| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 1,357,459 | 21,461,000 | 10.94% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,332,026 | 21,059,000 | 10.74% | ||
| 3 | UBS Group AG | 1,214,522 | 19,202,000 | 9.79% | ||
| 4 | BESSEMER GROUP INC | 1,141,941 | 18,054,000 | 9.21% | ||
| 5 | MORGAN STANLEY | 1,059,017 | 16,743,000 | 8.54% | ||
| 6 | WELLS FARGO & COMPANY/MN | 868,952 | 13,739,000 | 7.01% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 835,253 | 13,205,000 | 6.73% | ||
| 8 | EATON VANCE MANAGEMENT | 667,090 | 10,547,000 | 5.38% | ||
| 9 | Invesco Ltd. | 512,304 | 8,100,000 | 4.13% | ||
| 10 | DEUTSCHE BANK AG\ | 413,486 | 6,537,000 | 3.33% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 387,485 | 6,126,000 | 3.12% | ||
| 12 | Laurion Capital Management LP | 225,883 | 3,571,000 | 1.82% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 216,660 | 3,425,000 | 1.75% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 186,541 | 2,949,000 | 1.50% | ||
| 15 | RELATIVE VALUE PARTNERS GROUP, LLC | 170,764 | 2,700,000 | 1.38% | ||
| 16 | LPL Financial LLC | 153,369 | 2,437,000 | 1.24% | ||
| 17 | Advisors Asset Management, Inc. | 140,586 | 2,223,000 | 1.13% | ||
| 18 | Yorktown Management & Research Co Inc | 129,000 | 2,039,000 | 1.04% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 107,250 | 1,695,000 | 0.86% | ||
| 20 | CITIGROUP INC | 106,806 | 1,688,000 | 0.86% | ||
| 21 | SG Americas Securities, LLC | 100,954 | 1,596,000 | 0.81% | ||
| 22 | Vident Investment Advisory, LLC | 95,841 | 1,515,000 | 0.77% | ||
| 23 | Frontier Wealth Management LLC | 82,350 | 1,302,000 | 0.66% | ||
| 24 | ROYAL BANK OF CANADA | 81,211 | 1,284,000 | 0.65% | ||
| 25 | AQR ARBITRAGE LLC | 79,609 | 1,259,000 | 0.64% | ||
| 26 | STIFEL FINANCIAL CORP | 74,227 | 1,174,000 | 0.60% | ||
| 27 | GUGGENHEIM CAPITAL LLC | 74,137 | 1,172,000 | 0.60% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 62,436 | 987,000 | 0.50% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 55,740 | 881,000 | 0.45% | ||
| 30 | Capital Investment Advisors, LLC | 54,561 | 863,000 | 0.44% | ||
| 31 | FIRST TRUST ADVISORS LP | 43,911 | 694,000 | 0.35% | ||
| 32 | Edge Wealth Management LLC | 43,135 | 682,000 | 0.35% | SH | |
| 33 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 40,176 | 635,000 | 0.32% | ||
| 34 | Weiss Asset Management LP | 35,929 | 568,000 | 0.29% | ||
| 35 | Shaker Financial Services, LLC | 28,121 | 445,000 | 0.23% | ||
| 36 | Investors Capital Advisory Services | 26,100 | 412,000 | 0.21% | ||
| 37 | ROBINSON CAPITAL MANAGEMENT, LLC | 23,465 | 371,000 | 0.19% | ||
| 38 | BB&T SECURITIES, LLC | 23,528 | 371,000 | 0.19% | ||
| 39 | Cetera Advisor Networks LLC | 22,435 | 355,000 | 0.18% | ||
| 40 | OPPENHEIMER & CO INC | 19,557 | 309,000 | 0.16% | ||
| 41 | KEYBANK NATIONAL ASSOCIATION/OH | 18,410 | 291,000 | 0.15% | ||
| 42 | Squarepoint Ops LLC | 13,980 | 221,000 | 0.11% | ||
| 43 | BOOTHBAY FUND MANAGEMENT, LLC | 13,675 | 216,000 | 0.11% | ||
| 44 | INVESTMENT CENTERS OF AMERICA INC | 11,822 | 189,000 | 0.10% | ||
| 45 | Bison Wealth, LLC | 11,648 | 184,000 | 0.09% | ||
| 46 | Thomas J. Herzfeld Advisors, Inc. | 9,226 | 146,000 | 0.07% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,992 | 126,000 | 0.06% | ||
| 48 | MSI Financial Services Inc | 6,521 | 103,000 | 0.05% | ||
| 49 | ENVESTNET ASSET MANAGEMENT INC | 5,783 | 91,000 | 0.05% | ||
| 50 | Simplicity Solutions, LLC | 3,596 | 56,853 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
