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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 167,628 0.32%
52 WYNN RESORTS LTD 856 160,140 0.30%
53 3M CO 1,091 154,573 0.29%
54 BOEING CO 1,209 154,002 0.29%
55 ALTRIA GROUP INC 3,345 153,669 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153,028 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151,430 0.29%
58 MICHAELS COS INC 8,594 150,223 0.28%
59 MCDONALDS CORP 1,456 138,043 0.26%
60 AMERICAN EXPRESS CO 1,518 132,886 0.25%
61 UNITEDHEALTH GROUP INC 1,538 132,653 0.25%
62 BIOGEN INC 399 131,993 0.25%
63 Linear Technology Corp 2,944 130,684 0.25%
64 AMERICAN INTL GROUP INC 2,406 129,972 0.25%
65 STARBUCKS CORP 1,714 129,338 0.24%
66 US BANCORP DEL 3,039 127,121 0.24%
67 GOLDMAN SACHS GROUP INC 690 126,663 0.24%
68 OCCIDENTAL PETE CORP DEL 1,314 126,341 0.24%
69 TEXAS INSTRS INC 2,649 126,331 0.24%
70 CVS HEALTH CORP 1,553 123,603 0.23%
71 MASTERCARD INCORPORATED 1,659 122,633 0.23%
72 COMCAST CORP NEW 2,253 121,166 0.23%
73 EBAY INC 2,105 119,206 0.23%
74 ISHARES TR 1,688 118,278 0.22%
75 ALLERGAN PLC 485 117,021 0.22%
76 DORMAN PRODUCTS INC 2,896 116,014 0.22%
77 ABBOTT LABS 2,774 115,371 0.22%
78 HONEYWELL INTL INC 1,220 113,606 0.21%
79 Hewlett Packard Co 3,147 111,624 0.21%
80 LOCKHEED MARTIN CORP 606 110,765 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 110,654 0.21%
82 WISDOMTREE TR 1,262 110,463 0.21%
83 TIME WARNER INC 1,440 108,302 0.20%
84 VANGUARD WORLD FD 984 107,699 0.20%
85 RANDGOLD RES LTD 1,590 107,468 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 106,580 0.20%
87 NIKE INC 1,185 105,702 0.20%
88 CELGENE CORP 1,110 105,206 0.20%
89 CATERPILLAR INC 1,059 104,873 0.20%
90 LILLY ELI & CO 1,609 104,344 0.20%
91 OFFICE DEPOT INC 20,247 104,070 0.20%
92 FS KKR CAPITAL CORP COM 9,625 103,661 0.20%
93 OMNIVISION TECHS INC 3,905 103,326 0.20%
94 Medtronic Inc 1,650 102,218 0.19%
95 METLIFE INC 1,896 101,853 0.19%
96 PRICELINE GRP INC 87 100,796 0.19%
97 WISDOMTREE TR 1,323 100,641 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100,460 0.19%
99 MONSANTO CO NEW 885 99,571 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99,381 0.19%
Page 2 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
251 DEVON ENERGY CORP NEW 648 44 0.08%
252 APPLIED MATLS INC 2,055 44 0.08%
253 MARATHON OIL CORP 1,137 43 0.08%
254 CUMMINS INC 329 43 0.08%
255 Alcoa 2,702 43 0.08%
256 AON PLC 489 43 0.08%
257 FIRST TR EXCNGE TRD ALPHADEX 1,552 43 0.08%
258 HORIZON PHARMA PLC 3,505 43 0.08%
259 HESS CORP 441 42 0.08%
260 CME GROUP INC 531 42 0.08%
261 M D C HLDGS INC COM 1,644 42 0.08%
262 INTUIT 480 42 0.08%
263 AIR PRODS & CHEMS INC 324 42 0.08%
264 PUBLIC SVC ENTERPRISE GRP IN 1,120 42 0.08%
265 EXELON CORP 1,241 42 0.08%
266 STRYKER CORP 504 41 0.08%
267 DOMINOS PIZZA INC 529 41 0.08%
268 Pope Resources Ltd 600 41 0.08%
269 SEMPRA ENERGY 390 41 0.08%
270 POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO 831 41 0.08%
271 CONAGRA BRANDS INC 1,213 40 0.08%
272 MICROSTRATEGY INC CL A NEW 302 40 0.08%
273 MARKEL CORP 63 40 0.08%
274 PUBLIC STORAGE 243 40 0.08%
275 VANGUARD SCOTTSDALE FDS 505 40 0.08%
276 SPDR INDEX SHS FDS 580 40 0.08%
277 DISH NETWORK A 627 40 0.08%
278 AMERIPRISE FINL INC 315 39 0.07%
279 MARRIOTT INTL INC NEW 565 39 0.07%
280 ZIMMER BIOMET HLDGS INC 384 39 0.07%
281 AUTONATION INC 782 39 0.07%
282 DUNKIN BRANDS GROUP INC COM 876 39 0.07%
283 ST JUDE MED INC 645 39 0.07%
284 HINGHAM INSTN SVGS MASS 467 38 0.07%
285 VIPSHOP HLDGS LTD 200 38 0.07%
286 EQUITY RESIDENTIAL 609 38 0.07%
287 American Capital Agency 1,773 38 0.07%
288 TE CONNECTIVITY LTD 690 38 0.07%
289 DBX ETF TR 1,449 37 0.07%
290 SANDISK CORP 378 37 0.07%
291 BECTON DICKINSON & CO 324 37 0.07%
292 AVAGO TECHNOLOGIES LTD SHS 423 37 0.07%
293 SPDR INDEX SHS FDS 1,447 37 0.07%
294 HOST HOTELS & RESORTS INC 1,742 37 0.07%
295 COGNIZANT TECHNOLOGY SOLUTIO 826 37 0.07%
296 SPDR S&P 600 SMALL CAP VALUE ETF 364 37 0.07%
297 Chubb Corporation 405 37 0.07%
298 POLYONE CORP 1,011 36 0.07%
299 WESTERN DIGITAL CORP 372 36 0.07%
300 TRIPADVISOR INC 389 36 0.07%
Page 6 of 48