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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-053106) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 12,500 2,548 1.62% Put
2 ITC HOLDINGS 45,200 1,774 1.13% Call
3 CONSOLIDATED TOMOKA LD CO 24,485 1,291 0.82%
4 MCKESSON CORP 6,243 1,231 0.78%
5 LYONDELLBASELL INDUSTRIES N 13,254 1,152 0.73%
6 EXTREME NETWORKS INC 278,729 1,137 0.72%
7 ARGAN INC 34,721 1,125 0.72%
8 SYNOPSYS INC 24,502 1,118 0.71%
9 ALPHABET INC 1,403 1,092 0.70%
10 RYANAIR HLDGS PLC 12,406 1,073 0.68%
11 SHUTTERFLY INC 23,207 1,034 0.66%
12 FIDELITY NATL INFORMATION SV 16,412 995 0.63%
13 VALIDUS HOLDINGS LTD 25,075 982 0.63%
14 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 41,757 926 0.59%
15 ACCUSHARES COMMODITIES TR I 99,503 925 0.59%
16 GOODYEAR TIRE & RUBR CO 26,811 874 0.56%
17 DELAWARE ENHANCED GBL DIV & 93,486 867 0.55%
18 ASPEN INSURANCE HOLDINGS LTD 17,428 842 0.54%
19 ALLIED WRLD ASSUR COM HLDG A 22,607 841 0.54%
20 LEVEL 3 COMM 15,401 837 0.53%
21 FIRST REP BK SAN FRANCISCO C 12,562 828 0.53%
22 AMERICAN EQTY INVT LIFE HLD CO COM 34,123 820 0.52%
23 LAM RESEARCH CORP 10,150 806 0.51%
24 ITC HOLDINGS 20,400 801 0.51% Put
25 ARAMARK 24,800 800 0.51%
26 BORGWARNER INC 18,000 778 0.50% Call
27 WEX INC 8,800 778 0.50% Call
28 DUKE ENERGY CORP NEW 10,893 778 0.50%
29 AV HOMES INC 60,494 775 0.49%
30 Red Lion Hotels 109,141 765 0.49%
31 KORN FERRY COM NEW 22,840 758 0.48%
32 TWENTY FIRST CENTY FOX INC 27,523 748 0.48%
33 EASTERLY GOVT PPTYS INC 43,160 741 0.47%
34 ZAYO GROUP HOLDINGS 27,776 739 0.47%
35 SPDR SERIES TRUST 16,894 730 0.47%
36 VALIDUS HOLDINGS LTD 15,616 723 0.46%
37 BAIDU INC 3,791 717 0.46%
38 EPLUS INC COM 7,659 714 0.46%
39 JPMORGAN CHASE & CO 10,795 708 0.45%
40 CALAMOS GBL DYN INCOME FUND COM 100,037 708 0.45%
41 KAR AUCTION SVCS INC 19,069 706 0.45%
42 PATRICK INDS INC 16,024 697 0.44%
43 YELP INC 23,779 685 0.44%
44 SENIOR HOUSING PROPERTIES TRUST 46,620 674 0.43%
45 OCLARO INC 192,464 670 0.43%
46 AIR PRODS & CHEMS INC 5,099 663 0.42%
47 AUTOZONE INC 875 649 0.41%
48 ANTERO RES CORP 29,408 641 0.41%
49 CONSTELLATION BRANDS INC 4,434 630 0.40%
50 EXPRESS SCRIPTS HLDG CO 7,137 624 0.40%
Page 1 of 10
New Holding filing (0001493152-17-007915) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 35,800 7,299 15.07% Put
2 PROSHARES TR II 10,000 7,098 14.65% Put
3 APPLE INC 50,000 5,263 10.87% Put
4 SELECT SECTOR SPDR TR 75,000 4,541 9.37% Call
5 ITC HOLDINGS 50,600 1,986 4.10% Call
6 BORGWARNER INC 27,500 1,189 2.45% Call
7 SPDR S&P 500 ETF TR 5,100 1,040 2.15% Put
8 BORGWARNER INC 22,900 990 2.04% Call
9 WEX INC 11,000 972 2.01% Call
10 LAS VEGAS SANDS CORP 19,700 864 1.78% Call
11 ITC HOLDINGS 20,900 820 1.69% Put
12 FACEBOOK INC 7,300 764 1.58% Put
13 Pandora Media Inc 56,600 759 1.57% Call
14 AMPHENOL CORP NEW 14,500 757 1.56% Call
15 ARM HOLDINGS PLC ADR 16,500 746 1.54% Call
16 Linear Technology Corp 17,500 743 1.53% Call
17 APPLE INC 7,000 737 1.52% Call
18 ALIBABA GROUP HLDG LTD 9,000 731 1.51% Put
19 DISNEY WALT CO 6,300 662 1.37% Call
20 TEXAS INSTRS INC 11,500 630 1.30% Put
