| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
238,641 |
2,656,000 |
11.08% |
|
|
| 2 |
MARINER INVESTMENT GROUP LLC |
223,682 |
2,490,000 |
10.38% |
|
|
| 3 |
Pine River Capital Management L.P. |
219,987 |
2,449,000 |
10.21% |
|
|
| 4 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
178,352 |
1,985,000 |
8.28% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
168,446 |
1,875,000 |
7.82% |
|
|
| 6 |
WOLVERINE ASSET MANAGEMENT LLC |
159,588 |
1,776,000 |
7.41% |
|
|
| 7 |
Nuveen Asset Management, LLC |
159,500 |
1,775,000 |
7.40% |
|
|
| 8 |
MORGAN STANLEY |
137,211 |
1,527,000 |
6.37% |
|
|
| 9 |
SII INVESTMENTS INC/WI |
126,590 |
1,405,000 |
5.86% |
|
|
| 10 |
Curi Capital, LLC |
72,571 |
808,000 |
3.37% |
|
|
| 11 |
LPL Financial LLC |
48,081 |
534,000 |
2.23% |
|
|
| 12 |
Shaker Financial Services, LLC |
47,359 |
527,000 |
2.20% |
|
|
| 13 |
UBS Group AG |
37,933 |
422,000 |
1.76% |
|
|
| 14 |
Advisors Asset Management, Inc. |
37,013 |
412,000 |
1.72% |
|
|
| 15 |
AQR ARBITRAGE LLC |
36,075 |
402,000 |
1.68% |
|
|
| 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
35,863 |
399,000 |
1.66% |
|
|
| 17 |
SG Americas Securities, LLC |
30,350 |
338,000 |
1.41% |
|
|
| 18 |
WELLS FARGO & COMPANY/MN |
25,020 |
279,000 |
1.16% |
|
|
| 19 |
BOOTHBAY FUND MANAGEMENT, LLC |
21,829 |
243,000 |
1.01% |
|
|
| 20 |
Raymond James Financial Services Advisors, Inc. |
19,101 |
213,000 |
0.89% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
17,751 |
197,000 |
0.82% |
|
|
| 22 |
NATIONAL PLANNING CORP |
17,929 |
186,000 |
0.78% |
|
|
| 23 |
Squarepoint Ops LLC |
16,500 |
184,000 |
0.77% |
|
|
| 24 |
BANK OF AMERICA CORP /DE/ |
15,483 |
172,000 |
0.72% |
|
|
| 25 |
PVG Asset Management |
14,699 |
163,599 |
0.68% |
|
|
| 26 |
Cambridge Investment Research Advisors, Inc. |
13,552 |
151,000 |
0.63% |
|
|
| 27 |
Horizon Kinetics LLC |
12,872 |
143,000 |
0.60% |
|
|
| 28 |
Cetera Advisors LLC |
11,155 |
126,000 |
0.53% |
|
|
| 29 |
ROYAL BANK OF CANADA |
6,242 |
69,000 |
0.29% |
|
|
| 30 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,333 |
15,000 |
0.06% |
|
|
| 31 |
Klingman & Associates, LLC |
1,125 |
13,000 |
0.05% |
|
|
| 32 |
Sunbelt Securities, Inc. |
1,064 |
11,837 |
0.05% |
|
|
| 33 |
AMERICAN INTERNATIONAL GROUP, INC. |
789 |
8,000 |
0.03% |
|
|
| 34 |
WEALTHPLAN PARTNERS, LLC |
690 |
7,680 |
0.03% |
|
|
| 35 |
Tower Research Capital LLC (TRC) |
600 |
7,000 |
0.03% |
|
|
| 36 |
FIFTH THIRD BANCORP |
497 |
6,000 |
0.03% |
|
|
| 37 |
WHITTIER TRUST CO OF NEVADA INC |
309 |
3,000 |
0.01% |
|
|
| 38 |
ASSET DEDICATION, LLC |
50 |
1,000 |
0.00% |
|
|
| 39 |
Creative Planning |
99 |
1,000 |
0.00% |
|
|
| 40 |
CITIGROUP INC |
12 |
0 |
0.00% |
|
|
