Dark
Light
System
Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-053106) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
451 WI-LAN INC 11,409 15 0.01%
452 CUMULUS MEDIA INC 30,000 10 0.01%
Page 10 of 10
New Holding filing (0001493152-17-007915) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 35,800 7,299 15.07% Put
2 PROSHARES TR II 10,000 7,098 14.65% Put
3 APPLE INC 50,000 5,263 10.87% Put
4 SELECT SECTOR SPDR TR 75,000 4,541 9.37% Call
5 ITC HOLDINGS 50,600 1,986 4.10% Call
6 BorgWarner Inc 27,500 1,189 2.45% Call
7 SPDR S&P 500 ETF TR 5,100 1,040 2.15% Put
8 BorgWarner Inc 22,900 990 2.04% Call
9 WEX Inc. 11,000 972 2.01% Call
10 Las Vegas Sands Corp 19,700 864 1.78% Call
11 ITC HOLDINGS 20,900 820 1.69% Put
12 FACEBOOK INC CLASS A 7,300 764 1.58% Put
13 PANDORA MEDIA INC 56,600 759 1.57% Call
14 AMPHENOL CORP NEW CL A 14,500 757 1.56% Call
15 ARM HOLDINGS PLC ADR 16,500 746 1.54% Call
16 Linear Technology Corp 17,500 743 1.53% Call
17 APPLE INC 7,000 737 1.52% Call
18 ALIBABA GROUG 9,000 731 1.51% Put
19 DISNEY WALT CO 6,300 662 1.37% Call
20 TEXAS INSTRUMENTS INC 11,500 630 1.30% Put
21 ALPHABET INC CLASS A 800 622 1.28% Put
22 SPDR S&P 500 ETF TR 3,000 612 1.26% Call
23 Dover Corp 9,500 582 1.20% Call
24 Scripps Networks Interactive 10,500 580 1.20% Call
25 TRIPADVISOR INC 6,800 580 1.20% Call
26 Tech Data Corp 8,500 564 1.16% Call
27 EBAY INC 20,000 550 1.14% Call
28 TOTAL SYSTEM SERVICES INC 11,000 548 1.13% Call
29 JABIL INC 23,500 547 1.13% Call
30 GENERAC HOLDINGS INC 16,200 482 1.00% Put
31 XEROX CORP 60,000 420 0.87% Call
32 YELP INC 14,100 406 0.84% Call
33 Verisign Inc 4,500 393 0.81% Call
34 TWITTER INC 16,900 391 0.81% Call
35 Trimble 17,500 375 0.77% Call
36 AMC NETWORKS INC 5,000 373 0.77% Call
37 ORACLE CORP 10,000 365 0.75% Call
38 VIPSHOP HLDGS LTD SPONSORED ADR 23,800 363 0.75% Call
39 ISHARES TR 3,000 338 0.70% Call
40 TERRAFORM PWR INC 21,100 265 0.55% Put
41 SUNOCO LP 5,700 226 0.47% Call
42 CANADIAN PAC LTD 1,660 212 0.44%
43 ENERPLUS CORP 15,720 54 0.11%
Restatement filing (0001493152-17-007913) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 76,321 564 0.32%
2 1347 PROPERTY INSURANCE HOLD 27,503 210 0.12%
3 21ST CENT FOX 27,915 758 0.43%
4 A10 NETWORKS INC 18,430 121 0.07%
5 ACACIA RESH CORP 15,462 66 0.04%
6 ACTUA CORP 12,901 148 0.08%
7 ADAMS DIVERSIFIED EQUITY FUN 27,428 352 0.20%
8 ADAMS NATURAL RESOURCES FUND 10,602 188 0.11%
9 ADVENT CLAY CONV SEC INC FD 57,490 319 0.18%
10 AECOM 15,296 459 0.26%
11 AIR LEASE CORP CL A 7,307 245 0.14%
12 AIR PRODS & CHEMS INC 5,092 663 0.37%
13 AIRMEDIA GROUP INC 80,000 447 0.25%
14 AKAMAI TECHNOLOG 9,136 481 0.27%
15 ALIBABA GROUG 12,115 985 0.56%
16 ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN 11,000 262 0.15%
