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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
151 CORNERSTONE ONDEMAND INC 1,014 46,664 0.09%
152 ISHARES MSCI BIC ETF 1,210 46,597 0.09%
153 WISDOMTREE TR 1,548 46,564 0.09%
154 DOMINION ENERGY INC 650 46,488 0.09%
155 TRAVELERS COMPANIES INC 494 46,471 0.09%
156 FIRST TR EXCHANGE TRADED FD 1,591 46,441 0.09%
157 FOREST LABS INC COM 466 46,134 0.09%
158 PRUDENTIAL FINL INC 518 45,983 0.09%
159 ISHARES 760 45,684 0.09%
160 TIME WARNER INC NEW 310 45,663 0.09%
161 KONGZHONG CORP SPONSO 5,241 45,492 0.09%
162 SOUTHERN CO 994 45,108 0.09%
163 DirectTV Com 530 45,055 0.09%
164 THERMO FISHER SCIENTIFIC INC 381 44,958 0.09%
165 BLACKROCK INC 140 44,744 0.09%
166 WILLIAMS COS INC DEL 766 44,589 0.09%
167 OLD LINE BANCSHARES INC COM 2,814 44,349 0.09%
168 WEX INC 415 43,563 0.09%
169 LOCKHEED MARTIN CORP 271 43,558 0.09%
170 RevShares Large Cap ETF 1,127 43,513 0.09%
171 SPDR INDEX SHS FDS 1,594 43,468 0.09%
172 INTERCONTINENTAL EXCHANGE IN 230 43,447 0.09%
173 OFFICE DEPOT INC 7,631 43,420 0.09%
174 EBAY INC 857 42,901 0.09%
175 FAIR ISAAC CORP 669 42,655 0.09%
176 ISHARES TR 976 42,583 0.09%
177 AMERICAN CAP SR FLOATING LTD 3,035 42,490 0.09%
178 GENERAL DYNAMICS CORP 364 42,424 0.09%
179 FREEPORT-MCMORAN INC 1,162 42,413 0.09%
180 TJX COS INC NEW 796 42,307 0.09%
181 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 1,119 42,298 0.09%
182 PTC INC 1,089 42,253 0.09%
183 DEVON ENERGY CORP NEW 528 41,923 0.09%
184 RAYTHEON CO 452 41,697 0.08%
185 PHILLIPS 66 PARTNERS LP 549 41,482 0.08%
186 TRIVASCULAR TECHNOLOGIES INC 2,649 41,245 0.08%
187 EATON CORP PLC 532 41,060 0.08%
188 ISHARES TR 330 41,032 0.08%
189 TARGET CORP 708 41,029 0.08%
190 PRECISION CASTPARTS 162 40,889 0.08%
191 FIRST TR EXCNGE TRD ALPHADEX 1,249 40,068 0.08%
192 KRAFT HEINZ CO COM 668 40,047 0.08%
193 Welltower Inc. 638 39,983 0.08%
194 AMERICAN TOWER CORP NEW 442 39,771 0.08%
195 NATIONAL OILWELL VARCO INC 480 39,528 0.08%
196 CLOVIS ONCOLOGY INC 950 39,340 0.08%
197 ZYNGA INC 12,248 39,316 0.08%
198 NORTHWESTERN ENERGY GROUP INC COM NEW 750 39,143 0.08%
199 ISHARES TR 816 39,005 0.08%
200 ACE LTD 376 38,991 0.08%
Page 4 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
251 PIEDMONT NAT GAS INC 889 33 0.06%
252 MANCHESTER UTD PLC NEW ORD CL A 1,872 33 0.06%
253 COGNIZANT TECHNOLOGY SOLUTIO 680 33 0.06%
254 AETNA INC NEW 406 33 0.06%
255 STATE STR CORP 484 33 0.06%
256 CVB FINL CORP COM 2,043 33 0.06%
257 ZIOPHARM ONCOLOGY INC 8,079 33 0.06%
258 PPL CORP 906 32 0.06%
259 DEVRY EDUCATION 767 32 0.06%
260 WHOLE FOODS MKT INC 822 32 0.06%
261 MARSH & MCLENNAN COS INC 614 32 0.06%
262 VANECK VECTORS ETF TR MTG REIT INCOME 1,271 32 0.06%
263 PACIFIC PREMIER BANCORP 2,263 32 0.06%
264 INSYS THERAPEUTICS INC NEW COM NEW 1,021 32 0.06%
265 ZIONS BANCORPORATION 1,089 32 0.06%
266 CORNING INC 1,464 32 0.06%
267 Spectra Energy Corp Com 750 32 0.06%
268 Invacare Corp 572 32 0.06%
269 MARATHON OIL CORP 780 31 0.06%
270 Fidus Investment Corp 1,506 31 0.06%
271 PREFORMED LINE PRODS CO 572 31 0.06%
272 NOBLE ENERGY INC 402 31 0.06%
273 MEREDITH CORP COM 631 31 0.06%
274 Clarcor Inc Com 500 31 0.06%
275 MITEL NETWORKS CORP 2,960 31 0.06%
276 AON PLC 338 30 0.06%
277 VALERO ENERGY CORP NEW 596 30 0.06%
278 HESS CORP 306 30 0.06%
279 CAPITAL SOUTHWEST CORP COM 840 30 0.06%
280 FLUIDIGM CORP DEL COM 1,019 30 0.06%
281 PIER 1 IMPORTS INC 1,959 30 0.06%
282 CUMMINS INC 194 30 0.06%
283 ISHARES TR 264 30 0.06%
284 KROGER CO 578 29 0.06%
285 TUESDAY MORNING CORP 1,612 29 0.06%
286 NETFLIX INC 66 29 0.06%
287 NORTHROP GRUMMAN CORP 242 29 0.06%
288 ELEMENTS MORNINGSTAR WIDE MOAT FOCUS TOTAL RETURN INDEX ETN 1,408 29 0.06%
289 CIGNA CORPORATION 306 28 0.05%
290 PUBLIC STORAGE 162 28 0.05%
291 EXONE CO 710 28 0.05%
292 NORDSON CORP 346 28 0.05%
293 SS&C TECHNOLOGIES HLDGS INC 643 28 0.05%
294 IMPAX LABORATORIES INC 925 28 0.05%
295 PROSHARES TR MSCI EMRG 347 28 0.05%
296 Winmark Corp 398 28 0.05%
297 CROWN CASTLE INTL CORP 374 28 0.05%
298 TE CONNECTIVITY LTD 460 28 0.05%
299 ETFS PHYSICAL PLATINUM SHARES 192 28 0.05%
300 STRYKER CORP 330 28 0.05%
Page 6 of 40