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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 JENSYN ACQUISITION CORP 326,262 28 0.01%
2 OncoGenex Pharmaceuticals Inc 60,638 31 0.01%
3 CIVEO CORP CDA 26,880 31 0.01%
4 RADIO ONE INC CL D NON VTG 10,146 31 0.01%
5 VAALCO ENERGY INC 34,300 32 0.01%
6 NORTH ATLANTIC DRILLING LTD COM 12,104 37 0.01%
7 RUBY TUESDAY INC COM 15,498 39 0.01%
8 SYNACOR INC COM 15,408 45 0.01%
9 DENBURY RESOURCES INC 14,171 46 0.01%
10 JENSYN ACQUISITION CORP 234,873 46 0.01%
11 VIVUS INC 41,740 48 0.01%
12 AURINIA PHARMACEUTICALS INC 16,345 49 0.02%
13 MOBILEIRON INC COM NEW 18,040 50 0.02%
14 AMERESCO INC 10,107 53 0.02%
15 RIGEL PHARMACEUTICAL INC 15,163 56 0.02%
16 COMPANHIA ENERGETICA DE MINA 21,764 56 0.02%
17 ALPHA PRO TECH LTD 15,689 56 0.02%
18 KANDI TECHNOLOGIES GROUP INC 10,401 57 0.02%
19 SPECTRUM PHARMACEUTICALS INC COM 12,347 58 0.02%
20 YINGLI GREEN ENERGY HLDG CO 15,480 60 0.02%
21 PERSHING GOLD CORP 13,153 60 0.02%
22 HARMONY GOLD MINING CO LTD 18,102 63 0.02%
23 ALLOT COMMUNICATIONS LTD 12,130 64 0.02%
24 SANOFI SPOND FUNSPONSORED ADR 10,000 64 0.02%
25 ASTROTECH CORP 41,268 68 0.02%
26 GOLD FIELDS LTD NEW 14,115 68 0.02%
27 ENERPLUS CORP 10,658 68 0.02%
28 PIER 1 IMPORTS INC 15,923 68 0.02%
29 CLOUD PEAK ENERGY INC COM 12,724 69 0.02%
30 Nomura Holdings Inc 15,432 69 0.02%
31 ATTUNITY LTD 10,411 69 0.02%
32 FIVE STAR SENIOR LIVING INC 36,318 69 0.02%
33 Mizuho Financial Group 20,901 70 0.02%
34 GENWORTH FINL INC 14,044 70 0.02%
35 Sunesis Pharmaceuticals, Inc. 15,999 70 0.02%
36 NOKIA CORP 12,587 73 0.02%
37 SPRINT CORP 11,250 75 0.02%
38 BRIDGEPOINT ED INC COM 10,850 75 0.02%
39 MCEWEN MINING INC COM 20,781 76 0.02%
40 MCDERMOTT INTL INC 15,321 77 0.02%
41 XCERRA CORP 13,238 80 0.02%
42 ASPEN AEROGELS INC COM 13,437 80 0.02%
43 MEDGENICS INC 15,170 84 0.03%
44 CPI CARD GROUP INC 14,414 87 0.03%
45 NOBLE CORP PLC 13,917 88 0.03%
46 SITO MOBILE LTD 20,028 88 0.03%
47 TREMOR VIDEO INC 53,851 90 0.03%
48 SRC ENERGY INC 13,200 91 0.03%
49 MEDLEY CAP CORPORATION 12,044 92 0.03%
50 ECOPETROL S A 10,719 94 0.03%
Page 1 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
101 CBS CORP NEW 5,500 301 0.22% Call
102 ALEXION PHARMACEUTIC 2,400 294 0.21% Call
103 SELECT SECTOR SPDR TR 5,500 293 0.21% Call
104 SPDR GOLD TR 2,300 289 0.21% Call
105 VERISIGN INC 3,700 289 0.21% Call
106 AMERICAN EXPRESS CO 4,400 282 0.20% Call
107 SOUTHWEST GAS HOLDINGS INC 4,000 279 0.20% Call
108 ISHARES TR 3,400 274 0.20% Call
109 CURRENCYSHARES EURO TR 2,500 273 0.20% Put
110 ACCELERATE DIAGNOSTICS INC 10,000 273 0.20% Put
111 CIMAREX ENERGY 2,000 269 0.19% Put
112 VANGUARD INTL EQUITY INDEX F 7,100 267 0.19% Put
113 PAYCHEX INC 4,600 266 0.19% Call
114 GOLAR LNG LTD 12,500 265 0.19% Put
115 CHENIERE ENERGY INC 6,000 262 0.19% Call
116 ProShares Ultra VIX S T Futures 3,100 258 0.18% Put
117 PROSHARES TR II 3,400 249 0.18% Put
118 ISHARES TR 2,900 234 0.17% Call
119 BIOGEN INC 800 231 0.17% Call
120 AVALONBAY COMM 1,300 231 0.17% Call
121 SPDR SERIES TRUST 8,500 225 0.16% Put
122 ESSEX PPTY TR INC 1,000 223 0.16% Call
123 EXXON MOBIL CORP 2,500 218 0.16% Put
124 BLUEBIRD BIO INC COM 3,200 217 0.16% Put
125 ISHARES TR 2,500 202 0.14% Call
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