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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 695 holdings with a total value of $461,114,000.
#
Name
Shares
Value ($)
%
Options
Notes
601 ARC DOCUMENT SOLUTIONS INC COM 38,017 142,000 0.03%
602 POTBELLY CORP 11,451 142,000 0.03%
603 Dice Holdings Inc 17,625 139,000 0.03%
604 RYERSON HOLDINGS 12,074 136,000 0.03%
605 GRAY TELEVISION INC COM 13,028 135,000 0.03%
606 ENZO BIOCHEM INC 26,137 133,000 0.03%
607 Marchex Inc 47,859 133,000 0.03%
608 AEGEAN MARINE PETROLEUM NETW SHS 13,201 132,000 0.03%
609 GANNETT CO INC COM 11,304 132,000 0.03%
610 CAREER EDUCATION CRP 19,316 131,000 0.03%
611 TTM TECHNOLOGIES INC 11,333 130,000 0.03%
612 CAMECO CORP 15,231 130,000 0.03%
613 ACCO BRANDS CORPORATION COM 13,392 129,000 0.03%
614 FLAMEL TECHNOLOGIES SA SPONSORED ADR 10,300 128,000 0.03%
615 TECHTARGET INC 15,837 128,000 0.03%
616 EXPRESS INC COM NEW 10,798 127,000 0.03%
617 Alcoa 12,103 123,000 0.03%
618 ARRAY BIOPHARMA INC COM 18,163 123,000 0.03%
619 EXFO Inc 32,790 122,000 0.03%
620 SERVICESOURCE INTL 24,858 121,000 0.03%
621 RENTECH INC COM NEW 40,952 120,000 0.03%
622 CROSS CTRY HEALTHCARE INC COM 10,075 119,000 0.03%
623 DEL TACO RESTAURANTS INC 10,000 119,000 0.03%
624 ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF 10,000 117,000 0.03%
625 PLATFORM SPECIALTY PRODS COR 14,100 114,000 0.02%
626 CALIX INC COM 15,370 113,000 0.02%
627 QUOTIENT LTD 14,289 112,000 0.02%
628 KLR ENERGY ACQUISITION CORP 265,165 111,000 0.02%
629 INTRALINKS HLDGS INC 10,984 110,000 0.02%
630 VIAVI SOLUTIONS INC 14,917 110,000 0.02%
631 LSB INDS INC COM 12,611 108,000 0.02%
632 ENSCO PLC 12,714 108,000 0.02%
633 B2GOLD CORP 40,394 106,000 0.02%
634 UNIQURE NV 13,450 103,000 0.02%
635 Agile Therapeutics, Inc. 14,724 103,000 0.02%
636 KINDRED HEALTHCARE INC 10,116 103,000 0.02%
637 CEMEX SAB DE CV 12,828 102,000 0.02%
638 RENEWABLE ENERGY 11,972 101,000 0.02%
639 LATTICE SEMICONDUCTOR CORP 15,400 100,000 0.02%
640 EARTHLINK HOLDINGS 15,984 99,000 0.02%
641 LEE ENTERPRISES INC 26,316 99,000 0.02%
642 FRONTLINE LTD 13,684 98,000 0.02%
643 Jive Software Inc 23,007 98,000 0.02%
644 ULTRA CLEAN HLDGS INC 12,950 96,000 0.02%
645 MARINUS PHARMACEUTICALS INC 52,432 95,000 0.02%
646 ECOPETROL S A 10,719 94,000 0.02%
647 MEDLEY CAP CORPORATION 12,044 92,000 0.02%
648 SYNERGY RES CORP 13,200 91,000 0.02%
649 TREMOR VIDEO INC 53,851 90,000 0.02%
650 NOBLE CORP PLC 13,917 88,000 0.02%
Page 13 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001493152-16-014832, filed 2016.11.14). and New Holdings filing (0001493152-17-007926, filed 2017.07.18).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.