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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 FIREEYE INC 14,430 213 0.07%
452 STARWOOD PPTY TR INC 9,471 213 0.07%
453 FRANKLIN RESOURCES INC 5,973 212 0.07%
454 CVS HEALTH CORP 2,383 212 0.07%
455 SUPERNUS PHARMACEUTICALS INC 8,557 212 0.07%
456 DIAMONDROCK HOSPITALITY CO COM 23,199 211 0.07%
457 WORLD ACCEP CORPORATION COM 4,305 211 0.07%
458 EAGLE MATERIALS INC 2,721 210 0.07%
459 HEADWATERS INC 12,357 209 0.06%
460 CHURCH & DWIGHT 4,357 209 0.06%
461 THERAPEUTICSMD INC 30,572 208 0.06%
462 ALASKA AIR GROUP INC 3,156 208 0.06%
463 MARTIN MARIETTA MATLS INC 1,161 208 0.06%
464 ATMOS ENERGY CORP 2,792 208 0.06%
465 FEDERATED HERMES INC CL B 7,009 208 0.06%
466 EMPLOYERS HOLDINGS INC 6,957 208 0.06%
467 RAYTHEON CO 1,519 207 0.06%
468 WEC ENERGY GROUP INC 3,437 206 0.06%
469 ANIKA THERAPEUTICS INC COM 4,298 206 0.06%
470 OWENS & MINOR INC NEW 5,861 204 0.06%
471 WHITING PETROLEUM CORP COM 23,300 204 0.06%
472 EVERTEC INC 12,069 203 0.06%
473 ISHARES TR 2,510 202 0.06%
474 ENERGY RECOVERY INC 12,629 202 0.06%
475 AMERICAN AXLE & MFG HLDGS INC COM 11,645 201 0.06%
476 CONCHO RESOURCES 1,462 201 0.06%
477 DANAHER CORP DEL 2,561 201 0.06%
478 Xerox Corp 19,775 200 0.06%
479 HEARTLAND EXPRESS INC COM 10,577 200 0.06%
480 ADTRAN INC COM 10,145 194 0.06%
481 SELECT MED HLDGS CORP COM 14,287 193 0.06%
482 HACKETT GROUP INC 11,660 193 0.06%
483 HOST HOTELS & RESORTS INC 12,394 193 0.06%
484 ENNIS INC COM 11,266 190 0.06%
485 FIRST DATA CORP NEW 14,436 190 0.06%
486 FREEPORT-MCMORAN INC 17,110 186 0.06%
487 SUPERVALU INC 36,664 183 0.06%
488 REGIS CORP 14,480 182 0.06%
489 STILLWATER MNG CO 13,570 181 0.06%
490 DEAN FOODS CO NEW 11,021 181 0.06%
491 FIRST MAJESTIC SILVER CORP 17,548 181 0.06%
492 LIBERTY TAX INC 14,104 180 0.06%
493 HECLA MNG CO 31,441 179 0.06%
494 ENERNOC INC 32,917 178 0.06%
495 FORD MTR CO DEL 14,641 177 0.06%
496 RETAILMENOT INC COM SER 1 17,692 175 0.05%
497 FLEX LTD 12,767 174 0.05%
498 ENDOLOGIX INC 13,573 174 0.05%
499 VEON LTD 50,000 174 0.05%
500 CONTANGO OIL & GAS CO COM NEW 16,802 172 0.05%
Page 10 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 ISHARES TR 23,900 2,969 2.13% Put
4 AMAZON COM INC 1,400 1,172 0.84% Put
5 SAP SE 11,100 1,015 0.73% Put
6 SPDR SERIES TRUST 26,200 889 0.64% Put
7 TESARO 8,000 802 0.57% Put
8 ISHARES TR 19,500 770 0.55% Put
9 ISHARES TR 6,000 745 0.53% Put
10 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
11 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
12 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
13 IONIS PHARMACEUTICALS INC 16,000 586 0.42% Put
14 S&P GLOBAL INC 4,400 557 0.40% Put
15 NETFLIX INC 5,600 552 0.40% Put
16 GILEAD SCIENCES INC 6,400 506 0.36% Put
17 SELECT SECTOR SPDR TR 8,600 502 0.36% Put
18 DIREXION SHS ETF TR 16,900 454 0.33% Put
19 SPDR SERIES TRUST 16,500 438 0.31% Put
20 ProShares Ultra VIX S T Futures 5,000 416 0.30% Put
21 SELECT SECTOR SPDR TR 5,100 408 0.29% Put
22 ALEXION PHARMACEUTICALS INC 3,200 392 0.28% Put
23 APACHE CORP 6,000 383 0.27% Put
24 TESLA INC 1,800 367 0.26% Put
25 SPDR SERIES TRUST 10,700 363 0.26% Put
26 TWITTER INC 15,700 362 0.26% Put
27 SELECT SECTOR SPDR TR 5,800 339 0.24% Put
28 CHEVRON CORP NEW 3,000 309 0.22% Put
29 CURENCYSHARES EURO TR EURO SHS 2,800 306 0.22% Put
30 ACCELERATE DIAGNOSTICS INC 10,000 273 0.20% Put
31 CURENCYSHARES EURO TR EURO SHS 2,500 273 0.20% Put
32 CIMAREX ENERGY 2,000 269 0.19% Put
33 VANGUARD INTL EQUITY INDEX F 7,100 267 0.19% Put
34 GOLAR LNG LTD 12,500 265 0.19% Put
35 ProShares Ultra VIX S T Futures 3,100 258 0.18% Put
36 PROSHARES TR II 3,400 249 0.18% Put
37 SPDR SERIES TRUST 8,500 225 0.16% Put
38 EXXON MOBIL CORP 2,500 218 0.16% Put
39 BLUEBIRD BIO INC 3,200 217 0.16% Put
40 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
41 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
42 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
43 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
44 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
45 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
46 DISNEY WALT CO 27,100 2,517 1.80% Call
47 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
48 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
49 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
50 QUALCOMM INC 29,300 2,007 1.44% Call
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