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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
301 FOOT LOCKER INC 650 36,173 0.07%
302 JD COM INC 1,400 36,148 0.07%
303 PAYCHEX INC 644 36,128 0.07%
304 POLYONE CORP 1,011 35,971 0.07%
305 MARKET VECTORS ETF TR 496 35,851 0.07%
306 PG&E CORP 795 35,807 0.07%
307 INVESTORS TITLE CO NC COM 488 35,722 0.07%
308 RYDEX ETF TRUST 472 35,608 0.07%
309 TRIPADVISOR INC 389 35,562 0.07%
310 LOWES COS INC 671 35,509 0.07%
311 PROSHARES TR 413 35,458 0.07%
312 NV5 GLOBAL INC COM 3,700 34,965 0.07%
313 PRICE T ROWE GROUP INC 444 34,810 0.07%
314 MACYS INC 594 34,559 0.07%
315 MICHAEL KORS HLDGS LTD 484 34,553 0.07%
316 ALTISOURCE ASSET MGMT CORP 51 34,426 0.07%
317 ISHARES TR 426 34,421 0.07%
318 INTL PAPER CO 720 34,373 0.06%
319 SOUTH STATE CORP COM USD2.5 613 34,279 0.06%
320 ALLIANCE DATA SYSTEMS CORP 138 34,261 0.06%
321 MEASUREMENT SPECIA 400 34,244 0.06%
322 PRINCIPAL FIN GROUP 651 34,158 0.06%
323 FACTSET RESH SYS INC 281 34,150 0.06%
324 Welltower Inc. 546 34,054 0.06%
325 HUMANA INC 261 34,006 0.06%
326 SUNTRUST BKS INC 894 33,999 0.06%
327 CHIPOTLE MEXICAN GRILL INC 51 33,996 0.06%
328 PACCAR INC 597 33,954 0.06%
329 CHESAPEAKE ENERGY CORP 359 33,839 0.06%
330 INDEXIQ ETF TR 1,221 33,785 0.06%
331 AMPHASTAR PHARMACEUTICALS IN COM 2,887 33,634 0.06%
332 OXFORD INDS INC COM 550 33,545 0.06%
333 SK TELECOM LTD 1,100 33,374 0.06%
334 TYCO INTL LTD. 747 33,294 0.06%
335 AMERICAN ASSETS TR INC COM 1,000 32,970 0.06%
336 Dentsply Intl Inc 723 32,969 0.06%
337 MEAD JOHNSON NUTRITI 342 32,907 0.06%
338 ENSCO PLC 793 32,759 0.06%
339 CAMERON INTERNATIONAL COMPANY 492 32,659 0.06%
340 DOVER CORP 406 32,614 0.06%
341 WASHINGTON FED INC 1,601 32,596 0.06%
342 BIO RAD LABS INC 287 32,546 0.06%
343 EXPEDIA INC DEL 368 32,244 0.06%
344 SELECTIVE INS GROUP INC 1,455 32,214 0.06%
345 ELEMENTS MORNINGSTAR WIDE MOAT FOCUS TOTAL RETURN INDEX ETN 1,514 32,112 0.06%
346 AGILENT TECHNOLOGIES INC 561 31,966 0.06%
347 SPDR INDEX SHS FDS 873 31,943 0.06%
348 GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF 646 31,854 0.06%
349 SHINHAN FINANCIAL GROUP CO L 700 31,822 0.06%
350 PROLOGIS INC 843 31,781 0.06%
Page 7 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
2351 EXFO INC 123 1 0.00%
2352 TRISTATE CAP HLDGS INC COM 100 1 0.00%
2353 EVER GLORY INTL GRP INC 200 1 0.00%
2354 EUROPEAN EQUITY FUND 101 1 0.00%
2355 TRUETT-HURST INC 166 1 0.00%
2356 TRUSTCO BANK CM 100 1 0.00%
2357 EPIZYME INC COM 44 1 0.00%
2358 ENZYMOTEC LTD 106 1 0.00%
2359 ENVIROSTAR INC 400 1 0.00%
2360 Empire State Realty OP LP 84 1 0.00%
2361 U S GLOBAL INVS INC 300 1 0.00%
2362 ACTUATE CORP 200 1 0.00%
2363 ELECTROMED INC 300 1 0.00%
2364 ZAZA ENERGY CORP COM NEW 400 1 0.00%
2365 EDUCATIONAL DEV CORP 196 1 0.00%
2366 EATON VANCE N J MUN BD FD 98 1 0.00%
2367 Eastern Virginia Bankshares Inc 200 1 0.00%
2368 EASTERN CO 88 1 0.00%
2369 EARTHLINK HOLDINGS ORD 402 1 0.00%
2370 DLH HLDGS CORP 652 1 0.00%
2371 DIGITAL PWR CORP 600 1 0.00%
2372 DIGIMARC CORP 57 1 0.00%
2373 DEUTSCHE BK AG LONDON BRH 100 1 0.00%
2374 Unwired Planet, Inc. 584 1 0.00%
2375 DEUTSCHE BANK AG 31 1 0.00%
2376 UROPLASTY INC 224 1 0.00%
2377 DELAWARE ENHANCED GBL DIV & 100 1 0.00%
2378 DATA I O CORP 369 1 0.00%
2379 CURRENCYSHARES JAPANESE YEN TRUST 11 1 0.00%
2380 CRYOLIFE INC 100 1 0.00%
2381 Crown Crafts Inc 118 1 0.00%
2382 CROSS TIMBERS RTY TR 43 1 0.00%
2383 CREXENDO INC 388 1 0.00%
2384 COVISINT CORP 198 1 0.00%
2385 COURIER CORP 51 1 0.00%
2386 Cosi Inc. 574 1 0.00%
Page 48 of 48