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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
501 CHEGG INC 23,670 168 0.05%
502 SCICLONE PHARMACEUTICALS INC 15,941 163 0.05%
503 RUTHS HOSPITALITY GROUP INC COM 11,413 161 0.05%
504 VIPSHOP HLDGS LTD 10,898 160 0.05%
505 NIMBLE STORAGE INC 18,072 160 0.05%
506 SIRIUS XM HOLDINGS INC 38,153 159 0.05%
507 FRANKS INTL N V 11,943 155 0.05%
508 PINNACLE ENTMT INC NEW COM 12,489 154 0.05%
509 MEDICAL PPTYS TRUST INC 10,454 154 0.05%
510 CARBO CERAMICS INC 13,939 152 0.05%
511 TANGOE INC 18,470 152 0.05%
512 INVESTORS BANCORP INC NEW 12,496 150 0.05%
513 Laredo Petroleum Inc 11,658 150 0.05%
514 TILLYS INC CL A 15,738 148 0.05%
515 NET 1 UEPS TECHNOLOGIES INC 17,281 148 0.05%
516 GRAPHIC PACKAGING HLDG CO 10,478 147 0.05%
517 AVID TECHNOLOGY INCORPORATED 18,300 145 0.05%
518 ASHFORD HOSPITALITY TR INC 24,543 145 0.05%
519 The Meet Group, Inc. 23,140 143 0.04%
520 ARC DOCUMENT SOLUTIONS INC COM 38,017 142 0.04%
521 POTBELLY CORP COM 11,451 142 0.04%
522 DICE HOLDINGS INC 17,625 139 0.04%
523 RYERSON HLDG CORP COM 12,074 136 0.04%
524 GRAY TELEVISION INC COM 13,028 135 0.04%
525 ENZO BIOCHEM INC 26,137 133 0.04%
526 Marchex Inc 47,859 133 0.04%
527 GANNETT CO INC 11,304 132 0.04%
528 AEGEAN MARINE PETROLEUM NETW 13,201 132 0.04%
529 CAREER EDUCATION CRP 19,316 131 0.04%
530 CAMECO CORP 15,231 130 0.04%
531 TTM TECHNOLOGIES 11,333 130 0.04%
532 ACCO BRANDS CORPORATION COM 13,392 129 0.04%
533 TECHTARGET INC 15,837 128 0.04%
534 FLAMEL TECHNOLOGIES SA SPONSORED ADR 10,300 128 0.04%
535 EXPRESS INC COM NEW 10,798 127 0.04%
536 ARRAY BIOPHARMA INC 18,163 123 0.04%
537 Alcoa 12,103 123 0.04%
538 EXFO INC 32,790 122 0.04%
539 SERVICESOURCE INTL 24,858 121 0.04%
540 RENTECH INC 40,952 120 0.04%
541 Del Taco Restaurants, Inc. 10,000 119 0.04%
542 CROSS CTRY HEALTHCARE INC COM 10,075 119 0.04%
543 ISHARES MSCI GLOBAL METALS & MINING PRODUCERS ETF 10,000 117 0.04%
544 PLATFORM SPECIALTY PRODS COR 14,100 114 0.04%
545 CALIX INC COM 15,370 113 0.04%
546 QUOTIENT LTD 14,289 112 0.03%
547 KLR ENERGY ACQUISITION CORP 265,165 111 0.03%
548 INTRALINKS HLDGS INC 10,984 110 0.03%
549 VIAVI SOLUTIONS INC 14,917 110 0.03%
550 ENSCO PLC 12,714 108 0.03%
Page 11 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 ISHARES TR 23,900 2,969 2.13% Put
4 AMAZON COM INC 1,400 1,172 0.84% Put
5 SAP SE 11,100 1,015 0.73% Put
6 SPDR SERIES TRUST 26,200 889 0.64% Put
7 TESARO 8,000 802 0.57% Put
8 ISHARES TR 19,500 770 0.55% Put
9 ISHARES TR 6,000 745 0.53% Put
10 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
11 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
12 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
13 IONIS PHARMACEUTICALS INC 16,000 586 0.42% Put
14 S&P GLOBAL INC 4,400 557 0.40% Put
15 NETFLIX INC 5,600 552 0.40% Put
16 GILEAD SCIENCES INC 6,400 506 0.36% Put
17 SELECT SECTOR SPDR TR 8,600 502 0.36% Put
18 DIREXION SHS ETF TR 16,900 454 0.33% Put
19 SPDR SERIES TRUST 16,500 438 0.31% Put
20 ProShares Ultra VIX S T Futures 5,000 416 0.30% Put
21 SELECT SECTOR SPDR TR 5,100 408 0.29% Put
22 ALEXION PHARMACEUTICALS INC 3,200 392 0.28% Put
23 APACHE CORP 6,000 383 0.27% Put
24 TESLA INC 1,800 367 0.26% Put
25 SPDR SERIES TRUST 10,700 363 0.26% Put
26 TWITTER INC 15,700 362 0.26% Put
27 SELECT SECTOR SPDR TR 5,800 339 0.24% Put
28 CHEVRON CORP NEW 3,000 309 0.22% Put
29 CURENCYSHARES EURO TR EURO SHS 2,800 306 0.22% Put
30 ACCELERATE DIAGNOSTICS INC 10,000 273 0.20% Put
31 CURENCYSHARES EURO TR EURO SHS 2,500 273 0.20% Put
32 CIMAREX ENERGY 2,000 269 0.19% Put
33 VANGUARD INTL EQUITY INDEX F 7,100 267 0.19% Put
34 GOLAR LNG LTD 12,500 265 0.19% Put
35 ProShares Ultra VIX S T Futures 3,100 258 0.18% Put
36 PROSHARES TR II 3,400 249 0.18% Put
37 SPDR SERIES TRUST 8,500 225 0.16% Put
38 EXXON MOBIL CORP 2,500 218 0.16% Put
39 BLUEBIRD BIO INC 3,200 217 0.16% Put
40 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
41 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
42 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
43 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
44 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
45 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
46 DISNEY WALT CO 27,100 2,517 1.80% Call
47 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
48 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
49 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
50 QUALCOMM INC 29,300 2,007 1.44% Call
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