| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMAZON COM INC | 6 | 4,000 | 0.01% | ||
| 2 | BROADCOM LTD | 100 | 18,000 | 0.02% | ||
| 3 | QUALCOMM INC | 375 | 24,000 | 0.03% | ||
| 4 | SPECTRUM PHARMACEUTICALS INC COM | 24,577 | 109,000 | 0.14% | ||
| 5 | APPLE INC | 1,029 | 119,000 | 0.15% | ||
| 6 | WESTERN ASSET HIGH INCM FD I | 26,585 | 188,000 | 0.24% | ||
| 7 | NUVEEN CALIFORNIA AMT QLT MU | 13,888 | 199,000 | 0.25% | ||
| 8 | MICROSOFT CORP | 3,500 | 217,000 | 0.27% | ||
| 9 | BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS | 14,561 | 221,000 | 0.28% | ||
| 10 | BANK AMER CORP | 11,000 | 243,000 | 0.31% | ||
| 11 | ALLIANZGI DIVIDEND INT PRM | 22,822 | 288,000 | 0.36% | ||
| 12 | QUALCOMM INC | 1,000 | 300,000 | 0.38% | Call | |
| 13 | JPMORGAN CHASE & CO | 3,500 | 302,000 | 0.38% | ||
| 14 | ALPHABET INC | 406 | 313,000 | 0.39% | ||
| 15 | SPDR SERIES TRUST | 7,691 | 339,000 | 0.43% | ||
| 16 | POWERSHARES QQQ TRUST | 3,008 | 356,000 | 0.45% | ||
| 17 | ILLINOIS TOOL WKS INC | 3,000 | 367,000 | 0.46% | ||
| 18 | WISDOMTREE TR | 7,512 | 372,000 | 0.47% | ||
| 19 | KURA ONCOLOGY INC | 64,300 | 379,000 | 0.48% | ||
| 20 | ISHARES TR | 11,198 | 392,000 | 0.49% | ||
| 21 | ISHARES 7-10 YEAR TREASURY BOND ETF | 3,741 | 392,000 | 0.49% | ||
| 22 | AMAZON COM INC | 100 | 400,000 | 0.50% | Put | |
| 23 | EATON VANCE CALIF MUN BD FD | 37,840 | 431,000 | 0.54% | ||
| 24 | EATON VANCE LTD DURATION INC | 32,097 | 440,000 | 0.56% | ||
| 25 | EATON CORP PLC | 7,000 | 470,000 | 0.59% | ||
| 26 | CUMMINS INC | 3,500 | 478,000 | 0.60% | ||
| 27 | MERCK & CO INC | 8,258 | 486,000 | 0.61% | ||
| 28 | PFIZER INC | 15,137 | 492,000 | 0.62% | ||
| 29 | MEDTRONIC PLC | 7,000 | 499,000 | 0.63% | ||
| 30 | HCP INC | 17,392 | 517,000 | 0.65% | ||
| 31 | DOW CHEM CO | 10,000 | 572,000 | 0.72% | ||
| 32 | WESTERN ASSET HIGH INCOME OP | 114,755 | 573,000 | 0.72% | ||
| 33 | CHICAGO BRIDGE & IRON CO N V | 19,000 | 603,000 | 0.76% | ||
| 34 | LEGGETT &PLATT INC | 12,580 | 615,000 | 0.78% | ||
| 35 | DOUBLELINE OPPORTUNISTIC CR | 27,751 | 641,000 | 0.81% | ||
| 36 | ISHARES TR | 13,003 | 660,000 | 0.83% | ||
| 37 | KIMBERLY CLARK CORP | 6,000 | 685,000 | 0.86% | ||
| 38 | PG&E CORP | 11,640 | 707,000 | 0.89% | ||
| 39 | KELLOGG CO | 9,622 | 709,000 | 0.89% | ||
| 40 | CINCINNATI FINL CORP | 9,417 | 713,000 | 0.90% | ||
| 41 | POWERSHARES ETF TRUST II | 32,325 | 755,000 | 0.95% | ||
| 42 | GENERAL ELECTRIC CO | 24,500 | 774,000 | 0.98% | ||
| 43 | HONEYWELL INTL INC | 6,700 | 776,000 | 0.98% | ||
| 44 | WAL-MART STORES INC | 12,264 | 848,000 | 1.07% | ||
| 45 | ISHARES TR | 3,264 | 866,000 | 1.09% | ||
| 46 | DISNEY WALT CO | 9,351 | 975,000 | 1.23% | ||
| 47 | 3M CO | 5,500 | 982,000 | 1.24% | ||
| 48 | BROADCOM LTD | 3,000 | 1,000,000 | 1.26% | Put | |
| 49 | SEAGATE TECHNOLOGY PLC | 28,516 | 1,088,000 | 1.37% | ||
| 50 | APPLE INC | 800 | 1,100,000 | 1.39% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001221073-17-000031, filed 2017.02.09).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
