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Institutional Investment Manager
Allworth Financial LP
Allworth Financial LP (CIK: 0001555170) incorporated in California, located at 340 Palladio Pkwy, Folsom, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 742 holdings with a total value of $950,730,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ENERGY FUELS INC 3 0 0.00%
2 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 16 0 0.00% PRN
3 DETERMINE INC 9 0 0.00%
4 COMMUNICATIONS SALES&LEAS 4 0 0.00%
5 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 147 0 0.00%
6 MANCHESTER UTD PLC NEW ORD CL A 5 0 0.00%
7 HEADWATERS INC COM 25 0 0.00%
8 HARMONY GOLD MINING CO LTD 6 0 0.00%
9 PETROLEO BRASILEIRO SA PETRO 10 0 0.00%
10 CEMEX SAB DE CV 58 0 0.00%
11 WPX ENERGY INC 25 0 0.00%
12 Centrus Energy Corp. 40 0 0.00%
13 TTM TECHNOLOGIES 25 0 0.00%
14 BLACKROCK CORE BD TR 14 0 0.00%
15 Pandora Media Inc 18 0 0.00%
16 TENAX THERAPEUTICS INC 2 0 0.00%
17 TELEFONAKTIEBOLAGET LM ERICS 48 0 0.00%
18 MFC BANCORP LTD 11 0 0.00%
19 AVIAT NETWORKS INCORPORATED COM NEW 2 0 0.00%
20 MICROCHIP TECHNOLOGY 1 0 0.00%
21 TIME INC NEW 26 0 0.00%
22 PENGROWTH ENERGY CORP 200 0 0.00%
23 OTELCO INC 5 0 0.00%
24 AES TRUST III PFD CV 6.75 6 0 0.00%
25 CALIFORNIA RES CORP 38 0 0.00%
26 LUMENTUM HLDGS INC COM 3 0 0.00%
27 ENSCO PLC 47 0 0.00%
28 TARGA RES CORP 2 0 0.00%
29 CESCA THERAPEUTICS INC COM NEW 2 0 0.00%
30 SILVER WHEATON CORP 18 0 0.00%
31 TOPBUILD CORP 15 0 0.00%
32 VIVUS INC 250 0 0.00%
33 CROSS TIMBERS RTY TR 1 0 0.00%
34 IMATION CORP 20 0 0.00%
35 WINDSTREAM HLDGS INC 3 0 0.00%
36 WMI HOLDINGS CORP. 29 0 0.00%
37 ADVANTAGE OIL & GAS LTD 28 0 0.00%
38 The McClatchy Company 21 0 0.00%
39 MANNKIND CORP. 500 0 0.00%
40 WESTERN ASSET EMERGING MKTS 7 0 0.00% PRN
41 MONEYGRAM INTL INC COM NEW 16 0 0.00%
42 SPRINT CORP 58 0 0.00%
43 TRANSOCEAN LTD 26 0 0.00%
44 HUNTINGTON INGALLS INDS INC 1 0 0.00%
45 CAVIUM INC 4 0 0.00%
46 AK STL HLDG CORP 14 0 0.00%
47 HALYARD HEALTH INC 14 0 0.00%
48 OCULUS INNOVATIVE SCIENCES I 62 0 0.00%
49 DENISON MINES CORP 124 0 0.00%
50 TG THERAPEUTICS INC COM 62 0 0.00%
Page 1 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-004740, filed 2017.02.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.