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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001140361-15-041479) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 77,926 514 0.29%
2 1347 PPTY INS HLDGS INC 23,191 169 0.10%
3 A10 NETWORKS INC 44,248 265 0.15%
4 ACCO BRANDS CORPORATION COM 16,810 119 0.07%
5 ACE LTD 4,109 425 0.24%
6 ADAM NAT RES FD INC 13,674 248 0.14%
7 ADTRAN INC COM 42,411 619 0.35%
8 ADVANCED ENERGY INDS COM 8,976 236 0.13%
9 ADVANCED MICRO DEVICES INC 40,161 69 0.04%
10 AFFILIATED MANAGERS GROUP 2,050 351 0.20%
11 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 10,125 86 0.05%
12 AGREE RLTY CORP COM 10,560 315 0.18%
13 AIR PRODS & CHEMS INC 5,198 663 0.37%
14 ALEXANDER & BALDWIN INC NEW COM 8,737 300 0.17%
15 ALLIED WRLD ASSUR COM HLDG A 14,012 535 0.30%
16 ALLOT COMMUNICATIONS LTD 26,400 130 0.07%
17 ALLY FINL INC 15,762 321 0.18%
18 ALPINE GLOBAL DYNAMIC DIVD F 42,454 363 0.20%
19 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 15,931 89 0.05%
20 AMAG PHARMACEUTICALS INC 9,791 387 0.22%
21 AMEREN CORP 6,508 275 0.16%
22 AMERESCO INC 16,748 98 0.06%
23 AMERICAN ELEC PWR INC 6,185 352 0.20%
24 AMERICAN EQTY INVT LIFE HLD CO COM 22,827 532 0.30%
25 AMERICAN HOMES 4 RENT CL A 22,422 361 0.20%
26 AMERIPRISE FINL INC 3,143 343 0.19%
27 AMGEN INC 3,018 417 0.24%
28 ANADARKO PETE CORP 3,446 208 0.12%
29 ANALOG DEVICES INC 4,873 275 0.16%
30 API TECHNOLOGIES CORP 48,873 106 0.06%
31 APPLE INC 3,288 363 0.20%
32 APPLIED MATLS INC 11,302 166 0.09%
33 ARGAN INC 17,699 614 0.35%
34 ARGO GROUP INTERNATIONAL 4,276 242 0.14%
35 ASPEN INSURANCE HOLDINGS LTD 11,046 513 0.29%
36 ASTORIA FINL CORPORATION 40,825 657 0.37%
37 ASTROTECH CORP 17,144 35 0.02%
38 ATLANTIC PWR CORP 11,640 22 0.01%
39 ATLAS FINANCIAL HOLDINGS INC SHS NEW 23,113 428 0.24%
40 ATTUNITY LTD 15,232 208 0.12%
41 AUTOZONE INC 737 533 0.30%
42 AV HOMES INC 46,746 632 0.36%
43 Aerohive Networks, Inc. 10,487 63 0.04%
44 Alliance Fiber Optic Products 15,478 265 0.15%
45 Arris Group Inc 11,636 302 0.17%
46 Atlantica Yield plc 17,242 467 0.26%
47 Atlantica Yield plc 21,200 351 0.20% Put
48 BANC OF CALIFORNIA INC COM 21,686 266 0.15%
49 BANCO BRADESCO S A 11,950 64 0.04%
50 BANK AMER CORP 11,402 178 0.10%
Page 1 of 8
New Holding filing (0001493152-17-007912) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,351 43.63% Call
2 PROSHARES TR II 15,100 21,125 29.40% Put
3 PROSHARES TR II 5,000 6,995 9.73% Put
4 SPDR S&P 500 ETF TR 21,100 4,043 5.63% Put
5 PPG INDS INC 12,500 1,096 1.53% Call
6 SPDR SERIES TRUST 30,000 985 1.37% Call
7 KANSAS CITY SOUTHERN 8,300 754 1.05% Call
8 GENERAC HLDGS INC 18,800 566 0.79% Put
9 CURRENCYSHARES EURO TR 4,900 537 0.75% Put
10 CONNS INC 20,800 500 0.70% Call
11 XPO LOGISTICS INC 20,900 498 0.69% Call
12 SPDR S&P 500 ETF TR 2,000 383 0.53% Call
13 CELANESE CORP DEL 6,300 373 0.52% Call
14 SPDR S&P 500 ETF TR 1,900 364 0.51% Put
15 FLOWSERVE CORP 8,700 358 0.50% Call
16 Atlantica Yield plc 21,200 351 0.49% Put
17 ISHARES TR 1,100 334 0.46% Put
18 YAHOO INC 9,500 275 0.38% Call
19 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.35% Call
20 VIPSHOP HLDGS LTD 14,600 245 0.34% Call
21 YAHOO INC 8,300 240 0.33% Call
22 YELP INC 10,900 236 0.33% Call
New Holding filing (0001493152-16-010680) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 22,046 4,225 13.47%
