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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-053106) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
301 NATIONAL OILWELL VARCO 6,768 227 0.14%
302 GULFPORT ENERGY CORP 9,194 226 0.14%
303 ADAMS DIVERSIFIED EQUITY FD 17,629 226 0.14%
304 KINDER MORGAN INC 15,193 225 0.14%
305 CIMAREX ENERGY CO 2,503 224 0.14%
306 SYNOPSYS INC 7,466 224 0.14%
307 FIRSTENERGY CORP 7,093 223 0.14%
308 Sanmina Corp 10,784 222 0.14%
309 MEDTRONIC PLC 2,805 216 0.14%
310 YELP INC 7,500 216 0.14% Call
311 BLACKROCK MULTI-SECTOR INC T 13,675 216 0.14%
312 Hibbett Sports 7,118 215 0.14%
313 ANTHEM INC 1,533 214 0.14%
314 QEP RESOURCES 15,888 213 0.14%
315 DYCOM INDS INC 3,046 213 0.14%
316 BROADSOFT INC 5,992 212 0.14%
317 VOYA RISK 38,781 212 0.14%
318 VIRGIN AMERICA ORD 5,873 211 0.13%
319 VIAVI SOLUTIONS INC 34,720 211 0.13%
320 1347 PPTY INS HLDGS INC 27,503 210 0.13%
321 TWITTER INC 9,000 208 0.13% Call
322 LEGG MASON BW GLB INC OPP FD 18,177 208 0.13%
323 Mueller Industries Inc 36,333 208 0.13%
324 AFFILIATED MANAGERS GROUP 1,294 207 0.13%
325 CARDTRONICS INC. 6,148 207 0.13%
326 NAVIENT CORPORATION 18,112 207 0.13%
327 TABLEAU SOFTWARE INC 2,180 205 0.13%
328 BEST BUY INC 6,723 205 0.13%
329 VALEANT PHARMACEUTICALS INTL 2,000 203 0.13%
330 CAESARSTONE LTD 4,690 203 0.13%
331 Check Point Software Technologies Ltd 32,206 202 0.13%
332 HORNBECK OFFSHORE SVCS INC N 20,331 202 0.13%
333 DOW CHEMICAL COMPANY 3,903 201 0.13%
334 CRAWFORD & CO. CLASS B 37,696 200 0.13%
335 EATON VANCE FLTG RATE INCOM 14,105 200 0.13%
336 OLIN CORP 11,500 198 0.13% Put
337 UNITED ONLINE INC 16,568 195 0.12%
338 Nektar Therapeutics 11,512 194 0.12%
339 CROWN MEDIA HLDGS INC 34,399 193 0.12%
340 VIPSHOP HLDGS LTD 12,600 192 0.12% Call
341 Casella Waste SYS 31,828 190 0.12%
342 FIRST TR STRATEGIC HIGH INC 17,430 190 0.12%
343 SIGMA DESIGNS INC COM 29,942 189 0.12%
344 VASCO DATA SEC INTL INC 11,305 189 0.12%
345 ADAMS NATURAL 10,602 188 0.12%
346 CARLYLE GROUP L P 12,000 187 0.12%
347 CHEETAH MOBILE INC 11,600 186 0.12%
348 RICE ENERGY 17,072 186 0.12%
349 CALIX INC COM 23,470 185 0.12%
350 TIME INC 11,716 184 0.12%
Page 7 of 10
New Holding filing (0001493152-17-007915) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF 35,800 7,299 15.07% Put
2 PROSHARES TR II 10,000 7,098 14.65% Put
3 APPLE INC 50,000 5,263 10.87% Put
4 SELECT SECTOR SPDR TR 75,000 4,541 9.37% Call
5 ITC HOLDINGS 50,600 1,986 4.10% Call
6 BORGWARNER INC 27,500 1,189 2.45% Call
7 SPDR S&P 500 ETF 5,100 1,040 2.15% Put
