| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 5,005,976 | 38,095,000 | 11.93% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 4,342,724 | 33,048,000 | 10.35% | ||
| 3 | MORGAN STANLEY | 4,195,768 | 31,930,000 | 10.00% | ||
| 4 | WELLS FARGO & COMPANY/MN | 3,148,838 | 23,962,000 | 7.50% | ||
| 5 | Invesco Ltd. | 2,934,669 | 22,333,000 | 6.99% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2,843,626 | 21,640,000 | 6.77% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 2,295,386 | 17,468,000 | 5.47% | ||
| 8 | 1832 Asset Management L.P. | 1,407,686 | 10,874,000 | 3.40% | ||
| 9 | Richard C. Young & CO., LTD. | 1,370,202 | 10,427,000 | 3.26% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 1,208,556 | 9,198,000 | 2.88% | ||
| 11 | LPL Financial LLC | 1,188,657 | 8,903,000 | 2.79% | ||
| 12 | STIFEL FINANCIAL CORP | 905,151 | 6,888,000 | 2.16% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 829,195 | 6,310,000 | 1.98% | ||
| 14 | ROYAL BANK OF CANADA | 827,273 | 6,295,000 | 1.97% | ||
| 15 | UBS Group AG | 736,090 | 5,602,000 | 1.75% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 731,158 | 5,564,000 | 1.74% | ||
| 17 | 1607 Capital Partners, LLC | 655,358 | 4,987,000 | 1.56% | ||
| 18 | Advisors Asset Management, Inc. | 646,045 | 4,916,000 | 1.54% | ||
| 19 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 613,171 | 4,596,000 | 1.44% | ||
| 20 | BANK OF NOVA SCOTIA | 557,615 | 4,244,000 | 1.33% | ||
| 21 | CONNING INC. | 396,131 | 3,015,000 | 0.94% | ||
| 22 | DOLIVER ADVISORS, LP | 356,494 | 2,713,000 | 0.85% | ||
| 23 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 318,679 | 2,425,000 | 0.76% | ||
| 24 | ROBLE, BELKO & COMPANY, INC | 277,378 | 2,111,000 | 0.66% | ||
| 25 | WOLVERINE ASSET MANAGEMENT LLC | 254,129 | 1,933,000 | 0.61% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 219,233 | 1,669,000 | 0.52% | ||
| 27 | WealthTrust Axiom LLC | 183,379 | 1,395,000 | 0.44% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 166,245 | 1,265,000 | 0.40% | ||
| 29 | CITIGROUP INC | 159,678 | 1,215,000 | 0.38% | ||
| 30 | J.P. Morgan Private Wealth Advisors LLC | 154,021 | 1,172,000 | 0.37% | ||
| 31 | Squarepoint Ops LLC | 150,174 | 1,143,000 | 0.36% | ||
| 32 | Weiss Asset Management LP | 145,202 | 1,105,000 | 0.35% | ||
| 33 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 135,291 | 1,030,000 | 0.32% | ||
| 34 | NINE MASTS CAPITAL Ltd | 132,978 | 1,012,000 | 0.32% | ||
| 35 | RAYMOND JAMES TRUST N.A. | 127,393 | 969,000 | 0.30% | ||
| 36 | Shaker Financial Services, LLC | 123,520 | 940,000 | 0.29% | ||
| 37 | BAIRD FINANCIAL GROUP, INC. | 115,996 | 883,000 | 0.28% | ||
| 38 | Wharton Business Group, LLC | 113,315 | 862,000 | 0.27% | ||
| 39 | Commonwealth Equity Services, Inc | 87,019 | 662,000 | 0.21% | ||
| 40 | AMERICAN INTERNATIONAL GROUP, INC. | 85,779 | 652,000 | 0.20% | ||
| 41 | CSS LLC/IL | 79,583 | 606,000 | 0.19% | ||
| 42 | SHEPHERD KAPLAN KROCHUK, LLC | 75,190 | 572,000 | 0.18% | ||
| 43 | IFP ADVISORS, INC | 73,091 | 556,000 | 0.17% | ||
| 44 | JACKSON, GRANT INVESTMENT ADVISERS, INC. | 71,097 | 541,000 | 0.17% | ||
| 45 | Virtu KCG Holdings LLC | 67,063 | 510,000 | 0.16% | ||
| 46 | Brick & Kyle, Associates | 63,535 | 484,000 | 0.15% | ||
| 47 | Bank of New York Mellon Corp | 58,197 | 443,000 | 0.14% | ||
| 48 | WEDBUSH SECURITIES INC | 55,506 | 422,000 | 0.13% | ||
| 49 | POINTE CAPITAL MANAGEMENT LLC | 55,125 | 420,000 | 0.13% | ||
| 50 | VICUS CAPITAL | 51,035 | 388,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