2 ISHARES TR 15,924 1,739 5.54%
3 WILLIAMS COS INC DEL 28,537 1,052 3.35%
4 YELP INC 44,516 964 3.07%
5 YAHOO INC 28,218 816 2.60%
6 WATTS WATER TECHNOLOGIES INC 14,894 787 2.51%
7 WHIRLPOOL CORP 3,887 572 1.82%
8 DANAHER CORP DEL 6,558 559 1.78%
9 WESTERN DIGITAL CORP 6,763 537 1.71%
10 XPO LOGISTICS INC 21,978 524 1.67%
11 WAL-MART STORES INC 7,989 518 1.65%
12 SPDR DOW JONES INDL AVRG ETF 3,000 488 1.56%
13 SELECT SECTOR SPDR TR 10,894 472 1.50%
14 SELECT SECTOR SPDR TR 10,789 426 1.36%
15 Con-Way Inc 8,184 388 1.24%
16 ISHARES NASDAQ BIOTECHNOLOGY ETF 608 388 1.24%
17 MARTIN MARIETTA MATLS INC 2,530 384 1.22%
18 WHITESTONE REIT 32,922 380 1.21%
19 ISHARES TR 1,250 379 1.21%
20 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 9,101 368 1.17%
21 KINDER MORGAN INC DEL 13,192 365 1.16%
22 TOLL BROTHERS INC 10,210 350 1.12%
23 SOTHEBYS 10,892 348 1.11%
24 WALGREENS BOOTS ALLIANCE INC 4,038 336 1.07%
25 PG&E CORP 5,758 304 0.97%
26 VERIZON COMMUNICATIONS INC 6,946 302 0.96%
27 DOMINION ENERGY INC 4,169 293 0.93%
28 BROOKDALE SR LIVING INC 12,493 287 0.91%
29 ACCUSHARES COMMODITIES TR I 42,424 284 0.91%
30 CHEVRON CORP NEW 3,580 282 0.90%
31 ACCUSHARES COMMODITIES TR I 43,965 281 0.90%
32 LEAR CORP 2,564 279 0.89%
33 EXPRESS SCRIPTS HLDG CO 3,392 275 0.88%
34 COCA COLA CO 6,736 270 0.86%
35 PRIMORIS SVCS CORP 15,100 270 0.86%
36 SELECT SECTOR SPDR TR 4,391 269 0.86%
37 WELLTOWER INC 3,916 265 0.84%
38 MICROSOFT CORP 5,877 260 0.83%
39 SEMPRA ENERGY 2,685 260 0.83%
40 GULFPORT ENERGY CORP 8,305 246 0.78%
41 NATIONAL OILWELL VARCO INC 6,511 245 0.78%
42 ALBEMARLE CORP 5,519 243 0.77%
43 TESORO CORP 2,481 241 0.77%
44 CROWN MEDIA HLDGS INC 44,932 240 0.76%
45 MONSANTO CO NEW 2,806 239 0.76%
46 CITIGROUPINC 4,801 238 0.76%
47 HD SUPPLY HLDGS INCORPORATED 8,126 233 0.74%
48 CARDTRONICS INC COM 7,119 233 0.74%
49 PHILLIPS 66 2,995 230 0.73%
50 DISNEY WALT CO 2,251 230 0.73%
Page 1 of 2
Restatement filing (0001493152-16-010678) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
301 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 15,931 89 0.08%
302 ZAGG INCORPORATED 13,181 89 0.08%
303 Nuverra Environmental Solutions Inc 64,341 88 0.08%
304 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 10,125 86 0.08%
305 DICE HOLDINGS INC 11,695 85 0.08%
306 ADVANCED MICRO DEVICES INC 46,594 80 0.07%
307 VINCE HLDG CORP 22,872 78 0.07%
308 STUDENT TRANSN INC 18,060 73 0.07%
309 WESTERN ASSET HIGH INCOME OP 15,000 70 0.07%
310 ITAU UNIBANCO HLDG SA 10,204 68 0.06%
311 PENN WEST PETE LTD NEW 147,990 67 0.06%
312 NEVSUN RES LTD 22,929 66 0.06%
313 BANCO BRADESCO S A 11,950 64 0.06%
314 GAMCO NATL RES GOLDINCM 10,800 63 0.06%
315 COMPANHIA ENERGETICA DE MINA 32,247 57 0.05%
316 Mizuho Financial Group 14,486 54 0.05%
317 HARMONY GOLD MINING CO LTD 82,973 50 0.05%
318 PARKER DRILLING COMPANY 18,311 48 0.04%
319 CYMABAY THERAPEUTICS INC 21,897 42 0.04%
320 RIGEL PHARMACEUTICAL INC 17,068 42 0.04%
321 ASTROTECH CORP 17,144 35 0.03%
322 YAMANA GOLD INC 19,220 32 0.03%
323 CHRISTOPHER & BANKS CORP 25,000 28 0.03%
324 VIVUS INC 16,050 26 0.02%
325 ATLANTIC PWR CORP 11,640 22 0.02%
326 SYSOREX GLOBAL COM NEW 19,316 20 0.02%
327 CIVEO CORP CDA 10,360 15 0.01%
328 Rubicon Technology 12,890 13 0.01%
Page 7 of 7