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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
401 UNITED STATES STL CORP NEW 700 27,419 0.05%
402 M & T BK CORP 222 27,370 0.05%
403 SYMANTEC CORP 1,164 27,366 0.05%
404 GRAHAM HLDGS CO 39 27,284 0.05%
405 TENNANT CO COM 405 27,171 0.05%
406 FISERV INC 420 27,147 0.05%
407 SPARK ENERGY INC 1,557 27,045 0.05%
408 FIDELITY NATL INFORMATION SV 480 27,024 0.05%
409 PERKINELMER INC 619 26,988 0.05%
410 AMERCO 103 26,975 0.05%
411 ROSS STORES INC 354 26,755 0.05%
412 RALPH LAUREN CORP 162 26,686 0.05%
413 SAGENT PHARMACEUTICALS INC 858 26,684 0.05%
414 REWALK ROBOTICS LTD 780 26,637 0.05%
415 KELLOGG CO 432 26,611 0.05%
416 KEURIG GREEN MTN INC 204 26,547 0.05%
417 BOSTON SCIENTIFIC CORP 2,235 26,395 0.05%
418 AMPHENOL CORP NEW 264 26,363 0.05%
419 ANALOG DEVICES INC 531 26,279 0.05%
420 O REILLY AUTOMOTIVE INC NEW 174 26,163 0.05%
421 FIRST TR MULTI CAP VALUE ALP 573 26,077 0.05%
422 BIO RAD LABS INC 228 26,026 0.05%
423 XCEL ENERGY INC 852 25,901 0.05%
424 NEWELL BRANDS INC 752 25,876 0.05%
425 FEI COMPANY 343 25,869 0.05%
426 J2 GLOBAL INC 522 25,766 0.05%
427 ISHARES TR 511 25,703 0.05%
428 GRAINGER W W INC 102 25,668 0.05%
429 CLAYMORE EXCHANGE TRD FD TR 988 25,648 0.05%
430 AUTOMATIC DATA PROCESSING IN 308 25,589 0.05%
431 ALLIANT TECHSYSTEM 200 25,528 0.05%
432 POWERSHARES ETF TRUST 401 25,524 0.05%
433 MICROCHIP TECHNOLOGY INC. 539 25,457 0.05%
434 INGERSOLL-RAND PLC 450 25,362 0.05%
435 NORTHERN TRUST 372 25,307 0.05%
436 V F CORP 382 25,223 0.05%
437 Sizmek Inc 3,255 25,194 0.05%
438 KRANESHARES TR 728 25,182 0.05%
439 WD-40 CO 370 25,145 0.05%
440 BANCFIRST CORP 400 25,024 0.05%
441 DIREXION SHS ETF TR 300 24,979 0.05%
442 GENERAL GROWTH 1,059 24,939 0.05%
443 ISHARES TR 406 24,896 0.05%
444 POWERSHARES QQQ TRUST 252 24,895 0.05%
445 KeyCorp NEW 190 24,892 0.05%
446 VANGUARD CHARLOTTE FDS 477 24,856 0.05%
447 SEACOR HOLDINGS INC 332 24,834 0.05%
448 CONSTELLATION BRANDS INC 282 24,579 0.05%
449 REX AMERICAN RES CORP COM 335 24,415 0.05%
450 PAYCHEX INC 552 24,398 0.05%
Page 9 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
2301 SYNUTRA INTL INC 260 1 0.00%
2302 Howard Bancorp Inc 96 1 0.00%
2303 HORNBECK OFFSHORE SVCS IN 28 1 0.00%
2304 TAIWAN FD INC 40 1 0.00%
2305 HF2 Financial Management Inc Sponser Shares 82 1 0.00%
2306 HERZFELD CARIBBEAN BASIN FD COM 171 1 0.00%
2307 YELP INC 10 1 0.00%
2308 AETRIUM INC 264 1 0.00%
2309 Heritage Oaks Bancorp 86 1 0.00%
2310 TCF FINL CORP 300 1 0.00%
2311 HELIOS & MATHESON ANALYTICS 360 1 0.00%
2312 TCP INTL HLDGS LTD 100 1 0.00%
2313 HANCOCK JOHN PREMUIM DIV FD 85 1 0.00%
2314 TEL INSTR ELECTRS CORP 105 1 0.00%
2315 GUARANTY FED BANCSHARES INC 87 1 0.00%
2316 TENAX THERAPEUTICS INC COM 254 1 0.00%
2317 GRUPO SIMEC S A B DE C V 99 1 0.00%
2318 TERNIUM SA 29 1 0.00%
2319 GRIFFIN INDUSTRIAL REALTY IN 48 1 0.00%
2320 GRAY TELEVISION, INC CL A 134 1 0.00%
2321 GORDMANS STORES INC 200 1 0.00%
2322 GOLDMAN SACHS MLP INC OPP FD 61 1 0.00%
2323 GLOBAL SOURCES LTD 200 1 0.00%
2324 TETRA TECH INC NEW 44 1 0.00%
2325 Global Eagle Entertainment Inc 131 1 0.00%
2326 GIBRALTAR INDS INC 100 1 0.00%
2327 GENOCEA BIOSCIENCES INC 92 1 0.00%
2328 T.G.C. INDUSTRIES INC 200 1 0.00%
2329 THERAVANCE BIOPHARMA INC 49 1 0.00%
2330 GENMARK DIAGNOSTICS INC 167 1 0.00%
2331 GALMED PHARMACEUTICALS LTD 100 1 0.00%
2332 THL CR SR LN FD 47 1 0.00%
2333 THT HEAT TRANSFER TECHNOLOGY 465 1 0.00%
2334 GABELLI EQUITY TR INC 155 1 0.00%
2335 FX ENERGY INC 262 1 0.00%
2336 TILLYS INC CL A 99 1 0.00%
2337 FRIEDMAN INDS INC 99 1 0.00%
2338 FRANCO NEVADA CORP 15 1 0.00%
2339 ROCKY MTN CHOC FACTORY 100 1 0.00%
2340 TOFUTTI BRANDS INC 200 1 0.00%
2341 FLAMEL TECHNOLOGIES SA SPONSORED ADR 46 1 0.00%
2342 YORK WTR CO 44 1 0.00%
2343 TORTOISE MLP FD INCORPORATED 26 1 0.00%
2344 FIRST TR FTSE EPRA NAREIT 33 1 0.00%
2345 TOWERSTREAM CORP 434 1 0.00%
2346 TOWNEBANK PORTSMOUTH VA COM 56 1 0.00%
2347 FIRST FINL BANCORP OH COM 72 1 0.00%
2348 FIRST CAPITAL INC 28 1 0.00%
2349 FIRST BANCORP N C 68 1 0.00%
2350 TRIO TECH INTL 200 1 0.00%
Page 47 of 48