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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 695 holdings with a total value of $461,114,000.
#
Name
Shares
Value ($)
%
Options
Notes
651 SITO MOBILE LTD 20,028 88,000 0.02%
652 CPI CARD GROUP INC 14,414 87,000 0.02%
653 MEDGENICS INC 15,170 84,000 0.02%
654 ASPEN AEROGELS INC COM 13,437 80,000 0.02%
655 XCERRA CORP COM 13,238 80,000 0.02%
656 MCDERMOTT INTL INC 15,321 77,000 0.02%
657 MCEWEN MINING INC COM 20,781 76,000 0.02%
658 SPRINT CORP 11,250 75,000 0.02%
659 BRIDGEPOINT EDUCATION INC 10,850 75,000 0.02%
660 NOKIA CORP 12,587 73,000 0.02%
661 Sunesis Pharmaceuticals, Inc. 15,999 70,000 0.02%
662 Mizuho Financial Group Inc ADR 20,901 70,000 0.02%
663 GENWORTH FINL INC 14,044 70,000 0.02%
664 NOMURA HLDGS INC 15,432 69,000 0.01%
665 CLOUD PEAK ENERGY INC COM 12,724 69,000 0.01%
666 ATTUNITY LTD 10,411 69,000 0.01%
667 FIVE STAR QUALITY CARE INC COM 36,318 69,000 0.01%
668 ASTROTECH CORP 41,268 68,000 0.01%
669 GOLD FIELDS LTD 14,115 68,000 0.01%
670 ENERPLUS CORP 10,658 68,000 0.01%
671 PIER 1 IMPORTS INC 15,923 68,000 0.01%
672 SANOFI SPOND FUNSPONSORED ADR 10,000 64,000 0.01%
673 ALLOT COMMUNICATIONS LTD 12,130 64,000 0.01%
674 HARMONY GOLD MINING CO LTD 18,102 63,000 0.01%
675 YINGLI GREEN ENERGY HLDG CO 15,480 60,000 0.01%
676 PERSHING GOLD CORP 13,153 60,000 0.01%
677 SPECTRUM PHARMACEUTICALS INC COM 12,347 58,000 0.01%
678 KANDI TECHNOLOGIES GROUP INC 10,401 57,000 0.01%
679 ALPHA PRO TECH LTD 15,689 56,000 0.01%
680 COMPANHIA ENERGETICA DE MINA 21,764 56,000 0.01%
681 RIGEL PHARMACEUTICAL INC 15,163 56,000 0.01%
682 AMERESCO INC 10,107 53,000 0.01%
683 MOBILEIRON INC COM NEW 18,040 50,000 0.01%
684 AURINIA PHARMACEUTICALS INC 16,345 49,000 0.01%
685 VIVUS INC 41,740 48,000 0.01%
686 DENBURY RES INC 14,171 46,000 0.01%
687 JENSYN ACQUISITION CORP 234,873 46,000 0.01%
688 SYNACOR INC 15,408 45,000 0.01%
689 RUBY TUESDAY INC COM 15,498 39,000 0.01%
690 NORTH ATLANTIC DRILLING LTD COM 12,104 37,000 0.01%
691 VAALCO ENERGY INC 34,300 32,000 0.01%
692 RADIO ONE INC CL D NON VTG 10,146 31,000 0.01%
693 CIVEO CORP CDA 26,880 31,000 0.01%
694 OncoGenex Pharmaceuticals Inc 60,638 31,000 0.01%
695 JENSYN ACQUISITION CORP 326,262 28,000 0.01%
Page 14 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001493152-16-014832, filed 2016.11.14). and New Holdings filing (0001493152-17-007926, filed 2017.07.18).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.