8 BORGWARNER INC 22,900 990 2.04% Call
9 WEX Inc 11,000 972 2.01% Call
10 LAS VEGAS SANDS CORP 19,700 864 1.78% Call
11 ITC HOLDINGS 20,900 820 1.69% Put
12 FACEBOOK INC CLASS A 7,300 764 1.58% Put
13 Pandora Media 56,600 759 1.57% Call
14 AMPHENOL CORP CL A 14,500 757 1.56% Call
15 ARM HOLDINGS PLC ADR 16,500 746 1.54% Call
16 LINEAR TECHNOLOGY CORP 17,500 743 1.53% Call
17 APPLE INC 7,000 737 1.52% Call
18 ALIBABA GROUP HLDG 9,000 731 1.51% Put
19 DISNEY WALT CO 6,300 662 1.37% Call
20 TEXAS INSTRS INC 11,500 630 1.30% Put
21 GOOGL 800 622 1.28% Put
22 SPDR S&P 500 ETF 3,000 612 1.26% Call
23 DOVER CORP 9,500 582 1.20% Call
24 SCRIPPS NTWK INTERAC 10,500 580 1.20% Call
25 TRIPADVISOR INC 6,800 580 1.20% Call
26 TECH DATA CORP 8,500 564 1.16% Call
27 EBAY INC 20,000 550 1.14% Call
28 TOTAL SYS SVCS INC 11,000 548 1.13% Call
29 JABIL INC 23,500 547 1.13% Call
30 Generac Holdings, Inc. 16,200 482 1.00% Put
31 Xerox Corp 60,000 420 0.87% Call
32 YELP INC 14,100 406 0.84% Call
33 VERISIGN INC 4,500 393 0.81% Call
34 TWITTER INC 16,900 391 0.81% Call
35 TRIMBLE INC 17,500 375 0.77% Call
36 AMC NETWORKS INC CL 5,000 373 0.77% Call
37 ORACLE CORPORATION 10,000 365 0.75% Call
38 VIPSHOP HLDGS LTD 23,800 363 0.75% Call
39 ISHARES TR 3,000 338 0.70% Call
40 TERRAFORM PWR INC CL A COM 21,100 265 0.55% Put
41 SUNOCO LP 5,700 226 0.47% Call
42 CANADIAN PAC RAILWAY 1,660 212 0.44%
43 ENERPLUS CORP 15,720 54 0.11%
Restatement filing (0001493152-17-007913) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 Shutterfly Inc 43,919 1,957 1.10%
2 GOOGL 2,348 1,827 1.03%
3 SYNOPSYS INC 34,383 1,568 0.88%
4 ISHARES TR 13,731 1,546 0.87%
5 FIDELITY NATL INFO 24,987 1,514 0.85%
6 SPDR S&P 500 ETF 6,882 1,403 0.79%
7 MCKESSON CORPORATION 7,102 1,401 0.79%
8 YELP INC 47,715 1,374 0.77%
9 CONSOLIDATED TOMOKA LD CO 25,019 1,319 0.74%
10 LEVEL 3 COMMUNICATN 23,888 1,299 0.73%
11 LYONDELLBASELL INDUSTRIES N 13,769 1,197 0.68%
12 EXTREME NETWORKS INC 290,275 1,184 0.67%
13 SCIENTIFIC GAMES CORP CL A 130,186 1,168 0.66%
14 ARGAN INC 35,128 1,138 0.64%
15 RYANAIR HLDGS PLC 12,406 1,073 0.61%
16 LAM RESEARCH CORP 12,616 1,002 0.57%
17 ALIBABA GROUP HLDG 12,115 985 0.56%
18 ZAYO GROUP HLDGS INC 37,000 984 0.55%
19 FIRST REPUBLIC BANK 14,856 981 0.55%
20 Aramark 30,102 971 0.55%
21 Visteon Corp. 8,364 958 0.54%
22 GOODYEAR TIRE&RUBBER 28,806 941 0.53%
23 DELAWARE ENHANCED GBL DIV & 97,730 914 0.52%
24 FACEBOOK INC CLASS A 8,535 893 0.50%
25 CIENA CORP COM NEW 41,453 858 0.48%
26 BAIDU INC 4,539 858 0.48%
