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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
2501 VITAL THERAPIES INC 11 225 0.00%
2502 ASTEC INDUSTRIES INC 200 224 0.00%
2503 REACHLOCAL INC 62 224 0.00%
2504 WESTERN ASSET INTER MUNI FD 23 223 0.00%
2505 DIREXION SHS ETF TR 15 220 0.00%
2506 LORAL SPACE & COMMUNICATIONS 3 215 0.00%
2507 PERFUMANIA HLDGS INC 33 210 0.00%
2508 Northeast Community Bancorp, Inc. 30 208 0.00%
2509 WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND 4 206 0.00%
2510 RESOLUTE FST PRODS INC 13 203 0.00%
2511 BLUEPHOENIX SOLUTIONS LTD 55 203 0.00%
2512 RXI PHARMACEUTICALS CORP NEW 100 200 0.00%
2513 LOCAL CORP COM 100 200 0.00%
2514 BOK FINANCIAL CORP NEW 3 199 0.00%
2515 RUTHIGEN INC 41 198 0.00%
2516 DOVER DOWNS GAMING AND ENTERTAINMENT 200 198 0.00%
2517 INFOSONICS CORP 100 198 0.00%
2518 HONG KONG TELEVISION NETWK L 33 193 0.00%
2519 CANCER GENETICS 20 180 0.00%
2520 REPUBLIC FIRST BANCORP INC 46 179 0.00%
2521 Dynasil Corp Amer 117 179 0.00%
2522 CHINA NEW BORUN CORP ADR 100 176 0.00%
2523 NEUROMETRIX INC 95 171 0.00%
2524 ALEXZA PHARMACEUTICALS INC COM NEW 73 170 0.00%
2525 CORIUM INTL INC COM 27 166 0.00%
2526 STARTEK INC COM 21 162 0.00%
2527 BOOKS-A-MILLION INC 94 160 0.00%
2528 AMIRA NATURE FOODS LTD 10 157 0.00%
2529 ELTEK LTD 100 156 0.00%
2530 1347 CAP CORP 16 153 0.00%
2531 BROADWAY FINL CORP DEL 96 151 0.00%
2532 NB & T FINL GROUP INC 5 148 0.00%
2533 SUPERCOM LTD NEW SHS NEW 12 148 0.00%
2534 ONE HORIZON GROUP INC 59 146 0.00%
2535 BCB BANCORP INC 11 146 0.00%
2536 MFC BANCORP LTD 20 142 0.00%
2537 NEW CONCEPT ENERGY INC 90 141 0.00%
2538 MERCHANTS BANCSHARES INC 5 141 0.00%
2539 REVOLUTION LIGHTING TECHNOLO COM NEW 82 138 0.00%
2540 ANGIODYNAMICS INC 10 137 0.00%
2541 ALON BLUE SQUARE ISRAEL LTD 47 137 0.00%
2542 LAYNE CHRISTENSEN CO 14 136 0.00%
2543 BONSO ELECTRS INTL INC 99 135 0.00%
2544 GUANWEI RECYCLING CORP 200 134 0.00%
2545 VBI Vaccines Inc. 40 131 0.00%
2546 ROUSE PPTYS INC 8 129 0.00%
2547 WTS/CAPITOL ACQUISITION CORP. EXP12/31/2016 400 128 0.00%
2548 SPDR INDEX SHS FDS 4 128 0.00%
2549 UNITED STATES ANTIMONY CORP 100 127 0.00%
2550 ENTERTAINMENT GAMING ASIA INC 200 126 0.00%
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Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Eastern Virginia Bankshares Inc 200 1 0.00%
2 Eastern Co 88 1 0.00%
3 EARTHLINK HOLDINGS ORD 402 1 0.00%
4 ROCKY MTN CHOC FACTORY 100 1 0.00%
5 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 100 1 0.00%
6 ARTESIAN RES CORP 63 1 0.00%
7 ARTS WAY MFG INC 200 1 0.00%
8 ASSEMBLY BIOSCIENCES INC 140 1 0.00%
9 RESOURCE AMERICA INC 62 1 0.00%
10 UPBOUND GROUP INC COM 25 1 0.00%
11 ASTROTECH CORP 364 1 0.00%
12 ATLAS FINANCIAL HOLDINGS INC SHS NEW 54 1 0.00%
13 RCI HOSPITALITY HLDGS INC COM 55 1 0.00%
14 RADIO ONE INC CL A 200 1 0.00%
15 RADA ELECTR INDS LTD 400 1 0.00%
16 QUICKSILVER RESOURCES INC COM 1,000 1 0.00%
17 QUICKLOGIC CORP 372 1 0.00%
18 QUALITY DISTR INC FLA 100 1 0.00%
19 XUNLEI LTD SPONSORED ADR 49 1 0.00%
20 QLT INC 200 1 0.00%
21 AVIANCA HLDGS SA 100 1 0.00%
22 QCR HOLDINGS INC 40 1 0.00%
23 QAD Inc 33 1 0.00%
24 PROSHARES TR 29 1 0.00%
25 PROSHARES TR 28 1 0.00%
26 PROPHASE LABS INC 500 1 0.00%
27 BALDWIN AND LYONS INC CL B 32 1 0.00%
28 PRIMO WTR CORP COM 200 1 0.00%
29 POZEN INC 196 1 0.00%
30 PMC-SIERRA INC 100 1 0.00%
31 XOMA CORP DEL 288 1 0.00%
32 PIMCO MUN INCOME FD III 100 1 0.00%
33 BAR HARBOR BANKSHARES 36 1 0.00%
34 PERNIX THERAPEUTICS HLDGS IN 87 1 0.00%
35 PERMIAN BASIN RTY TR 100 1 0.00%
36 PEREGRINE SEMICONDUCTOR CORP 100 1 0.00%
37 PEOPLES BANCORP INC 60 1 0.00%
38 BARNWELL INDS INC 200 1 0.00%
39 PAR Technology Corp 210 1 0.00%
40 Baylake Corp 100 1 0.00%
41 BAZAARVOICE INC 100 1 0.00%
42 ORION ENERGY SYSTEMS INC 200 1 0.00%
43 Bdca Venture Inc 265 1 0.00%
44 BEAR ST FINL INC 152 1 0.00%
45 ONCOMED PHARMACEUTICALS INC 51 1 0.00%
46 OMNOVA SOLUTIONS INC COM 200 1 0.00%
47 OLYMPIC STEEL INC COM 61 1 0.00%
48 BEL FUSE INC CL B 42 1 0.00%
49 Odyssey Marine Exploration Inc 923 1 0.00%
50 OCERA THERAPEUTICS INC 200 1 0.00%
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