21 ALPHABET INC 800 622 1.28% Put
22 SPDR S&P 500 ETF TR 3,000 612 1.26% Call
23 DOVER CORP 9,500 582 1.20% Call
24 SCRIPPS NETWORKS INTERACT IN 10,500 580 1.20% Call
25 TRIPADVISOR INC 6,800 580 1.20% Call
26 TECH DATA CORP 8,500 564 1.16% Call
27 EBAY INC 20,000 550 1.14% Call
28 TOTAL SYS SVCS INC 11,000 548 1.13% Call
29 JABIL INC COM 23,500 547 1.13% Call
30 GENERAC HLDGS INC 16,200 482 1.00% Put
31 XEROX CORP 60,000 420 0.87% Call
32 YELP INC 14,100 406 0.84% Call
33 VERISIGN INC 4,500 393 0.81% Call
34 TWITTER INC 16,900 391 0.81% Call
35 TRIMBLE INC 17,500 375 0.77% Call
36 AMC NETWORKS INC CL A 5,000 373 0.77% Call
37 ORACLE CORP 10,000 365 0.75% Call
38 VIPSHOP HLDGS LTD 23,800 363 0.75% Call
39 ISHARES TR 3,000 338 0.70% Call
40 TERRAFORM PWR INC CL A COM 21,100 265 0.55% Put
41 SUNOCO LP SUNOCO FIN CORP 5,700 226 0.47% Call
42 CANADIAN PAC RY LTD 1,660 212 0.44%
43 ENERPLUS CORP 15,720 54 0.11%
Restatement filing (0001493152-17-007913) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 CUMULUS MEDIA INC 30,000 10 0.01%
2 WI-LAN INC 11,409 15 0.01%
3 GALECTIN THERAPEUTICS INC COM 12,670 21 0.01%
4 Rubicon Technology 21,260 24 0.01%
5 CIVEO CORP CDA 17,090 24 0.01%
6 VIVUS INC 26,480 27 0.02%
7 COEUR MNG INC 11,203 28 0.02%
8 LIMELIGHT NETWORKS INC COM 20,636 30 0.02%
9 EQUUS TOTAL RETURN INC 17,015 30 0.02%
10 BAYTEX ENERGY CORP 10,564 34 0.02%
11 TRANSGLOBE ENERGY CORP 21,764 39 0.02%
12 SEADRILL LIMITED 13,363 45 0.03%
13 API TECHNOLOGIES CORP 33,533 46 0.03%
14 KCAP FINL INC 11,235 46 0.03%
15 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 10,069 48 0.03%
16 ANTHERA PHARMACEUTICALS I 10,730 50 0.03%
17 CORCEPT THERAPEUTICS INC 10,193 51 0.03%
18 ASTROTECH CORP 33,784 52 0.03%
19 GENWORTH FINL INC 14,115 53 0.03%
20 VAALCO ENERGY INC 34,300 55 0.03%
21 ITT Educational Services Inc 14,884 56 0.03%
22 ULTRA CLEAN HLDGS INC 12,356 63 0.04%
23 ACACIA RESH CORP ACACIA TCH COM 15,462 66 0.04%
24 VIRNETX HLDG CORP 26,027 67 0.04%
25 VIMPELCOM LTD 20,663 68 0.04%
26 Mizuho Financial Group 17,386 70 0.04%
27 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 11,191 70 0.04%
28 RIGEL PHARMACEUTICAL INC 24,568 74 0.04%
29 AVIANCA HLDGS SA 17,665 75 0.04%
30 SIBANYE STILLWATER 12,910 79 0.04%
31 MONEYGRAM INTL INC COM NEW 13,064 82 0.05%
32 TIM PARTICIPACOES S A 10,000 85 0.05%
33 Marinus Pharmaceuticals Inc 11,261 86 0.05%
34 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 16,110 93 0.05%
35 SHORETEL INC 10,456 93 0.05%
36 EARTHLINK HOLDINGS ORD 12,733 95 0.05%
37 ENVIRI CORP COM 12,033 95 0.05%
38 BLACKROCK ENHANCED EQT DIV T 12,538 95 0.05%
39 CATALYST PHARMACEUTICALS INC 39,695 97 0.05%
40 EVERI HLDGS INC 22,527 99 0.06%
41 DIAMONDROCK HOSPITALITY CO COM 10,347 100 0.06%
42 Dynamic Materials 14,639 102 0.06%
43 AMERESCO INC 16,748 105 0.06%
44 NORTH AMERN ENERGY PARTNERS COM 61,330 106 0.06%
45 TELIGENT INC NEW 12,053 107 0.06%
46 CENVEO INC 122,624 107 0.06%
47 MARIN SOFTWARE INC 30,900 111 0.06%
48 TORTOISE ENERGY INDEPENDENC 10,287 116 0.07%
49 TIVO INC 13,711 118 0.07%
50 SONUS NETWORKS INC 16,748 119 0.07%
Page 1 of 11
