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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
251 GLOBAL X FDS 48 557 0.00%
252 G WILLI FOOD INTL LTD 75 557 0.00%
253 CHEMICAL FINANCIAL CORPORATION 20 562 0.00%
254 PMFG INC 107 564 0.00%
255 PATRIOT NATL BANCORP INC 400 568 0.00%
256 DORAL FINL CORP 132 570 0.00%
257 FIRST FINL BANCORP OH 100 575 0.00%
258 DOVER MOTORSPORTS INC 200 578 0.00%
259 VOYA PRIME RATE TR 100 579 0.00%
260 Novatel Wireless Inc 306 584 0.00%
261 US Ecology Inc 12 587 0.00%
262 UNICO AMERN CORP 47 588 0.00%
263 HASTINGS ENTMT INC 200 590 0.00%
264 THE9 LTD 251 590 0.00%
265 CEVA INC 40 591 0.00%
266 ERBA Diagnostics, Inc. 300 591 0.00%
267 ABERDEEN LATIN AMER EQTY FD 20 597 0.00%
268 DATA I O CORP COM 200 602 0.00%
269 FONAR CORP 50 610 0.00%
270 COAST DISTR SYS 200 616 0.00%
271 CYREN LTD 215 619 0.00%
272 KOREA EQUITY FD INC COM 70 619 0.00%
273 RAND CAP CORP 200 622 0.00%
274 BANK COMM HLDGS 100 633 0.00%
275 FIRST CAPITAL BANCORP VA 141 635 0.00%
276 SYNTHETIC BIOLOGICS INCORPORATED 370 636 0.00%
277 West Bancorporation Inc 42 640 0.00%
278 CONSOLIDATED TOMOKA LD CO 14 643 0.00%
279 BSQUARE CORP 201 643 0.00%
280 CORMEDIX INCORPORATED 360 652 0.00%
281 BROADWAY FINL CORP DEL 469 657 0.00%
282 NEUBERGER BERMAN NY INT MUN 48 663 0.00%
283 NEW GERMANY FD INC 36 671 0.00%
284 Penn Virginia Corp 40 678 0.00%
285 MOCON Inc 43 680 0.00%
286 VAALCO ENERGY INC 94 680 0.00%
287 TRANS WORLD ENTMT CORP 179 680 0.00%
288 IMPAC MTG HLDGS INC COM NEW 142 682 0.00%
289 BIOLIFE SOLUTIONS INC 300 684 0.00%
290 CHEMBIO DIAGNOSTICS INC COM NEW 200 686 0.00%
291 HACKETT GROUP INC 115 687 0.00%
292 ALASKA COMMUNICATIONS SYS GR 386 695 0.00%
293 CHINA COML CR INC 190 697 0.00%
294 GLOBUS MARITIME LIMITED NEW 200 698 0.00%
295 SIEBERT FINL CORP 258 702 0.00%
296 LHC GROUP INC 33 705 0.00%
297 LAKES ENTERTAINMEN 150 707 0.00%
298 DIGIRAD CORP 200 712 0.00%
299 P & F INDS INC CL A NEW 91 713 0.00%
300 POTBELLY CORP COM 45 718 0.00%
Page 6 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
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