| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,108,485 | 9,810,000 | 32.45% | ||
| 2 | MORGAN STANLEY | 584,406 | 5,172,000 | 17.11% | ||
| 3 | Thomas J. Herzfeld Advisors, Inc. | 372,944 | 3,301,000 | 10.92% | ||
| 4 | CORNERSTONE ADVISORS INC | 275,956 | 2,442,000 | 8.08% | ||
| 5 | 1607 Capital Partners, LLC | 219,576 | 1,943,000 | 6.43% | ||
| 6 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 110,220 | 975,000 | 3.23% | ||
| 7 | DESCHUTES PORTFOLIO STRATEGY, LLC | 94,800 | 839,000 | 2.78% | ||
| 8 | AQR ARBITRAGE LLC | 80,777 | 715,000 | 2.37% | ||
| 9 | Karpus Management, Inc. | 56,435 | 499,000 | 1.65% | ||
| 10 | ROYAL BANK OF CANADA | 48,978 | 433,000 | 1.43% | ||
| 11 | Invesco Ltd. | 47,560 | 421,000 | 1.39% | ||
| 12 | WELLS FARGO & COMPANY/MN | 43,748 | 387,000 | 1.28% | ||
| 13 | LPL Financial LLC | 39,303 | 344,000 | 1.14% | ||
| 14 | BOOTHBAY FUND MANAGEMENT, LLC | 38,440 | 340,000 | 1.12% | ||
| 15 | SG Americas Securities, LLC | 35,400 | 313,000 | 1.04% | ||
| 16 | CSS LLC/IL | 33,104 | 293,000 | 0.97% | ||
| 17 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 32,200 | 285,000 | 0.94% | ||
| 18 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 27,266 | 241,000 | 0.80% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 25,949 | 229,000 | 0.76% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 24,498 | 217,000 | 0.72% | ||
| 21 | Squarepoint Ops LLC | 20,600 | 182,000 | 0.60% | ||
| 22 | UBS Group AG | 14,572 | 129,000 | 0.43% | ||
| 23 | Weiss Asset Management LP | 14,166 | 125,000 | 0.41% | ||
| 24 | TFS CAPITAL LLC | 12,960 | 115,000 | 0.38% | ||
| 25 | Cambridge Investment Research Advisors, Inc. | 11,608 | 103,000 | 0.34% | ||
| 26 | Gramercy Funds Management LLC | 11,200 | 99,000 | 0.33% | ||
| 27 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,439 | 92,000 | 0.30% | ||
| 28 | IFP ADVISORS, INC | 6,337 | 56,000 | 0.19% | ||
| 29 | SIGNATUREFD, LLC | 6,000 | 53,000 | 0.18% | ||
| 30 | GLENMEDE TRUST CO NA | 2,250 | 19,000 | 0.06% | ||
| 31 | CITIGROUP INC | 1,756 | 16,000 | 0.05% | ||
| 32 | NEXT Financial Group, Inc | 1,585 | 14,000 | 0.05% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,506 | 13,000 | 0.04% | ||
| 34 | MSI Financial Services Inc | 1,007 | 9,000 | 0.03% | ||
| 35 | JFS WEALTH ADVISORS, LLC | 296 | 3,000 | 0.01% | ||
| 36 | Allworth Financial LP | 250 | 2,000 | 0.01% | PRN | |
| 37 | PIERSHALE FINANCIAL GROUP, INC. | 250 | 2,000 | 0.01% | ||
| 38 | Creative Planning | 93 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