New Holding filing (0001493152-16-010684) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
101 KINDRED HEALTHCARE INC 15,801 188 0.57%
102 FRANKS INTL N V 10,604 177 0.54%
103 NOW INC 11,054 175 0.53%
104 MEMORIAL RESOURCE DEV CORP 10,621 172 0.52%
105 FLEX LTD 15,084 169 0.51%
106 FERROGLOBE PLC SHS 15,206 163 0.49%
107 FORD MTR CO DEL 10,882 153 0.46%
108 ACTUA CORP 12,901 148 0.45%
109 TCF FINL CORP 10,382 147 0.45%
110 MGIC INVT CORP WIS 16,475 145 0.44%
111 OFFICE DEPOT INC 24,126 136 0.41%
112 QUAD/GRAPHICS INC 13,834 129 0.39%
113 NORTHSTAR ASSET 10,164 123 0.37%
114 SONUS NETWORKS INC 16,748 119 0.36%
115 TIVO INC 13,711 118 0.36%
116 Dynamic Materials 14,639 102 0.31%
117 DIAMONDROCK HOSPITALITY CO COM 10,347 100 0.30%
118 SHORETEL INC 10,456 93 0.28%
119 TIM PARTICIPACOES S A 10,000 85 0.26%
120 ACACIA RESH CORP ACACIA TCH COM 15,462 66 0.20%
121 CORCEPT THERAPEUTICS INC 10,193 51 0.15%
122 ANTHERA PHARMACEUTICALS I 10,730 50 0.15%
123 BAYTEX ENERGY CORP 10,564 34 0.10%
Page 3 of 3
Restatement filing (0001493152-16-010682) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 SHUTTERFLY INC 43,919 1,957 1.36%
2 ALPHABET INC 2,348 1,827 1.27%
3 SYNOPSYS INC 34,383 1,568 1.09%
4 FIDELITY NATL INFORMATION SV 24,987 1,514 1.05%
5 MCKESSON CORP 7,102 1,401 0.97%
6 YELP INC 47,715 1,374 0.95%
7 CONSOLIDATED TOMOKA LD CO 25,019 1,319 0.91%
8 LEVEL 3 COMM 23,888 1,299 0.90%
9 LYONDELLBASELL INDUSTRIES N 13,769 1,197 0.83%
10 EXTREME NETWORKS INC 290,275 1,184 0.82%
11 LIGHT & WONDER INC COM 130,186 1,168 0.81%
12 ARGAN INC 35,128 1,138 0.79%
13 RYANAIR HLDGS PLC 12,406 1,073 0.74%
14 LAM RESEARCH CORP 12,616 1,002 0.69%
15 ALIBABA GROUP HLDG LTD 12,115 985 0.68%
16 ZAYO GROUP HOLDINGS 37,000 984 0.68%
17 FIRST REP BK SAN FRANCISCO C 14,856 981 0.68%
18 ARAMARK 30,102 971 0.67%
19 VISTEON CORP COM NEW 8,364 958 0.66%
20 GOODYEAR TIRE & RUBR CO 28,806 941 0.65%
21 DELAWARE ENHANCED GBL DIV & 97,730 914 0.63%
22 FACEBOOK INC 8,535 893 0.62%
23 BAIDU INC 4,539 858 0.59%
24 CIENA CORP 41,453 858 0.59%
25 DUKE ENERGY CORP NEW 12,007 857 0.59%
26 AMERICAN EQTY INVT LIFE HLD CO COM 34,721 834 0.58%
27 IAC INTERACTIVECORP 13,437 807 0.56%
28 AV HOMES INC 60,634 777 0.54%
29 Red Lion Hotels 110,429 774 0.54%
30 OCLARO INC 219,361 763 0.53%
31 KORN FERRY COM NEW 22,928 761 0.53%
32 TWENTY FIRST CENTY FOX INC 27,915 758 0.53%
33 MICROCHIP TECHNOLOGY 16,151 752 0.52%
34 PATRICK INDS INC 17,128 745 0.52%
35 EASTERLY GOVT PPTYS INC 43,160 741 0.51%
36 SPDR SERIES TRUST 16,805 727 0.50%
37 NIELSEN HLDGS PLC 15,494 722 0.50%
38 SALESFORCE COM INC 9,162 718 0.50%
39 CALAMOS GBL DYN INCOME FUND COM 100,037 716 0.50%
40 HD SUPPLY HLDGS INCORPORATED 23,788 714 0.49%
41 KAR AUCTION SVCS INC 19,055 706 0.49%
42 EPLUS INC COM 7,464 696 0.48%
43 SENIOR HOUSING PROPERTIES TRUST 46,803 695 0.48%
44 COMCAST CORP NEW 12,206 689 0.48%
45 HARTFORD FINL SVCS GROUP INC 15,591 678 0.47%
46 AIR PRODS & CHEMS INC 5,092 663 0.46%
47 ANTERO RES CORP 30,361 662 0.46%
48 AMERIPRISE FINL INC 6,217 662 0.46%
49 AUTOZONE INC 885 657 0.46%
50 NVIDIA CORPORATION 19,804 653 0.45%
Page 1 of 8