| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 3,957,225 | 50,771,000 | 19.69% | ||
| 2 | Karpus Management, Inc. | 2,870,324 | 36,826,000 | 14.28% | ||
| 3 | MORGAN STANLEY | 2,314,511 | 29,696,000 | 11.52% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,751,441 | 22,471,000 | 8.71% | ||
| 5 | Gramercy Funds Management LLC | 1,707,019 | 21,901,000 | 8.49% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 754,215 | 9,677,000 | 3.75% | ||
| 7 | 1607 Capital Partners, LLC | 722,247 | 9,266,000 | 3.59% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 495,122 | 6,352,000 | 2.46% | ||
| 9 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 425,650 | 5,372,000 | 2.08% | ||
| 10 | 1832 Asset Management L.P. | 400,000 | 5,193,000 | 2.01% | ||
| 11 | ROYAL BANK OF CANADA | 386,210 | 4,955,000 | 1.92% | ||
| 12 | DUBUQUE BANK & TRUST CO | 333,899 | 4,284,000 | 1.66% | ||
| 13 | Shaker Financial Services, LLC | 289,990 | 3,721,000 | 1.44% | ||
| 14 | Commonwealth Equity Services, Inc | 239,998 | 3,079,000 | 1.19% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 237,700 | 3,050,000 | 1.18% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 233,183 | 2,992,000 | 1.16% | ||
| 17 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 209,639 | 2,690,000 | 1.04% | ||
| 18 | GENERAL AMERICAN INVESTORS CO INC | 177,114 | 2,272,000 | 0.88% | ||
| 19 | Bulldog Investors, LLP | 167,036 | 2,143,000 | 0.83% | ||
| 20 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 165,275 | 2,120,000 | 0.82% | ||
| 21 | LPL Financial LLC | 153,120 | 1,946,000 | 0.75% | ||
| 22 | DESCHUTES PORTFOLIO STRATEGY, LLC | 132,607 | 1,701,000 | 0.66% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 118,144 | 1,516,000 | 0.59% | ||
| 24 | WELLS FARGO & COMPANY/MN | 101,241 | 1,298,000 | 0.50% | ||
| 25 | Ancora Advisors LLC | 99,845 | 1,281,000 | 0.50% | ||
| 26 | Weiss Asset Management LP | 93,935 | 1,205,000 | 0.47% | ||
| 27 | Curi Capital, LLC | 87,295 | 1,120,000 | 0.43% | ||
| 28 | DOLIVER ADVISORS, LP | 84,614 | 1,086,000 | 0.42% | ||
| 29 | HighTower Advisors, LLC | 82,752 | 1,063,000 | 0.41% | ||
| 30 | SII INVESTMENTS INC/WI | 81,184 | 1,044,000 | 0.40% | ||
| 31 | BAIRD FINANCIAL GROUP, INC. | 75,649 | 971,000 | 0.38% | ||
| 32 | Virtu KCG Holdings LLC | 71,204 | 914,000 | 0.35% | ||
| 33 | SG Americas Securities, LLC | 68,507 | 879,000 | 0.34% | ||
| 34 | UBS Group AG | 55,197 | 708,000 | 0.27% | ||
| 35 | FIRST MANHATTAN CO. LLC. | 53,740 | 689,000 | 0.27% | ||
| 36 | WOLVERINE ASSET MANAGEMENT LLC | 51,409 | 659,000 | 0.26% | ||
| 37 | Bartlett & Co. LLC | 49,652 | 637,000 | 0.25% | ||
| 38 | D.A. DAVIDSON & CO. | 47,351 | 607,000 | 0.24% | ||
| 39 | Private Advisor Group, LLC | 45,591 | 585,000 | 0.23% | ||
| 40 | HSBC HOLDINGS PLC | 45,501 | 584,000 | 0.23% | ||
| 41 | GUGGENHEIM CAPITAL LLC | 43,367 | 556,000 | 0.22% | ||
| 42 | Squarepoint Ops LLC | 43,299 | 556,000 | 0.22% | ||
| 43 | CORNERSTONE ADVISORS INC | 37,885 | 486,000 | 0.19% | ||
| 44 | Cambridge Investment Research Advisors, Inc. | 36,445 | 468,000 | 0.18% | ||
| 45 | IFP ADVISORS, INC | 36,180 | 464,000 | 0.18% | ||
| 46 | MONETA GROUP INVESTMENT ADVISORS LLC | 36,139 | 464,000 | 0.18% | ||
| 47 | Creative Planning | 29,770 | 382,000 | 0.15% | ||
| 48 | MSI Financial Services Inc | 29,107 | 373,000 | 0.14% | ||
| 49 | BOOTHBAY FUND MANAGEMENT, LLC | 27,428 | 352,000 | 0.14% | ||
| 50 | AMERICAN INTERNATIONAL GROUP, INC. | 26,379 | 339,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
