0.01%
30 BlackRock Institutional Trust Company, N.A. 199 3,000 0.01%
31 Ground Swell Capital, LLC 136 2,000 0.01%
32 ALLIANCEBERNSTEIN L.P. 90 2,000 0.01%
33 B. Riley Wealth Advisors, Inc. 75 1,288 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.