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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
251 PERRIGO CO PLC 291 43,705 0.08%
252 FIRST TR LRG CP VL ALPHADEX 1,029 43,681 0.08%
253 Alcoa 2,702 43,475 0.08%
254 CUMMINS INC 329 43,421 0.08%
255 HORIZON PHARMA PLC 3,505 43,041 0.08%
256 FIRST TR EXCNGE TRD ALPHADEX 1,552 43,013 0.08%
257 AON PLC 489 42,871 0.08%
258 MARATHON OIL CORP 1,137 42,740 0.08%
259 CME GROUP INC 531 42,456 0.08%
260 EXELON CORP 1,241 42,306 0.08%
261 AIR PRODS & CHEMS INC 324 42,178 0.08%
262 INTUIT 480 42,072 0.08%
263 PUBLIC SVC ENTERPRISE GRP IN 1,120 41,709 0.08%
264 M D C HLDGS INC COM 1,644 41,626 0.08%
265 HESS CORP 441 41,595 0.08%
266 POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO 831 41,342 0.08%
267 SEMPRA ENERGY 390 41,098 0.08%
268 Pope Resources Ltd 600 40,932 0.08%
269 DOMINOS PIZZA INC 529 40,712 0.08%
270 STRYKER CORP 504 40,698 0.08%
271 DISH NETWORK A 627 40,492 0.08%
272 VANGUARD SCOTTSDALE FDS 505 40,334 0.08%
273 SPDR INDEX SHS FDS 580 40,333 0.08%
274 PUBLIC STORAGE 243 40,299 0.08%
275 CONAGRA BRANDS INC 1,213 40,078 0.08%
276 MARKEL CORP 63 40,077 0.08%
277 MICROSTRATEGY INC CL A NEW 302 39,514 0.07%
278 MARRIOTT INTL INC NEW 565 39,494 0.07%
279 AUTONATION INC 782 39,342 0.07%
280 DUNKIN BRANDS GROUP INC COM 876 39,262 0.07%
281 AMERIPRISE FINL INC 315 38,865 0.07%
282 ST JUDE MED INC 645 38,784 0.07%
283 ZIMMER BIOMET HLDGS INC 384 38,611 0.07%
284 TE CONNECTIVITY LTD 690 38,150 0.07%
285 HINGHAM INSTN SVGS MASS 467 38,084 0.07%
286 VIPSHOP HLDGS LTD 200 37,802 0.07%
287 American Capital Agency 1,773 37,676 0.07%
288 EQUITY RESIDENTIAL 609 37,502 0.07%
289 DBX ETF TR 1,449 37,341 0.07%
290 SPDR S&P 600 SMALL CAP VALUE ETF 364 37,241 0.07%
291 HOST HOTELS & RESORTS INC 1,742 37,157 0.07%
292 SPDR INDEX SHS FDS 1,447 37,130 0.07%
293 SANDISK CORP 378 37,025 0.07%
294 COGNIZANT TECHNOLOGY SOLUTIO 826 36,980 0.07%
295 Chubb Corporation 405 36,887 0.07%
296 BECTON DICKINSON & CO 324 36,874 0.07%
297 AVAGO TECHNOLOGIES LTD SHS 423 36,801 0.07%
298 ISHARES TR 713 36,463 0.07%
299 LORILLARD 606 36,305 0.07%
300 WESTERN DIGITAL CORP 372 36,203 0.07%
Page 6 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
101 Walgreens 1,653 98 0.19%
102 FORD MTR CO DEL 6,537 97 0.18%
103 WISDOMTREE TR 2,103 97 0.18%
104 ACCENTURE PLC IRELAND 1,186 96 0.18%
105 KROGER CO 1,825 95 0.18%
106 HALLIBURTON CO 1,434 93 0.18%
107 COSTCO WHSL CORP NEW 738 92 0.17%
108 CA INC 3,247 91 0.17%
109 EOG RES INC 924 91 0.17%
110 POLYCOM INC 7,311 90 0.17%
111 BLACKROCK INC 273 90 0.17%
112 LYONDELLBASELL INDUSTRIES N 817 89 0.17%
113 MORGAN STANLEY 2,583 89 0.17%
114 Allergan plc 501 89 0.17%
115 NOBLE ENERGY INC 1,306 89 0.17%
116 DUKE ENERGY CORP NEW 1,191 89 0.17%
117 E M C CORP MASS COM 3,020 88 0.17%
118 BIGLARI HLDGS INC COM 258 88 0.17%
119 MONDELEZ INTL INC 2,541 87 0.16%
120 SIMON PPTY GROUP INC NEW 525 86 0.16%
121 SEAGATE TECHNOLOGY PLC 1,502 86 0.16%
122 ANADARKO PETE CORP 852 86 0.16%
123 MCKESSON CORP 441 86 0.16%
124 ECOLAB INC 736 85 0.16%
125 THERMO FISHER SCIENTIFIC INC 672 82 0.15%
126 TJX COS INC NEW 1,335 79 0.15%
127 DANAHER CORP DEL 1,029 78 0.15%
128 ISHARES TR 799 78 0.15%
129 PNC FINL SVCS GROUP INC 912 78 0.15%
130 PRUDENTIAL FINL INC 887 78 0.15%
131 CAPITAL ONE FINL CORP 945 77 0.15%
132 STANLEY BLACK &DECKER INC 864 77 0.15%
133 PHILLIPS 66 942 77 0.15%
134 INNOVIVA INC COM 4,434 76 0.14%
135 COLGATE PALMOLIVE CO 1,166 76 0.14%
136 TIME WARNER INC NEW 521 75 0.14%
137 BANK NEW YORK MELLON CORP 1,908 74 0.14%
138 EMERSON ELEC CO 1,176 74 0.14%
139 MORGAN STANLEY 3,778 74 0.14%
140 NORTHROP GRUMMAN CORP 551 73 0.14%
141 DirectTV Com 846 73 0.14%
142 DOW CHEM CO 1,383 73 0.14%
143 SOUTHWEST AIRLS CO 2,150 73 0.14%
144 FEDEX CORP 447 72 0.14%
145 ATRION CORP 233 71 0.13%
146 DEXCOM INC 1,748 70 0.13%
147 NEXTERA ENERGY INC 735 69 0.13%
148 NORFOLK SOUTHERN CORP 611 68 0.13%
149 GENERAL DYNAMICS CORP 534 68 0.13%
150 ROPER TECHNOLOGIES INC 468 68 0.13%
Page 3 of 48