27 DUKE ENERGY CORP NEW 12,007 857 0.48%
28 AMERICAN EQUITY INVESTMENT LIF 34,721 834 0.47%
29 IAC INTERACTIVECORP COM 13,437 807 0.46%
30 AV HOMES INC COM 60,634 777 0.44%
31 RED LION HOTELS CORP 110,429 774 0.44%
32 Oclaro Inc. 219,361 763 0.43%
33 KORN/FERRY INTL NEW 22,928 761 0.43%
34 TWENTY FIRST CENTY FOX INC 27,915 758 0.43%
35 MICROCHIP TECHNOLOGY INC 16,151 752 0.42%
36 PATRICK INDS INC 17,128 745 0.42%
37 EASTERLY GOVT PPTYS INC 43,160 741 0.42%
38 SPDR SERIES TRUST 16,805 727 0.41%
39 NIELSEN HOLDINGS PLC 15,494 722 0.41%
40 SALESFORCE COM 9,162 718 0.40%
41 CALAMOS GBL DYN INCOME FUND 100,037 716 0.40%
42 HD Supply Holdings Inc 23,788 714 0.40%
43 KAR AUCTION SVCS INC COM 19,055 706 0.40%
44 EPLUS INC 7,464 696 0.39%
45 SENIOR HSG PPTYS TR 46,803 695 0.39%
46 COMCAST CORPORATION 12,206 689 0.39%
47 EBAY INC 24,702 679 0.38%
48 HARTFORD FINL SVCS GROUP INC 15,591 678 0.38%
49 AIR PROD & CHEMICALS 5,092 663 0.37%
50 AMERIPRISE FINANCIAL INC 6,217 662 0.37%
Page 1 of 11
New Holding filing (0001493152-16-010684) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 13,731 1,546 4.68%
2 SPDR S&P 500 ETF 6,882 1,403 4.25%
3 EBAY INC 24,702 679 2.06%
4 APPLE INC 5,539 583 1.76%
5 FIRST HORIZON NATL CORP 39,512 574 1.74%
6 ISHARES CORE S&P ETF 4,400 484 1.47%
7 TRIMBLE INC 22,189 476 1.44%
8 SPDR S&P REGIONAL BKING 11,203 470 1.42%
9 DISNEY WALT CO 4,417 464 1.40%
10 EXXON MOBIL CORPORATION 5,942 463 1.40%
11 McGraw Hill Group Inc 4,571 451 1.37%
12 ARISTA NETWORKS INC 5,540 431 1.30%
13 LEAR CORPORATION 3,396 417 1.26%
14 ST JUDE MED INC 6,537 404 1.22%
15 CHEVRON CORPORATION 4,385 394 1.19%
16 AMGEN INCORPORATED 2,243 364 1.10%
17 WAL-MART STORES INC 5,922 363 1.10%
18 CVR REFINING 18,509 350 1.06%
19 Pandora Media 24,954 335 1.01%
20 VERIZON COMMUNICATIONS 7,170 331 1.00%
21 SYMANTEC CORP 15,751 331 1.00%
22 DARDEN RESTAURANTS INC 5,169 329 1.00%
23 ORACLE CORPORATION 8,858 324 0.98%
24 NCI Buidling Systems Inc. 25,776 320 0.97%
25 CA INC 10,892 311 0.94%
26 HOME DEPOT INC 2,349 311 0.94%
27 MICROSOFT CORP 5,573 309 0.94%
28 SPDR GOLD TRUST 3,000 304 0.92%
29 OMEGA PROTEIN CORP 13,520 300 0.91%
30 Concho Resources Inc 3,086 287 0.87%
31 PITNEY BOWES INC 13,829 286 0.87%
32 WELLS FARGO & CO NEW 5,238 285 0.86%
33 ProShares UltraPro Short S&P500 8,936 283 0.86%
34 CONOCOPHILLIPS 6,034 282 0.85%
35 American Vanguard Corp 20,146 282 0.85%
36 UNITED PARCEL SERVICE B 2,909 280 0.85%
37 APOLLO SR FLOATING RATE FD I 18,306 277 0.84%
38 QUIDEL CORP COM 12,959 275 0.83%
39 DOMINION RES INC VA 3,896 264 0.80%
