| 1 |
Advisors Asset Management, Inc. |
1,254,150 |
22,525,000 |
18.49% |
|
|
| 2 |
Karpus Management, Inc. |
1,194,136 |
21,447,000 |
17.61% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
691,070 |
12,412,000 |
10.19% |
|
|
| 4 |
MORGAN STANLEY |
469,913 |
8,439,000 |
6.93% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
368,082 |
6,611,000 |
5.43% |
|
|
| 6 |
UBS Group AG |
303,654 |
5,454,000 |
4.48% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
250,289 |
4,496,000 |
3.69% |
|
|
| 8 |
Invesco Ltd. |
250,207 |
4,494,000 |
3.69% |
|
|
| 9 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
239,024 |
4,293,000 |
3.52% |
|
|
| 10 |
WOLVERINE ASSET MANAGEMENT LLC |
165,978 |
2,980,000 |
2.45% |
|
|
| 11 |
1607 Capital Partners, LLC |
153,300 |
2,753,000 |
2.26% |
|
|
| 12 |
LPL Financial LLC |
148,769 |
2,660,000 |
2.18% |
|
|
| 13 |
ROYAL BANK OF CANADA |
139,687 |
2,509,000 |
2.06% |
|
|
| 14 |
RELATIVE VALUE PARTNERS GROUP, LLC |
134,101 |
2,408,000 |
1.98% |
|
|
| 15 |
RAYMOND JAMES & ASSOCIATES |
132,795 |
2,385,000 |
1.96% |
|
|
| 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
112,003 |
2,012,000 |
1.65% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
81,869 |
1,470,000 |
1.21% |
|
|
| 18 |
Global Endowment Management, LP |
60,000 |
1,078,000 |
0.88% |
|
|
| 19 |
PNC FINANCIAL SERVICES GROUP, INC. |
56,213 |
1,009,000 |
0.83% |
|
|
| 20 |
OPPENHEIMER & CO INC |
47,624 |
856,000 |
0.70% |
|
|
| 21 |
SG Americas Securities, LLC |
44,957 |
807,000 |
0.66% |
|
|
| 22 |
Raymond James Financial Services Advisors, Inc. |
44,860 |
806,000 |
0.66% |
|
|
| 23 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
39,200 |
704,000 |
0.58% |
|
|
| 24 |
ROTHSCHILD INVESTMENT LLC /IL |
35,719 |
642,000 |
0.53% |
|
|
| 25 |
Virtu KCG Holdings LLC |
27,790 |
499,000 |
0.41% |
|
|
| 26 |
DOLIVER ADVISORS, LP |
26,681 |
479,000 |
0.39% |
|
|
| 27 |
BOOTHBAY FUND MANAGEMENT, LLC |
23,792 |
428,000 |
0.35% |
|
|
| 28 |
BAIRD FINANCIAL GROUP, INC. |
22,881 |
411,000 |
0.34% |
|
|
| 29 |
Concert Wealth Management Inc. |
22,459 |
404,000 |
0.33% |
|
|
| 30 |
AQR ARBITRAGE LLC |
20,051 |
360,000 |
0.30% |
|
|
| 31 |
Weiss Asset Management LP |
19,563 |
351,000 |
0.29% |
|
|
| 32 |
POINTE CAPITAL MANAGEMENT LLC |
18,415 |
331,000 |
0.27% |
|
|
| 33 |
Curi Capital, LLC |
18,304 |
329,000 |
0.27% |
|
|
| 34 |
Brick & Kyle, Associates |
17,960 |
323,000 |
0.27% |
|
|
| 35 |
SHEPHERD KAPLAN KROCHUK, LLC |
16,960 |
305,000 |
0.25% |
|
|
| 36 |
Shaker Financial Services, LLC |
16,096 |
289,000 |
0.24% |
|
|
| 37 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
15,983 |
287,000 |
0.24% |
|
|
| 38 |
Squarepoint Ops LLC |
14,700 |
264,000 |
0.22% |
|
|
| 39 |
CITIGROUP INC |
14,479 |
260,000 |
0.21% |
|
|
| 40 |
TILLER PRIVATE WEALTH, INC. |
12,171 |
219,000 |
0.18% |
|
|
| 41 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
11,042 |
199,000 |
0.16% |
|
|
| 42 |
Commonwealth Equity Services, Inc |
10,438 |
187,000 |
0.15% |
|
|
| 43 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,825 |
87,000 |
0.07% |
|
|
| 44 |
DEUTSCHE BANK AG\ |
4,050 |
72,000 |
0.06% |
|
|
| 45 |
Beacon Capital Management, Inc. |
3,900 |
70,000 |
0.06% |
|
|
| 46 |
ENVESTNET ASSET MANAGEMENT INC |
3,590 |
64,000 |
0.05% |
|
|
| 47 |
MSI Financial Services Inc |
3,585 |
64,000 |
0.05% |
|
|
| 48 |
D.A. DAVIDSON & CO. |
2,500 |
44,000 |
0.04% |
|
|
| 49 |
SIGNATUREFD, LLC |
2,000 |
36,000 |
0.03% |
|
|
| 50 |
Thomas J. Herzfeld Advisors, Inc. |
2,000 |
36,000 |
0.03% |
|
|
