| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DG Capital Management, LLC | 1,253,258 | 5,101,000 | 16.42% | ||
| 2 | FRANKLIN RESOURCES INC | 702,578 | 2,859,000 | 9.20% | ||
| 3 | UBS Group AG | 617,475 | 2,513,000 | 8.09% | ||
| 4 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 535,785 | 2,181,000 | 7.02% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 499,421 | 2,033,000 | 6.54% | ||
| 6 | Advisors Asset Management, Inc. | 471,918 | 1,921,000 | 6.18% | ||
| 7 | MORGAN STANLEY | 288,565 | 1,175,000 | 3.78% | ||
| 8 | CITIGROUP INC | 200,276 | 815,000 | 2.62% | ||
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 188,900 | 769,000 | 2.48% | Put | |
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 188,923 | 769,000 | 2.48% | ||
| 11 | CITIGROUP INC | 171,300 | 697,000 | 2.24% | Put | |
| 12 | BANK OF AMERICA CORP /DE/ | 160,429 | 653,000 | 2.10% | ||
| 13 | Muzinich & Co., Inc. | 149,051 | 607,000 | 1.95% | ||
| 14 | BlackRock Group LTD | 143,591 | 584,000 | 1.88% | ||
| 15 | Spot Trading L.L.C | 137,500 | 560,000 | 1.80% | Put | |
| 16 | Spot Trading L.L.C | 133,305 | 543,000 | 1.75% | ||
| 17 | Kellner Capital, LLC | 130,036 | 529,000 | 1.70% | ||
| 18 | Diversified Trust Co | 126,741 | 516,000 | 1.66% | ||
| 19 | TWO SIGMA INVESTMENTS, LP | 125,043 | 509,000 | 1.64% | ||
| 20 | PEAK6 Group LLC | 124,300 | 506,000 | 1.63% | Put | |
| 21 | TWO SIGMA ADVISERS, LP | 123,903 | 504,000 | 1.62% | ||
| 22 | PEAK6 Group LLC | 114,122 | 464,000 | 1.49% | ||
| 23 | Texas Yale Capital Corp. | 112,800 | 459,000 | 1.48% | ||
| 24 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 112,400 | 457,000 | 1.47% | ||
| 25 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 87,900 | 358,000 | 1.15% | ||
| 26 | CUE ADVISORY SERVICES, INC. | 84,700 | 345,000 | 1.11% | ||
| 27 | GROUP ONE TRADING LLC | 74,896 | 305,000 | 0.98% | ||
| 28 | Orinda Asset Management LLC | 62,974 | 256,000 | 0.82% | ||
| 29 | Legal & General Group Plc | 57,766 | 234,000 | 0.75% | ||
| 30 | INTEGRAL DERIVATIVES, LLC | 47,500 | 193,000 | 0.62% | Put | |
| 31 | INTEGRAL DERIVATIVES, LLC | 47,500 | 193,000 | 0.62% | ||
| 32 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 46,995 | 191,000 | 0.61% | ||
| 33 | BANK OF NOVA SCOTIA | 44,000 | 179,000 | 0.58% | ||
| 34 | LPL Financial LLC | 38,046 | 150,000 | 0.48% | ||
| 35 | DEUTSCHE BANK AG\ | 30,393 | 123,000 | 0.40% | ||
| 36 | Creative Planning | 21,330 | 87,000 | 0.28% | ||
| 37 | CITADEL ADVISORS LLC | 19,399 | 79,000 | 0.25% | ||
| 38 | Virtu KCG Holdings LLC | 17,795 | 72,000 | 0.23% | ||
| 39 | CIBC WORLD MARKET INC. | 17,611 | 72,000 | 0.23% | ||
| 40 | STIFEL FINANCIAL CORP | 16,733 | 68,000 | 0.22% | ||
| 41 | RAYMOND JAMES TRUST N.A. | 16,650 | 68,000 | 0.22% | ||
| 42 | GOLDMAN SACHS GROUP INC | 13,102 | 53,000 | 0.17% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,500 | 51,000 | 0.16% | ||
| 44 | HighTower Advisors, LLC | 12,375 | 50,000 | 0.16% | ||
| 45 | DRILL CRAIG A | 11,800 | 48,000 | 0.15% | ||
| 46 | BOOTHBAY FUND MANAGEMENT, LLC | 11,235 | 46,000 | 0.15% | ||
| 47 | WELLS FARGO & COMPANY/MN | 7,418 | 31,000 | 0.10% | ||
| 48 | FIFTH THIRD BANCORP | 5,441 | 22,000 | 0.07% | ||
| 49 | US BANCORP \DE\ | 4,900 | 20,000 | 0.06% | ||
| 50 | SIMPLEX TRADING, LLC | 4,198 | 17,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