17 ALLIANZGI EQUITY & CONV INCO COM 11,896 214 0.12%
18 ALLOT COMMUNICATIONS LTD 67,791 395 0.22%
19 ALON USA PARTNERS LP 9,173 213 0.12%
20 ALPHABET INC CLASS A 2,348 1,827 1.03%
21 ALPINE GLOBAL DYNAMIC DIVD F 38,440 340 0.19%
22 ALPINE GLOBAL PREMIER PPTYS FD 16,110 93 0.05%
23 ALTRIA GROUP INC 5,716 333 0.19%
24 AMAG PHARMACEUTICALS INC 7,205 218 0.12%
25 AMAZON COM INC 365 247 0.14%
26 AMC NETWORKS INC 3,154 236 0.13%
27 AMEREN CORP 7,184 311 0.18%
28 AMERICAN EQUITY INVESTME 34,721 834 0.47%
29 AMERICAN EXPRESS 3,013 210 0.12%
30 AMERICAN TOWER CORP 4,206 408 0.23%
31 AMERICAN VANGUARD CORP 20,146 282 0.16%
32 AMERIPRISE FINANCIAL INC 6,217 662 0.37%
33 AMGEN INC 2,243 364 0.21%
34 ANADARKO PETROLEUM 6,200 301 0.17%
35 ANTHERA PHARMACEUTICALS I 10,730 50 0.03%
36 API TECHNOLOGIES CORP 33,533 46 0.03%
37 APOLLO SR FLOATING RATE FD I COM 18,306 277 0.16%
38 APOLLO TACTICAL INCOME FD IN COM 33,366 463 0.26%
39 APPLE INC 5,539 583 0.33%
40 ARAMARK 30,102 971 0.55%
41 ARISTA NETWORKS INC COM 5,540 431 0.24%
42 ASCENA RETAIL GROUP INC COM 14,052 138 0.08%
43 ASTROTECH CORP 33,784 52 0.03%
44 ATLAS FINANCIAL HOLDINGS INC 27,033 538 0.30%
45 AV Homes 60,634 777 0.44%
46 AVENUE INCOME CR STRATEGIES 36,935 419 0.24%
47 AVIANCA HLDGS SA 17,665 75 0.04%
48 Alliance Fiber Optic Products 22,862 347 0.20%
49 Amdocs Ltd. 4,725 258 0.15%
50 Ameresco 16,748 105 0.06%
Page 1 of 11
New Holding filing (0001493152-16-010684) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 13,731 1,546 4.68%
2 SPDR S&P 500 ETF TR 6,882 1,403 4.25%
3 EBAY INC 24,702 679 2.06%
4 APPLE INC 5,539 583 1.76%
5 FIRST HORIZON NATL CORP 39,512 574 1.74%
6 iShares S&P SmallCap 600 4,400 484 1.47%
7 Trimble 22,189 476 1.44%
8 SPDR SER TR S&P REGLBKG 11,203 470 1.42%
9 DISNEY WALT CO 4,417 464 1.40%
10 EXXON MOBIL CORP 5,942 463 1.40%
11 S&P GLOBAL INC 4,571 451 1.37%
12 ARISTA NETWORKS INC COM 5,540 431 1.30%
13 Lear Corp 3,396 417 1.26%
14 ST JUDE MED INC 6,537 404 1.22%
15 CHEVRON CORP NEW 4,385 394 1.19%
16 AMGEN INC 2,243 364 1.10%
17 WAL-MART STORES INC 5,922 363 1.10%
18 CVR REFNG LP 18,509 350 1.06%
19 PANDORA MEDIA INC 24,954 335 1.01%
20 VERIZON COMMUNICATIONS INC 7,170 331 1.00%
21 Symantec Corp 15,751 331 1.00%
22 Darden Restaurants Inc 5,169 329 1.00%
23 ORACLE CORP 8,858 324 0.98%
24 NCI BUILDING SYSTEMS INC 25,776 320 0.97%
25 CA INC 10,892 311 0.94%
26 HOME DEPOT INC 2,349 311 0.94%
27 MICROSOFT CORP 5,573 309 0.94%
28 SPDR GOLD SHARES 3,000 304 0.92%
29 Omega Protein Corp 13,520 300 0.91%
30 CONCHO RESOURCES INC COM STK 3,086 287 0.87%
31 PITNEY BOWES INC 13,829 286 0.87%
32 WELLS FARGO & CO NEW 5,238 285 0.86%
33 PROSHARES TR 8,936 283 0.86%
34 CONOCOPHILLIPS 6,034 282 0.85%
