Dark
Light
System
Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
501 DR PEPPER SNAPPLE GROUP INC 330 21,222 0.04%
502 PENTAIR PLC 324 21,219 0.04%
503 TERRITORIAL BANCORP INC COM 1,045 21,203 0.04%
504 AUTODESK INC 384 21,158 0.04%
505 POWERSHARES ETF TRUST 382 21,090 0.04%
506 KOHLS 345 21,055 0.04%
507 ROWAN COMPANIES PLC 830 21,007 0.04%
508 CALUMET SPECIALTY PRODS PTNR 765 20,999 0.04%
509 Endurance Specialty 380 20,968 0.04%
510 DELUXE CORP COM 380 20,961 0.04%
511 JACOBS ENGR GROUP INC 429 20,944 0.04%
512 ALASKA AIR GROUP INC 480 20,899 0.04%
513 STERICYCLE INC 179 20,864 0.04%
514 AMETEK INC NEW 414 20,787 0.04%
515 LIBERTY TAX INC 643 20,769 0.04%
516 SOUTHWESTERN ENERGY CO 594 20,760 0.04%
517 PULTE GROUP INC 1,170 20,662 0.04%
518 CRACKER BARREL OLD CTRY STOR 200 20,638 0.04%
519 FASTENAL CO 459 20,609 0.04%
520 WESTMORELAND COAL CO 333 20,609 0.04%
521 ENDOLOGIX INC 1,937 20,532 0.04%
522 AMERICAS CAR-MART INC COM 517 20,468 0.04%
523 INFINITY PHARMACEUTICALS INC 1,524 20,452 0.04%
524 LAM RESEARCH CORP 273 20,393 0.04%
525 EASTMAN CHEM CO 252 20,384 0.04%
526 GLADSTONE CAPITAL CORP 2,323 20,373 0.04%
527 TECO ENERGY INC COM 1,166 20,265 0.04%
528 REALTY INCOME CORP 496 20,232 0.04%
529 ISHARES TR 180 20,212 0.04%
530 MCCORMICK CO INC 300 20,109 0.04%
531 HAWAIIAN TELCOM HOLDCO INC COM 779 20,013 0.04%
532 PENNYMAC MTG INVT TR 930 19,930 0.04%
533 XILINX INC 470 19,905 0.04%
534 MOLSON COORS BREWING CO 267 19,875 0.04%
535 REED ELSEVIER N V 439 19,838 0.04%
536 GW PHARMACEUTICALS PLC 245 19,808 0.04%
537 KEYCORP 1,479 19,715 0.04%
538 PHI NON VTNG 477 19,629 0.04%
539 PIEDMONT NAT GAS INC 584 19,582 0.04%
540 PRIMERICA INC 405 19,529 0.04%
541 WINTRUST FINL CORP 800 19,512 0.04%
542 DOLLAR TREE INC 348 19,512 0.04%
543 T2 BIOSYSTEMS INCORPORATED 1,078 19,501 0.04%
544 REVLON INC 614 19,458 0.04%
545 NEWMONT CORP 840 19,362 0.04%
546 RANGE RES CORP 285 19,326 0.04%
547 UNIFIRST CORP MASS COM 200 19,318 0.04%
548 ESSEX PPTY TR INC 108 19,305 0.04%
549 UNDER ARMOUR INC 279 19,279 0.04%
550 GAP 462 19,261 0.04%
Page 11 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 168 0.32%
52 WYNN RESORTS LTD 856 160 0.30%
53 3M CO 1,091 155 0.29%
54 ALTRIA GROUP INC 3,345 154 0.29%
55 BOEING CO 1,209 154 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151 0.29%
58 MICHAELS COS INC 8,594 150 0.28%
59 MCDONALDS CORP 1,456 138 0.26%
60 AMERICAN EXPRESS CO 1,518 133 0.25%
61 UNITEDHEALTH GROUP INC 1,538 133 0.25%
62 BIOGEN INC 399 132 0.25%
63 Linear Technology Corp 2,944 131 0.25%
64 AMERICAN INTL GROUP INC 2,406 130 0.25%
65 STARBUCKS CORP 1,714 129 0.24%
66 US BANCORP DEL 3,039 127 0.24%
67 GOLDMAN SACHS GROUP INC 690 127 0.24%
68 TEXAS INSTRS INC 2,649 126 0.24%
69 OCCIDENTAL PETE CORP DEL 1,314 126 0.24%
70 CVS HEALTH CORP 1,553 124 0.23%
71 MASTERCARD INCORPORATED 1,659 123 0.23%
72 COMCAST CORP NEW 2,253 121 0.23%
73 EBAY INC 2,105 119 0.22%
74 ISHARES TR 1,688 118 0.22%
75 ALLERGAN PLC 485 117 0.22%
76 DORMAN PRODUCTS INC 2,896 116 0.22%
77 ABBOTT LABS 2,774 115 0.22%
78 HONEYWELL INTL INC 1,220 114 0.22%
79 Hewlett Packard Co 3,147 112 0.21%
80 LOCKHEED MARTIN CORP 606 111 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 111 0.21%
82 WISDOMTREE TR 1,262 110 0.21%
83 TIME WARNER INC 1,440 108 0.20%
84 VANGUARD WORLD FD 984 108 0.20%
85 RANDGOLD RES LTD 1,590 107 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 107 0.20%
87 NIKE INC 1,185 106 0.20%
88 CATERPILLAR INC 1,059 105 0.20%
89 CELGENE CORP 1,110 105 0.20%
90 OFFICE DEPOT INC 20,247 104 0.20%
91 LILLY ELI & CO 1,609 104 0.20%
92 FS KKR CAPITAL CORP COM 9,625 104 0.20%
93 OMNIVISION TECHS INC 3,905 103 0.19%
94 Medtronic Inc 1,650 102 0.19%
95 METLIFE INC 1,896 102 0.19%
96 PRICELINE GRP INC 87 101 0.19%
97 WISDOMTREE TR 1,323 101 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100 0.19%
99 MONSANTO CO NEW 885 100 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99 0.19%
Page 2 of 48