40 MSG Networks, Inc. 12,509 260 0.79%
41 ROYAL CARIBBEAN CRUISES LTD 2,562 259 0.78%
42 TOWER INTL INC COM 9,063 259 0.78%
43 AMDOCS LTD 4,725 258 0.78%
44 PINNACLE WEST CAP CORP 3,958 255 0.77%
45 Brookdale SR Living Inc Com 13,715 253 0.77%
46 DIAMONDBACK ENERGY INC COM 3,724 249 0.75%
47 AMAZON COM INC 365 247 0.75%
48 NU SKIN ENTERPRISES INC 6,498 246 0.74%
49 EQUINIX INC 812 246 0.74%
50 DIAMOND FOODS INC 6,246 241 0.73%
Page 1 of 3
Restatement filing (0001493152-16-010682) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 Shutterfly Inc 43,919 1,957 1.36%
2 GOOGL 2,348 1,827 1.27%
3 SYNOPSYS INC 34,383 1,568 1.09%
4 FIDELITY NATL INFO 24,987 1,514 1.05%
5 MCKESSON CORPORATION 7,102 1,401 0.97%
6 YELP INC 47,715 1,374 0.95%
7 CONSOLIDATED TOMOKA LD CO 25,019 1,319 0.91%
8 LEVEL 3 COMMUNICATN 23,888 1,299 0.90%
9 LYONDELLBASELL INDUSTRIES N 13,769 1,197 0.83%
10 EXTREME NETWORKS INC 290,275 1,184 0.82%
11 SCIENTIFIC GAMES CORP CL A 130,186 1,168 0.81%
12 ARGAN INC 35,128 1,138 0.79%
13 RYANAIR HLDGS PLC 12,406 1,073 0.74%
14 LAM RESEARCH CORP 12,616 1,002 0.69%
15 ALIBABA GROUP HLDG 12,115 985 0.68%
16 ZAYO GROUP HLDGS INC 37,000 984 0.68%
17 FIRST REPUBLIC BANK 14,856 981 0.68%
18 Aramark 30,102 971 0.67%
19 Visteon Corp. 8,364 958 0.66%
20 GOODYEAR TIRE&RUBBER 28,806 941 0.65%
21 DELAWARE ENHANCED GBL DIV & 97,730 914 0.63%
22 FACEBOOK INC CLASS A 8,535 893 0.62%
23 BAIDU INC 4,539 858 0.59%
24 CIENA CORP COM NEW 41,453 858 0.59%
25 DUKE ENERGY CORP NEW 12,007 857 0.59%
26 AMERICAN EQUITY INVESTMENT LIF 34,721 834 0.58%
27 IAC INTERACTIVECORP COM 13,437 807 0.56%
28 AV HOMES INC COM 60,634 777 0.54%
29 RED LION HOTELS CORP 110,429 774 0.54%
30 Oclaro Inc. 219,361 763 0.53%
31 KORN/FERRY INTL NEW 22,928 761 0.53%
32 TWENTY FIRST CENTY FOX INC 27,915 758 0.53%
33 MICROCHIP TECHNOLOGY INC 16,151 752 0.52%
34 PATRICK INDS INC 17,128 745 0.52%
35 EASTERLY GOVT PPTYS INC 43,160 741 0.51%
36 SPDR SERIES TRUST 16,805 727 0.50%
37 NIELSEN HOLDINGS PLC 15,494 722 0.50%
38 SALESFORCE COM 9,162 718 0.50%
39 CALAMOS GBL DYN INCOME FUND 100,037 716 0.50%
40 HD Supply Holdings Inc 23,788 714 0.49%
41 KAR AUCTION SVCS INC COM 19,055 706 0.49%
42 EPLUS INC 7,464 696 0.48%
43 SENIOR HSG PPTYS TR 46,803 695 0.48%
44 COMCAST CORPORATION 12,206 689 0.48%
45 HARTFORD FINL SVCS GROUP INC 15,591 678 0.47%
46 AIR PROD & CHEMICALS 5,092 663 0.46%
47 ANTERO RES CORP 30,361 662 0.46%
48 AMERIPRISE FINANCIAL INC 6,217 662 0.46%
49 AUTOZONE INC 885 657 0.46%
50 NVIDIA CORP 19,804 653 0.45%
Page 1 of 8