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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1851 AXT INC COM 64 137 0.00%
1852 BLACK DIAMOND INC COM 12 135 0.00%
1853 LPATH INC 34 135 0.00%
1854 ZAIS FINL CORP 8 133 0.00%
1855 SUNLINK HEALTH SYS INC COM 108 132 0.00%
1856 ProShares UltraShort Yen 2 130 0.00%
1857 PINGTAN MARINE ENTERPRISE LT 50 128 0.00%
1858 GIGAMEDIA LTD 120 127 0.00%
1859 GAIN CAP HLDGS INC 16 126 0.00%
1860 JETPAY CORP 59 123 0.00%
1861 Novacopper Inc 112 122 0.00%
1862 ENTRAVISION COMMUNICATIONS C CL A 19 118 0.00%
1863 RENREN INCORPORATED SPONSORED ADR 35 117 0.00%
1864 VASCO DATA SEC INTL INC 10 116 0.00%
1865 ICAD INC 18 115 0.00%
1866 GLOBAL X FDS 9 114 0.00%
1867 Perma-Pipe International Holdings, Inc. 10 114 0.00%
1868 CHINA ZENIX AUTO INTL LTD 50 112 0.00%
1869 DAEGIS INCORPORATED 95 112 0.00%
1870 MAGELLAN PETROLEUM CORP 50 110 0.00%
1871 IRIDEX CORP 13 108 0.00%
1872 PHARMATHENE INC COM 75 106 0.00%
1873 Howard Bancorp Inc 11 105 0.00%
1874 ACASTI PHARMA INC 100 103 0.00%
1875 Evoke Pharma Inc 13 102 0.00%
1876 ASTEA INTL INC 41 98 0.00%
1877 CHINA BAK BATTERY INC 41 96 0.00%
1878 PGT INNOVATIONS INC COM 11 93 0.00%
1879 HOUSTON AMERN ENERGY CORP 200 92 0.00%
1880 PAULSON CAP DEL CORP 107 91 0.00%
1881 POWERSHARES ETF TR II 2 91 0.00%
1882 BRIDGELINE DIGITAL INC. 100 88 0.00%
1883 GLOBAL X FDS 6 86 0.00%
1884 TIGER MEDIA INC 90 86 0.00%
1885 COUNTERPATH CORP 84 86 0.00%
1886 SPDR SERIES TRUST 2 85 0.00%
1887 Eastern Virginia Bankshares Inc 13 83 0.00%
1888 UNITEK GLOBAL SVCS INC COM NEW 200 82 0.00%
1889 ZHONE TECHNOLOGIES INC NEW 26 81 0.00%
1890 GRAVITY CO LTD 100 80 0.00%
1891 ROBERTS REALTY INVS 100 79 0.00%
1892 IRIDIUM COMMUNICATIONS INC 201 76 0.00%
1893 ORTHOFIX INTL N V 2 73 0.00%
1894 GLOBAL X FDS 5 68 0.00%
1895 NextEra Energy Inc 1 65 0.00%
1896 ESSA BANCORP INC 5 56 0.00%
1897 VALLEY NATL BANCORP 349 56 0.00%
1898 DRDGOLD LIMITED 19 56 0.00%
1899 DIREXION DAILY JUNIOR GOLD 2 55 0.00%
1900 LUNA INNOVATIONS 40 55 0.00%
Page 38 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 CANTEL MEDICAL CORP 1,000 52 0.10%
2 DYAX CORP COM CVR 2,662 26 0.05%
3 LATAM AIRLINES GROUP S A 432 21 0.04%
4 MAG SILVER CORP COM 47 1 0.00%
5 MTGE INVT CORP 876 18 0.03%
6 Mosys Inc (MOSY) 902 3 0.01%
7 Mylan Laboratories Inc 416 21 0.04%
8 Northstar Realty Eur 400 7 0.01%
9 "MORGAN STANLEY " 200 4 0.01%
10 1st Constitution Bancorp 398 4 0.01%
11 1st Source Corp 58 2 0.00%
12 3M CO 704 101 0.20%
13 51JOB INC 100 7 0.01%
14 A-MARK PRECIOUS METALS INC 200 2 0.00%
15 ABBVIE INC 1,778 100 0.19%
16 ABERDEEN CHILE FD INC 80 1 0.00%
17 ABERDEEN ISRAEL FUND INC COM 50 1 0.00%
18 ABERDEEN LATIN AMER EQTY FD 20 1 0.00%
19 ACCELERATE DIAGNOSTICS INC 221 6 0.01%
20 ACCENTURE PLC IRELAND 714 58 0.11%
21 ACCRETIVE HEALTH INC 2,270 18 0.03%
22 ACE LTD 376 39 0.08%
23 ACTAVIS PLC 296 66 0.13%
24 ACTIVISION BLIZZARD INC 300 7 0.01%
25 ACUITY BRANDS INC 415 57 0.11%
26 ADCARE HEALTH SYSTEMS INC 128 1 0.00%
27 ADOBE INC 520 38 0.07%
28 ADVISORY BRD CO 492 25 0.05%
29 AEMETIS INC 798 8 0.02%
30 AES CORP 738 11 0.02%
31 AES TRUST III 6.75 3.375 PFD 186 10 0.02%
32 AETNA INC NEW 406 33 0.06%
33 AETRIUM INC 593 3 0.01%
34 AGILENT TECHNOLOGIES INC 374 21 0.04%
35 AGILYSYS INC COM 129 2 0.00%
36 AIR INDS GROUP 304 3 0.01%
37 AKAMAI TECHNOLOGIES INC 200 12 0.02%
38 ALASKA COMMUNICATIONS SYS GR 386 1 0.00%
39 ALCENTRA CAP CORPORATION 312 5 0.01%
40 ALCOBRA LTD 100 2 0.00%
41 ALDEYRA THERAPEUTICS INC 188 1 0.00%
42 ALERE INC 79 25 0.05%
43 ALLEGHENY TECHNOLOGIES INC 120 5 0.01%
44 ALLEGIANT TRAVEL CO COM 100 12 0.02%
45 ALLEGION PUB LTD CO 100 6 0.01%
46 ALPHA AND OMEGA SEMICONDUCTOR SHS 192 2 0.00%
47 ALPHA NATURAL RESOURCES 200 1 0.00%
48 ALPS ETF TR 554 24 0.05%
49 ALTEVA 809 6 0.01%
50 ALTISOURCE ASSET MGMT CORP 29 21 0.04%
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