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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 167,628 0.32%
52 WYNN RESORTS LTD 856 160,140 0.30%
53 3M CO 1,091 154,573 0.29%
54 BOEING CO 1,209 154,002 0.29%
55 ALTRIA GROUP INC 3,345 153,669 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153,028 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151,430 0.29%
58 MICHAELS COS INC 8,594 150,223 0.28%
59 MCDONALDS CORP 1,456 138,043 0.26%
60 AMERICAN EXPRESS CO 1,518 132,886 0.25%
61 UNITEDHEALTH GROUP INC 1,538 132,653 0.25%
62 BIOGEN INC 399 131,993 0.25%
63 Linear Technology Corp 2,944 130,684 0.25%
64 AMERICAN INTL GROUP INC 2,406 129,972 0.25%
65 STARBUCKS CORP 1,714 129,338 0.24%
66 US BANCORP DEL 3,039 127,121 0.24%
67 GOLDMAN SACHS GROUP INC 690 126,663 0.24%
68 OCCIDENTAL PETE CORP DEL 1,314 126,341 0.24%
69 TEXAS INSTRS INC 2,649 126,331 0.24%
70 CVS HEALTH CORP 1,553 123,603 0.23%
71 MASTERCARD INCORPORATED 1,659 122,633 0.23%
72 COMCAST CORP NEW 2,253 121,166 0.23%
73 EBAY INC 2,105 119,206 0.23%
74 ISHARES TR 1,688 118,278 0.22%
75 ALLERGAN PLC 485 117,021 0.22%
76 DORMAN PRODUCTS INC 2,896 116,014 0.22%
77 ABBOTT LABS 2,774 115,371 0.22%
78 HONEYWELL INTL INC 1,220 113,606 0.21%
79 Hewlett Packard Co 3,147 111,624 0.21%
80 LOCKHEED MARTIN CORP 606 110,765 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 110,654 0.21%
82 WISDOMTREE TR 1,262 110,463 0.21%
83 TIME WARNER INC 1,440 108,302 0.20%
84 VANGUARD WORLD FD 984 107,699 0.20%
85 RANDGOLD RES LTD 1,590 107,468 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 106,580 0.20%
87 NIKE INC 1,185 105,702 0.20%
88 CELGENE CORP 1,110 105,206 0.20%
89 CATERPILLAR INC 1,059 104,873 0.20%
90 LILLY ELI & CO 1,609 104,344 0.20%
91 OFFICE DEPOT INC 20,247 104,070 0.20%
92 FS KKR CAPITAL CORP COM 9,625 103,661 0.20%
93 OMNIVISION TECHS INC 3,905 103,326 0.20%
94 Medtronic Inc 1,650 102,218 0.19%
95 METLIFE INC 1,896 101,853 0.19%
96 PRICELINE GRP INC 87 100,796 0.19%
97 WISDOMTREE TR 1,323 100,641 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100,460 0.19%
99 MONSANTO CO NEW 885 99,571 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99,381 0.19%
Page 2 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
2201 NORTHWEST BIOTHERAPEUTICS 240 1 0.00%
2202 NORTHERN TECH INTL CORP 55 1 0.00%
2203 NORTECH SYS INC 260 1 0.00%
2204 NISKA GAS STORAGE PARTNERS L 97 1 0.00%
2205 NEW MEDIA INVT GROUP INC COM 72 1 0.00%
2206 NBT BANCORP INC COM 49 1 0.00%
2207 NAVIOS MARITIME PARTNERS L P 50 1 0.00%
2208 NAUTILUS INC 125 1 0.00%
2209 NATIONAL RESH CORP CL A 100 1 0.00%
2210 SEMLER SCIENTIFIC INC 196 1 0.00%
2211 NATIONAL HEALTHCARE CORP 71 1 0.00%
2212 NASDAQ OMX GROUP 32 1 0.00%
2213 NANOSTRING TECHNOLOGIES INC 103 1 0.00%
2214 SERVICESOURCE INTL 230 1 0.00%
2215 SEVCON INC 179 1 0.00%
2216 SHENANDOAH TELECOMM CO CDT COM 57 1 0.00%
2217 MYR GROUP INC DEL COM 48 1 0.00%
2218 MORGAN STANLEY 12 1 0.00%
2219 SHORE BANCSHARES INC COM 69 1 0.00%
2220 MONMOUTH REAL ESTATE INVT CO 60 1 0.00%
2221 MOKO SOCIAL MEDIA LTD 234 1 0.00%
2222 SIGMATRON INTL INC 194 1 0.00%
2223 MODUSLINK GLOBAL SOLUTIONS INC 150 1 0.00%
2224 MIX TELEMATICS LTD 99 1 0.00%
2225 SINOVAC BIOTECH LTD 145 1 0.00%
2226 MICROVISION INC DEL 291 1 0.00%
2227 MICRONET ENERTEC TECH INC COM 200 1 0.00%
2228 SMART AND FINAL STORES INC COM 70 1 0.00%
2229 SMART TECHNOLOGIES INC 892 1 0.00%
2230 Smartpros Ltd 317 1 0.00%
2231 MICREL INC 100 1 0.00%
2232 MGP INGREDIENTS INC NEW COM 48 1 0.00%
2233 MFS INTERMEDIATE INCOME TRUST SH BEN INT 100 1 0.00%
2234 SOLAR SENIOR 95 1 0.00%
2235 MFS CALIF MUN FD 110 1 0.00%
2236 MEXCO ENERGY CORP 200 1 0.00%
2237 SOTHERLY HOTELS INC COM 95 1 0.00%
2238 MERIT MED SYS INC COM 117 1 0.00%
2239 MEI PHARMA INC 200 1 0.00%
2240 Medical Action Industries Inc OLD 100 1 0.00%
2241 MECOX LANE LIMITED SPON ADR REP 35 246 1 0.00%
2242 MARKET VECTORS ETF TR 34 1 0.00%
2243 MARINE PRODS CORP 120 1 0.00%
2244 MARATHON PATENT GROUP INCORPORATED COM NEW 67 1 0.00%
2245 MANITEX INTL INC COM 65 1 0.00%
2246 MANDALAY DIGITAL GROUP INC 187 1 0.00%
2247 MALIBU BOATS INCORPORATED COM CLASS A 36 1 0.00%
2248 MAINSOURCE FINANCIAL GP INC 34 1 0.00%
2249 LOGITECH INTL S A 81 1 0.00%
2250 LO-JACK CORP 140 1 0.00%
Page 45 of 48