35 AMERICAN VANGUARD CORP 20,146 282 0.85%
36 UNITED PARCEL SERVICE INC 2,909 280 0.85%
37 APOLLO SR FLOATING RATE FD I COM 18,306 277 0.84%
38 QUIDEL CORP 12,959 275 0.83%
39 DOMINION ENERGY INC 3,896 264 0.80%
40 MSG NETWORK INC 12,509 260 0.79%
41 ROYAL CARIBBEAN CRUISES LTD 2,562 259 0.78%
42 Tower International Inc 9,063 259 0.78%
43 Amdocs Ltd. 4,725 258 0.78%
44 PINNACLE WEST CAP CORP 3,958 255 0.77%
45 BROOKDALE SR LIVING INC 13,715 253 0.77%
46 DIAMONDBACK ENERGY INC 3,724 249 0.75%
47 AMAZON COM INC 365 247 0.75%
48 NU SKIN ENTERPRISES INC 6,498 246 0.74%
49 EQUINIX INC 812 246 0.74%
50 DIAMOND FOODS INC 6,246 241 0.73%
Page 1 of 3
Restatement filing (0001493152-16-010682) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 SHUTTERFLY INC 43,919 1,957 1.36%
2 ALPHABET INC CLASS A 2,348 1,827 1.27%
3 SYNOPSYS INC 34,383 1,568 1.09%
4 FIDELITY NATL INFORMATION SV 24,987 1,514 1.05%
5 McKesson 7,102 1,401 0.97%
6 YELP INC 47,715 1,374 0.95%
7 CONS TOMOKA LAND CO-FLORIDA 25,019 1,319 0.91%
8 LEVEL 3 COMM INC 23,888 1,299 0.90%
9 Lyondellbasell Industries NV 13,769 1,197 0.83%
10 EXTREME NETWORKS INC 290,275 1,184 0.82%
11 SCIENTIFIC GAMES CORP 130,186 1,168 0.81%
12 Argan Inc 35,128 1,138 0.79%
13 RYANAIR HOLDINGS PLC 12,406 1,073 0.74%
14 LAM RESEARCH CORP 12,616 1,002 0.69%
15 ALIBABA GROUG 12,115 985 0.68%
16 ZAYO GROUP HLDGS INC 37,000 984 0.68%
17 FIRST REP BK SAN FRANCISCO C 14,856 981 0.68%
18 ARAMARK 30,102 971 0.67%
19 Visteon Corp 8,364 958 0.66%
20 Goodyear Tire and Rubber Co. 28,806 941 0.65%
21 DELAWARE ENHANCED GBL DIV & 97,730 914 0.63%
22 FACEBOOK INC CLASS A 8,535 893 0.62%
23 Baidu ADS 4,539 858 0.59%
24 CIENA CORP 41,453 858 0.59%
25 DUKE ENERGY CORP NEW 12,007 857 0.59%
26 AMERICAN EQUITY INVESTME 34,721 834 0.58%
27 IAC INTERACTIVECORP 13,437 807 0.56%
28 AV Homes 60,634 777 0.54%
29 RED LION HOTELS CORP 110,429 774 0.54%
30 OCLARO UNC. 219,361 763 0.53%
31 KORN FERRY INTL 22,928 761 0.53%
32 21ST CENT FOX 27,915 758 0.53%
33 MICROCHIP TECHNOLOGY INC 16,151 752 0.52%
34 PATRICK INDS INC 17,128 745 0.52%
35 Easterly Government Properties 43,160 741 0.51%
36 SPDR SERIES TRUST 16,805 727 0.50%
37 NIELSEN HLDGS PLC 15,494 722 0.50%
38 SALESFORCE COM 9,162 718 0.50%
39 CALAMOS GBL DYN INCOME FUND 100,037 716 0.50%
40 HD SUPPLY HOLDINGS INC 23,788 714 0.49%
41 KAR AUCTION SERV 19,055 706 0.49%
42 Eplus Inc 7,464 696 0.48%
43 SENIOR HSG PPTYS TR SH BEN INT 46,803 695 0.48%
44 COMCAST CORP NEW 12,206 689 0.48%
45 HARTFORD FINL SVCS GROUP INC 15,591 678 0.47%
46 AIR PRODS & CHEMS INC 5,092 663 0.46%
47 Antero Resources 30,361 662 0.46%
48 AMERIPRISE FINANCIAL INC 6,217 662 0.46%
49 Autozone 885 657 0.46%
50 NVIDIA CORP 19,804 653 0.45%
Page 1 of 8