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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
201 Celgene Corp 454 38,990 0.08%
202 Viacom Inc Cl B New 446 38,682 0.08%
203 CBS Corp Cl B New 618 38,403 0.08%
204 ILLINOIS TOOL WKS INC COM 438 38,351 0.08%
205 POWERSHARES ETF TRUST 1,685 37,559 0.08%
206 WISDOMTREE TR 763 37,448 0.08%
207 JOHNSON CONTROLS INC 744 37,148 0.08%
208 PRIMEENERGY CORP 600 36,900 0.07%
209 YAHOO INC 1,050 36,887 0.07%
210 Delta Air Lines Inc 950 36,784 0.07%
211 GENERAL MLS INC COM 700 36,778 0.07%
212 Pioneer Natural Resources Co 160 36,770 0.07%
213 BUFFALO WILD WINGS INC 221 36,622 0.07%
214 SALESFORCE COM INC 628 36,474 0.07%
215 ENDURANCE INTL GRP HLDGS INC 2,363 36,130 0.07%
216 DEXCOM INC 909 36,051 0.07%
217 NORFOLK SOUTHERN CORP 346 35,648 0.07%
218 Charles Schwab Corp. 1,308 35,224 0.07%
219 EXELON CORP 960 35,021 0.07%
220 Stanley Black & Decker Inc Corp Unit 260 34,978 0.07%
221 Nielsen Holdings B.V. 722 34,952 0.07%
222 CSX Corp 1,128 34,754 0.07%
223 VIRTUSA CORP. 970 34,726 0.07%
224 CHESAPEAKE ENERGY CORP 355 34,701 0.07%
225 IONIS PHARMACEUTICAL 998 34,381 0.07%
226 NATIONAL WESTN LIFE INS CO 137 34,169 0.07%
227 CHEMED CORP NEW 363 34,020 0.07%
228 Anthem, Inc. 316 34,005 0.07%
229 WEST PHARMACEUTICAL SVSC INC 805 33,955 0.07%
230 ECOLAB INC 304 33,847 0.07%
231 COGNIZANT TECHNOLOGY SOLUTIO 680 33,259 0.07%
232 WISDOMTREE GLOBAL EX-US UTILITIES FUND 1,626 33,122 0.07%
233 Aetna Inc New 406 32,918 0.07%
234 PPG INDS INC COM 156 32,783 0.07%
235 Discover Financial Services 528 32,725 0.07%
236 FORUM ENERGY TECHNOLOGIES INC 898 32,714 0.07%
237 MANCHESTER UTD PLC NEW 1,872 32,666 0.07%
238 State Street Corp 484 32,554 0.07%
239 DEVRY INC DEL 767 32,475 0.07%
240 VANECK VECTORS ETF TR MTG REIT INCOME 1,271 32,347 0.07%
241 EMC INS GROUP INC 1,049 32,288 0.07%
242 PPL CORP COMMON 906 32,190 0.07%
243 CORNING INC COM 1,464 32,135 0.07%
244 Invacare Corp 572 32,106 0.07%
245 Zions Banccorp 1,089 32,093 0.07%
246 PACIFIC PREMIER BANCORP INC 2,263 31,886 0.06%
247 INSYS THERAPEUTI 1,021 31,886 0.06%
248 ZIOPHARM ONCOLOGY INC 7,910 31,877 0.06%
249 Snap On Tools 750 31,860 0.06%
250 Marsh & McLennan Companies, In 614 31,817 0.06%
Page 5 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
101 ALLERGAN PLC 296 66 0.13%
102 Nike Inc Cl B 832 65 0.13%
103 Starbucks Corp 846 65 0.13%
104 eBay, Inc. 1,304 65 0.13%
105 ROYAL BK SCOTLAND PLC 1,687 65 0.13%
106 GENERAC HOLDINGS INC 1,318 64 0.12%
107 MIMEDX GROUP 8,984 64 0.12%
108 Prosperity Bancshares, Inc.(R) 1,008 63 0.12%
109 Agnico Eagle 2,368 62 0.12%
110 PROSHARES TR 693 62 0.12%
111 SYSCO CORP 1,626 61 0.12%
112 IONIS PHARMACEUTICAL 1,774 61 0.12%
113 Exterran Holdings Inc 1,335 60 0.12%
114 NEXTERA ENERGY INC COM 588 60 0.12%
115 FIRST TR STOXX EURO DIV FD 3,929 59 0.11%
116 SIMON PPTY GROUP INC NEW 352 59 0.11%
117 DUKE ENERGY CORP NEW 790 59 0.11%
118 MENS WEARHOUSE INC 1,066 59 0.11%
119 GENESEE & WYOMING INC 5.000% 1 440 59 0.11%
120 ACCENTURE PLC IRELAND 714 58 0.11%
121 Costco Wholesale Corp New 492 57 0.11%
122 ACUITY BRANDS INC COM 415 57 0.11%
123 LOWES COS INC COM 1,170 56 0.11%
124 S&P EMRG ASIA PAC 682 56 0.11%
125 FLEXSHARES TR 643 55 0.11%
126 PERNIX THERAPEUTICS HLDGS IN 6,166 55 0.11%
127 KONGZHONG CORP SPONSO 6,230 54 0.10%
128 COVIDIEN PLC 604 54 0.10%
129 RYDEX ETF TRUST 726 54 0.10%
130 GENERAL MTRS CO 1,460 53 0.10%
131 PHILLIPS 66 658 53 0.10%
132 Danaher Corp 672 53 0.10%
133 PNC FINL SVCS GROUP INC COM 598 53 0.10%
134 CAPITAL ONE FINL CORP 642 53 0.10%
135 CANTEL MEDICAL CORP 1,000 52 0.10%
136 Thermo Fisher Scientific 438 52 0.10%
137 Pacira Pharmaceuticals Inc 567 52 0.10%
138 PROSHARES TR 811 52 0.10%
139 EMERSON ELEC CO COM 786 52 0.10%
140 ISHARES TR 808 52 0.10%
141 Morgan Stanley 1,570 51 0.10%
142 CMS Energy Corp 857 51 0.10%
143 PROSHARES TR 1,568 50 0.10%
144 NUANCE COMMUNICATIONS INC 2,685 50 0.10%
145 Market Vector Junior 1,177 50 0.10%
146 WISDOMTREE TR 2,431 50 0.10%
147 POWERSHARES ETF TRUST 1,807 50 0.10%
148 CM FIN INC 3,442 50 0.10%
149 WESTMORELAND COAL CO 810 50 0.10%
150 NATIONAL WESTN LIFE INS CO 197 49 0.10%
Page 3 of 40