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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 167,628 0.32%
52 WYNN RESORTS LTD 856 160,140 0.30%
53 3M CO 1,091 154,573 0.29%
54 BOEING CO 1,209 154,002 0.29%
55 ALTRIA GROUP INC 3,345 153,669 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153,028 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151,430 0.29%
58 MICHAELS COS INC 8,594 150,223 0.28%
59 MCDONALDS CORP 1,456 138,043 0.26%
60 AMERICAN EXPRESS CO 1,518 132,886 0.25%
61 UNITEDHEALTH GROUP INC 1,538 132,653 0.25%
62 BIOGEN INC 399 131,993 0.25%
63 Linear Technology Corp 2,944 130,684 0.25%
64 AMERICAN INTL GROUP INC 2,406 129,972 0.25%
65 STARBUCKS CORP 1,714 129,338 0.24%
66 US BANCORP DEL 3,039 127,121 0.24%
67 GOLDMAN SACHS GROUP INC 690 126,663 0.24%
68 OCCIDENTAL PETE CORP DEL 1,314 126,341 0.24%
69 TEXAS INSTRS INC 2,649 126,331 0.24%
70 CVS HEALTH CORP 1,553 123,603 0.23%
71 MASTERCARD INCORPORATED 1,659 122,633 0.23%
72 COMCAST CORP NEW 2,253 121,166 0.23%
73 EBAY INC 2,105 119,206 0.23%
74 ISHARES TR 1,688 118,278 0.22%
75 ALLERGAN PLC 485 117,021 0.22%
76 DORMAN PRODUCTS INC 2,896 116,014 0.22%
77 ABBOTT LABS 2,774 115,371 0.22%
78 HONEYWELL INTL INC 1,220 113,606 0.21%
79 Hewlett Packard Co 3,147 111,624 0.21%
80 LOCKHEED MARTIN CORP 606 110,765 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 110,654 0.21%
82 WISDOMTREE TR 1,262 110,463 0.21%
83 TIME WARNER INC 1,440 108,302 0.20%
84 VANGUARD WORLD FD 984 107,699 0.20%
85 RANDGOLD RES LTD 1,590 107,468 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 106,580 0.20%
87 NIKE INC 1,185 105,702 0.20%
88 CELGENE CORP 1,110 105,206 0.20%
89 CATERPILLAR INC 1,059 104,873 0.20%
90 LILLY ELI & CO 1,609 104,344 0.20%
91 OFFICE DEPOT INC 20,247 104,070 0.20%
92 FS KKR CAPITAL CORP COM 9,625 103,661 0.20%
93 OMNIVISION TECHS INC 3,905 103,326 0.20%
94 Medtronic Inc 1,650 102,218 0.19%
95 METLIFE INC 1,896 101,853 0.19%
96 PRICELINE GRP INC 87 100,796 0.19%
97 WISDOMTREE TR 1,323 100,641 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100,460 0.19%
99 MONSANTO CO NEW 885 99,571 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99,381 0.19%
Page 2 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
2251 LMI Aerospace, Inc. 61 1 0.00%
2252 Life Partners Holdings Inc 464 1 0.00%
2253 LIBERTY TRIPADVISOR HLDGS IN 36 1 0.00%
2254 LHC GROUP INC 53 1 0.00%
2255 LEIDOS HLDGS INC 33 1 0.00%
2256 LEADING BRANDS INC COM NEW 290 1 0.00%
2257 LANTRONIX INC 350 1 0.00%
2258 LA JOLLA PHARMACEUTICAL CO 100 1 0.00%
2259 KOPIN CORP 153 1 0.00%
2260 SPOK HLDGS INC COM 54 1 0.00%
2261 KINGTONE WIRELESSINFO SOL HL 200 1 0.00%
2262 JOHNSON OUTDOORS INC 36 1 0.00%
2263 Standard Register Co 115 1 0.00%
2264 Jive Software Inc 100 1 0.00%
2265 ISSUER DIRECT CORPORATION 68 1 0.00%
2266 ISHARES TR 7 1 0.00%
2267 STARRETT L S CO 42 1 0.00%
2268 ISHARES TR 7 1 0.00%
2269 ISHARES TR 5 1 0.00%
2270 STEIN MART INC 84 1 0.00%
2271 XOMA CORP DEL 288 1 0.00%
2272 STEMLINE THERAPEUTICS INC 49 1 0.00%
2273 ISHARES TRUST GL CLEAN ENE ETF 100 1 0.00%
2274 IRIDEX CORP 200 1 0.00%
2275 STERLING CONSTRUCTION CO INC 97 1 0.00%
2276 STEWARDSHIP FINL CORP 200 1 0.00%
2277 INVESTMENT TECHNOLOGY GRP NEW 71 1 0.00%
2278 INTRICON CORP 185 1 0.00%
2279 AIR INDS GROUP 79 1 0.00%
2280 INTEVAC INC COM 160 1 0.00%
2281 STONEGATE BANK 26 1 0.00%
2282 STONEGATE MTG CORP 100 1 0.00%
2283 STONEMOR PARTNERS L P 35 1 0.00%
2284 INTERSECTIONS INC COM 143 1 0.00%
2285 INTERNET INITIATIVE JAPAN IN 52 1 0.00%
2286 INTERCLOUD SYS INC 400 1 0.00%
2287 SUCAMPO PHARMACEUTICALS INCORPORATED CLASS A 80 1 0.00%
2288 INTEGRATED SILICON SOLUTION 81 1 0.00%
2289 Sun Bancorp Inc/NJ 81 1 0.00%
2290 Integrated Electrical Svc 93 1 0.00%
2291 SUNSHINE BANCORP INC 43 1 0.00%
2292 INSTEEL IND 41 1 0.00%
2293 INSIGNIA SYS INC 200 1 0.00%
2294 SUNTRUST BKS INC 300 1 0.00%
2295 INDUSTRIAL SVCS AMER INC FLA 128 1 0.00%
2296 INCOME OPPORTUNITY RLTY INVS COM 185 1 0.00%
2297 XUNLEI LTD SPONSORED ADR 49 1 0.00%
2298 IMPERIAL HLDGS INC 200 1 0.00%
2299 IGNITE RESTAURANT GROUP INC 200 1 0.00%
2300 SYNAGEVA BIOPHARMA CORP 15 1 0.00%
Page 46 of 48